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D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 9, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,348
+34 vs. Q3 2023
Portfolio value
$10.2B
+$986.3M (+10.7%) vs. Q3 2023
Filed
Feb 9, 2024
SEC
Holdings of D.A. Davidson & Co. in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Value ETF922908744ETF4,922,996$736.0M7.2%+106,243+2.2%Added–
Vanguard Morningstar Growth ETF922908736ETF1,926,719$599.0M5.9%−23,196−1.2%Reduced–
iShares Core MSCI Total International Stock ETF46432F834ETF6,263,052$406.7M4.0%+147,759+2.4%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF3,576,770$355.0M3.5%+140,168+4.1%Added–
AAPLApple Inc.Stock1,481,424$285.2M2.8%−25,604−1.7%ReducedHistory
MSFTMicrosoft CorpStock725,985$273.0M2.7%−1,996−0.3%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF3,347,146$160.3M1.6%−22,041−0.7%Reduced–
iShares Tr464287630RUS 2000 VAL ETF1,001,799$155.6M1.5%+1,869+0.2%Added–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF4,541,908$149.1M1.5%+69,415+1.6%Added–
iShares Russell 1000 Growth ETF464287614ETF386,075$117.0M1.1%+668+0.2%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF483,393$114.7M1.1%+11,307+2.4%Added–
iShares Russell 2000 Growth ETF464287648ETF452,048$114.0M1.1%+5,281+1.2%Added–
COSTCostco Wholesale CorpStock160,420$105.9M1.0%−110−0.1%ReducedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF857,147$97.7M1.0%−17,852−2.0%Reduced–
BRK.BBerkshire Hathaway IncStock268,453$95.7M0.9%+1,733+0.6%AddedHistory
VVisa Inc.Stock344,840$89.8M0.9%+1,733+0.5%AddedHistory
AMZNAmazon Com IncStock587,535$89.3M0.9%+9,267+1.6%AddedHistory
Vanguard S&P 500 ETF922908363ETF201,718$88.1M0.9%+16,152+8.7%Added–
JNJJohnson & JohnsonStock556,235$87.2M0.9%+11,830+2.2%AddedHistory
iShares Core S&P 500 ETF464287200ETF181,669$86.8M0.9%−5,572−3.0%Reduced–
AVGOBroadcom Inc.Stock76,500$85.4M0.8%+1,069+1.4%AddedHistory
iShares S&P Mid-Cap 400 Growth ETF464287606ETF991,028$78.5M0.8%+7,122+0.7%Added–
Schwab US Dividend Equity ETF808524797ETF1,030,487$78.5M0.8%+25,174+2.5%Added–
PEPPepsiCo IncStock434,077$73.7M0.7%+7,276+1.7%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF475,441$70.0M0.7%+7,597+1.6%Added–
Vanguard High Dividend Yield Index ETF921946406ETF618,079$69.0M0.7%+12,058+2.0%Added–
JPMJPMorgan Chase & CoStock395,604$67.3M0.7%+8,189+2.1%AddedHistory
QCOMQualcomm IncStock448,351$64.8M0.6%−5,229−1.2%ReducedHistory
Vanguard Short-Term Bond ETF921937827ETF804,869$62.0M0.6%+846+0.1%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF1,500,429$61.7M0.6%+38,844+2.7%Added–
MRKMerck & Co., Inc.Stock561,212$61.2M0.6%−38,035−6.3%ReducedHistory
RTXRTX CorpStock724,226$60.9M0.6%+51,093+7.6%AddedHistory
AMGNAmgen IncStock210,721$60.7M0.6%+1,248+0.6%AddedHistory
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF1,698,261$59.8M0.6%+43,837+2.6%Added–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF2,442,009$59.6M0.6%+43,262+1.8%Added–
ADPAutomatic Data Processing IncStock254,592$59.3M0.6%+2,041+0.8%AddedHistory
Invesco QQQ Trust Series I46090E103ETF139,346$57.1M0.6%+14,332+11.5%Added–
CMICummins IncStock229,816$55.1M0.5%+4,633+2.1%AddedHistory
GOOGLAlphabet Inc.Stock391,601$54.7M0.5%+12,581+3.3%AddedHistory
CBChubb LtdStock238,138$53.8M0.5%−1,070−0.4%ReducedHistory
NVDANVIDIA CorpStock104,836$51.9M0.5%+10,708+11.4%AddedHistory
SPGIS&P Global Inc.Stock112,235$49.4M0.5%−446−0.4%ReducedHistory
NVSNovartis AGADR487,077$49.2M0.5%−10,100−2.0%ReducedHistory
CVXChevron CorpStock326,480$48.7M0.5%+19,021+6.2%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF262,241$44.7M0.4%+374+0.1%Added–
SBUXStarbucks CorpStock457,803$44.0M0.4%−2,889−0.6%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF87,819$41.7M0.4%−4,802−5.2%ReducedHistory
UNPUnion Pacific CorpStock167,859$41.2M0.4%+517+0.3%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F679,184$39.4M0.4%+49,085+7.8%Added–
ABBVAbbVie Inc.Stock249,733$38.7M0.4%−4,332−1.7%ReducedHistory
XOMExxonMobil Holdings CorpCOM372,534$37.2M0.4%−20,406−5.2%ReducedHistory
BRK.ABerkshire Hathaway IncCL A69$36.9M0.4%+1+1.5%AddedHistory
ACNAccenture plcStock105,125$36.9M0.4%+832+0.8%AddedHistory
GOOGAlphabet Inc.Stock260,139$36.7M0.4%+720+0.3%AddedHistory
NEENextera Energy IncStock574,207$34.9M0.3%+1,496+0.3%AddedHistory
BABoeing CoStock131,454$34.3M0.3%+8,193+6.6%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT206,644$32.6M0.3%+63,130+44.0%Added–
MCDMcDonalds CorpStock107,475$31.9M0.3%+280.0%AddedHistory
IBMInternational Business Machines CorpStock192,606$31.5M0.3%+3,685+2.0%AddedHistory
Vanguard Total Bond Market ETF921937835ETF418,250$30.8M0.3%+8,956+2.2%Added–
iShares Tr46435G516ESG AW MSCI EAFE405,841$30.7M0.3%−5,351−1.3%Reduced–
INTCIntel CorpStock602,369$30.3M0.3%−38,200−6.0%ReducedHistory
DISWalt Disney CoStock334,244$30.2M0.3%−13,802−4.0%ReducedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF577,863$29.9M0.3%+194,280+50.6%Added–
LOWLowes Companies IncStock133,442$29.7M0.3%−1,559−1.2%ReducedHistory
UPSUnited Parcel Service IncStock186,216$29.3M0.3%−2,890−1.5%ReducedHistory
CVSCVS Health CorpStock360,550$28.5M0.3%−16,743−4.4%ReducedHistory
iShares Inc464286681MSCI EQUAL WEITE336,720$28.4M0.3%−6,293−1.8%Reduced–
iShares Core S&P Small Cap ETF464287804ETF261,588$28.3M0.3%−4,511−1.7%Reduced–
CSCOCisco Systems, Inc.Stock551,950$27.9M0.3%+3,588+0.7%AddedHistory
Ssga Active ETF Tr78467V103ST STR REAL ETF985,864$26.8M0.3%+40,794+4.3%Added–
ADBEAdobe Inc.Stock44,758$26.7M0.3%+758+1.7%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF95,896$26.6M0.3%+2,700+2.9%Added–
PGProcter & Gamble CoStock181,247$26.6M0.3%−207−0.1%ReducedHistory
DEDeere & CoStock65,539$26.2M0.3%+8,867+15.6%AddedHistory
BXBlackstone Inc.COM199,518$26.1M0.3%−1,322−0.7%ReducedHistory
iShares MSCI Eafe ETF464287465ETF339,934$25.6M0.3%+17,460+5.4%Added–
iShares Russell Midcap ETF464287499ETF324,710$25.2M0.2%+2,633+0.8%Added–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF315,213$25.2M0.2%−75,347−19.3%Reduced–
iShares Russell 2000 ETF464287655ETF120,651$24.2M0.2%+7,456+6.6%Added–
ADSKAutodesk, Inc.COM98,783$24.1M0.2%+2,432+2.5%AddedHistory
SYKStryker CorpStock79,840$23.9M0.2%+1,715+2.2%AddedHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF451,852$23.3M0.2%+27,326+6.4%Added–
UNHUnitedHealth Group IncStock43,734$23.0M0.2%+2,658+6.5%AddedHistory
HDHome Depot, Inc.Stock65,434$22.7M0.2%−1,783−2.7%ReducedHistory
LLYEli Lilly & CoStock38,519$22.5M0.2%+4,240+12.4%AddedHistory
CATCaterpillar IncStock75,130$22.2M0.2%+2,994+4.2%AddedHistory
SCHWSchwab Charles CorpStock318,087$21.9M0.2%+2,647+0.8%AddedHistory
FISVFiserv IncStock162,996$21.7M0.2%+1,372+0.8%AddedHistory
GDGeneral Dynamics CorpStock82,718$21.5M0.2%+3,475+4.4%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF97,261$20.7M0.2%+3,489+3.7%Added–
TSLATesla, Inc.Stock81,994$20.4M0.2%+2,425+3.0%AddedHistory
Capital Group GBL Growth EQT14020X104SHS CREAT UNIT759,624$19.5M0.2%−1,976−0.3%Reduced–
First Tr Exchange-Traded FD33734H106SHS476,312$19.3M0.2%−1,019−0.2%Reduced–
PFEPfizer IncStock654,748$18.9M0.2%−82,381−11.2%ReducedHistory
METAMeta Platforms, Inc.Stock51,953$18.4M0.2%+3,842+8.0%AddedHistory
TGTTarget CorpStock129,016$18.4M0.2%+4,658+3.7%AddedHistory
LMTLockheed Martin CorpStock40,250$18.2M0.2%+1,180+3.0%AddedHistory
WMTWalmart Inc.Stock114,721$18.1M0.2%+8,374+7.9%AddedHistory
ABTAbbott LaboratoriesStock163,716$18.0M0.2%−4,357−2.6%ReducedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q4 2023
SecurityClassPutsCalls
BMOBank of MontrealCOM$19.5K–
RYRoyal Bank of CanadaStock$10.3K–
COFCapital One Financial CorpStock$8.58K–
GOLFAcushnet Holdings Corp.COM$8.40K–
LULUlululemon athletica inc.Stock$3.43K–
MAMastercard IncStock$3.10K–
LNTHLantheus Holdings, Inc.Stock–$2.26K
PLTRPalantir Technologies Inc.Stock$1.26K–
ZSZscaler, Inc.Stock$1.14K–
NUENucor CorpCOM$675–
AEOAmerican Eagle Outfitters IncCOM$170–
WSMWilliams Sonoma IncCOM$20–

Sold out since Q3 2023 (67)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
ATVIActivision Blizzard, Inc.COM66,200$6.20M0.1%History
VMWVmware LLCCL A COM36,291$6.04M0.1%History
iShares Tr46432F388MSCI USA VALUE66,065$5.99M0.1%–
Vanguard Admiral FDS Inc921932869MIDCP 400 GRTH32,548$2.94M<0.1%–
PAASPan American Silver CorpStock147,130$2.13M<0.1%History
Orla MNG Ltd New68634K106COM522,124$1.86M<0.1%–
iShares Tr46434VAX8IBONDS DEC23 ETF73,470$1.86M<0.1%–
Pacer FDS Tr69374H667US CHS CWS GWT50,770$1.82M<0.1%–
Global X FDS37954Y715RBTCS ARTFL INTE64,316$1.59M<0.1%–
GMEDGlobus Medical IncStock30,197$1.50M<0.1%History
INSEInspired Entertainment, Inc.COM90,420$1.08M<0.1%History
EVRIEveri Holdings Inc.COM57,684$762.6K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB31,213$662.7K<0.1%–
GLPGlobal Partners LPCOM UNITS18,350$648.1K<0.1%History
SGENSeagen Inc.COM2,881$611.2K<0.1%History
PAYCPaycom Software, Inc.Stock2,196$569.4K<0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF12,608$520.2K<0.1%–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS23,742$504.8K<0.1%History
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE8,226$496.4K<0.1%–
MDCSekisui House U.S., Inc.COM10,535$434.4K<0.1%History
REPXRiley Exploration Permian, Inc.COM12,050$383.1K<0.1%History
Listed FD Tr53656F847CORE ALT FD13,140$362.7K<0.1%–
FROFrontline plcCOM18,610$349.5K<0.1%History
BLFSBiolife Solutions IncCOM NEW25,000$345.3K<0.1%History
HIIHuntington Ingalls Industries, Inc.COM1,563$319.9K<0.1%History
First Tr Exchange-Traded FD33739Q507SSI STRG ETF9,608$298.5K<0.1%–
HESMHess Midstream LPCL A SHS10,000$291.3K<0.1%History
NXPNuveen Select Tax Free Income PortfolioSH BEN INT21,494$285.9K<0.1%History
Global X FDS37950E291GLOBX SUPDV US16,900$273.7K<0.1%–
iShares Tr46435G318IBONDS DEC202310,141$258.8K<0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF11,455$256.3K<0.1%–
FLEXFlex Ltd.Stock9,295$250.8K<0.1%History
GNLXGENELUX CorpCOM9,666$236.7K<0.1%History
EXASExact Sciences CorpCOM3,405$232.3K<0.1%History
First Tr Exchange-Traded FD33734X168MATERIALS ALPH3,636$229.2K<0.1%–
BIDUBaidu, Inc.ADR1,704$228.9K<0.1%History
AEHRAehr Test SystemsCOM5,000$228.5K<0.1%History
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM13,193$226.4K<0.1%History
ESTEEarthstone Energy IncCL A10,985$222.3K<0.1%History
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM14,796$218.8K<0.1%History
iShares Tr464288281JPMORGAN USD EMG2,640$217.9K<0.1%–
Alps Clean Energy ETF00162Q460ETF5,870$214.7K<0.1%–
CFCF Industries Holdings, Inc.COM2,501$214.4K<0.1%History
ETREntergy CorpCOM2,285$211.4K<0.1%History
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY4,300$210.6K<0.1%–
ALSNAllison Transmission Holdings IncStock3,551$209.7K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF2,020$207.8K<0.1%–
ANSSAnsys IncCOM690$205.3K<0.1%History
NWENorthWestern Energy Group, Inc.COM NEW4,225$203.1K<0.1%History
Pacer FDS Tr69374H741DATA AND INFRAST7,761$200.9K<0.1%–
Nuveen High Income 2023 Targ67079F101COM18,500$176.5K<0.1%–
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/1–$132.4K<0.1%–
NMZNuveen Municipal High Income Opportunity FundCOM13,832$128.4K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A23,535$117.0K<0.1%History
NIMNuveen Select Maturities Municipal FundSH BEN INT13,104$111.0K<0.1%History
RIOTRiot Platforms, Inc.COM10,400$97.0K<0.1%History
SNAPSnap IncStock10,091$89.9K<0.1%History
Spirit Airls Inc848577AB8NOTE 1.000% 5/1–$82.8K<0.1%–
FTFFranklin Ltd Duration Income TrustCOM12,855$78.3K<0.1%History
NOKNokia CorpSPONSORED ADR15,282$57.2K<0.1%History
JRSHJerash Holdings (US), Inc.COM18,167$55.1K<0.1%History
HIOWestern Asset High Income Opportunity Fund Inc.COM12,994$47.3K<0.1%History
HUTHut 8 Corp.Common Stock22,950$44.8K<0.1%History
SACHSachem Capital Corp.COM10,130$35.8K<0.1%History
FEAM5E Advanced Materials, Inc.COMMON STOCK14,292$32.3K<0.1%History
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$19.8K<0.1%–
CKPTCheckpoint Therapeutics, Inc.COM NEW10,000$17.0K<0.1%History