D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 9, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,348
- +34 vs. Q3 2023
- Portfolio value
- $10.2B
- +$986.3M (+10.7%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| DUKDuke Energy CORP | Stock | 177,895 | $17.3M | 0.2% | +21,130+13.5% | Added | History |
| CRMSalesforce, Inc. | Stock | 63,861 | $16.8M | 0.2% | +9,129+16.7% | Added | History |
| VZVerizon Communications Inc | Stock | 442,919 | $16.7M | 0.2% | −18,027−3.9% | Reduced | History |
| PCARPaccar Inc | COM | 167,721 | $16.4M | 0.2% | +1,362+0.8% | Added | History |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 314,475 | $16.3M | 0.2% | +22,673+7.8% | Added | – |
| KOCoca Cola Co | Stock | 277,038 | $16.3M | 0.2% | +3,159+1.2% | Added | History |
| BACBank of America Corp | Stock | 484,853 | $16.3M | 0.2% | +8,038+1.7% | Added | History |
| iShares Tr46434V613 | CORE UNIVRSL USD | 354,268 | $16.3M | 0.2% | −4,546−1.3% | Reduced | – |
| PNCPNC Financial Services Group, Inc. | Stock | 102,275 | $15.8M | 0.2% | −10,366−9.2% | Reduced | History |
| USBUS Bancorp DE | COM NEW | 356,832 | $15.4M | 0.2% | −16,682−4.5% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 298,584 | $15.3M | 0.2% | −22,365−7.0% | Reduced | History |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 194,553 | $15.2M | 0.1% | −2,505−1.3% | Reduced | – |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 234,992 | $15.1M | 0.1% | −8,004−3.3% | Reduced | – |
| COPConocoPhillips | Stock | 126,564 | $14.7M | 0.1% | +11,495+10.0% | Added | History |
| KMBKimberly Clark Corp | Stock | 120,882 | $14.7M | 0.1% | −1,770−1.4% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 38,059 | $14.7M | 0.1% | −288−0.8% | Reduced | History |
| PWRQuanta Services, Inc. | COM | 66,586 | $14.4M | 0.1% | −937−1.4% | Reduced | History |
| DHIHorton D R Inc | COM | 93,947 | $14.3M | 0.1% | +165+0.2% | Added | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 144,381 | $13.7M | 0.1% | +5,130+3.7% | Added | – |
| DVNDevon Energy Corp | Stock | 300,001 | $13.6M | 0.1% | +25,262+9.2% | Added | History |
| MDTMedtronic plc | Stock | 163,400 | $13.5M | 0.1% | +4,904+3.1% | Added | History |
| AMTAmerican Tower Corp | REIT | 61,909 | $13.4M | 0.1% | −4,790−7.2% | Reduced | History |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 203,620 | $13.2M | 0.1% | −4,353−2.1% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 68,706 | $13.1M | 0.1% | +22,369+48.3% | Added | History |
| ARCCAres Capital Corp | CEF | 652,691 | $13.1M | 0.1% | −76,580−10.5% | Reduced | History |
| ORealty Income Corp | REIT | 227,626 | $13.1M | 0.1% | +15,546+7.3% | Added | History |
| WMWaste Management Inc | Stock | 72,168 | $12.9M | 0.1% | +2,064+2.9% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 54,842 | $12.8M | 0.1% | +5,657+11.5% | Added | – |
| PYPLPayPal Holdings, Inc. | Stock | 206,479 | $12.7M | 0.1% | +9,775+5.0% | Added | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 180,149 | $12.7M | 0.1% | +3,830+2.2% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 162,102 | $12.6M | 0.1% | −14,443−8.2% | Reduced | – |
| SYYSysco Corp | Stock | 172,161 | $12.6M | 0.1% | −5,487−3.1% | Reduced | History |
| MAMastercard Inc | Stock | 29,199 | $12.5M | 0.1% | −156−0.5% | Reduced | History |
| MOAltria Group, Inc. | Stock | 304,508 | $12.3M | 0.1% | +10,107+3.4% | Added | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 73,599 | $12.1M | 0.1% | +483+0.7% | Added | – |
| AIGAmerican International Group, Inc. | Stock | 177,026 | $12.0M | 0.1% | +3,259+1.9% | Added | History |
| PLDPrologis, Inc. | REIT | 89,710 | $12.0M | 0.1% | +3,508+4.1% | Added | History |
| AMATApplied Materials Inc | Stock | 73,687 | $11.9M | 0.1% | −1,295−1.7% | Reduced | History |
| MMM3M Co | Stock | 109,124 | $11.9M | 0.1% | −12,848−10.5% | Reduced | History |
| ECLEcolab Inc. | Stock | 60,085 | $11.9M | 0.1% | +4,440+8.0% | Added | History |
| SHELShell plc | ADR | 180,482 | $11.9M | 0.1% | −1,732−1.0% | Reduced | History |
| VLOValero Energy Corp | Stock | 90,816 | $11.8M | 0.1% | −1,581−1.7% | Reduced | History |
| Vanguard World FD921910816 | MEGA GRWTH IND | 45,332 | $11.8M | 0.1% | +2,288+5.3% | Added | – |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 216,925 | $11.7M | 0.1% | +113,607+110.0% | Added | – |
| EPDEnterprise Products Partners L.P. | Stock | 438,893 | $11.6M | 0.1% | +6,781+1.6% | Added | History |
| STZConstellation Brands, Inc. | Stock | 47,635 | $11.5M | 0.1% | +189+0.4% | Added | History |
| WFCWells Fargo & Company | Stock | 228,150 | $11.2M | 0.1% | +780+0.3% | Added | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 529,776 | $11.2M | 0.1% | −143,983−21.4% | Reduced | – |
| TROWPrice T Rowe Group Inc | Stock | 104,144 | $11.2M | 0.1% | +838+0.8% | Added | History |
| iShares Tips Bond ETF464287176 | ETF | 103,923 | $11.2M | 0.1% | −7,897−7.1% | Reduced | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 51,007 | $11.1M | 0.1% | +7,276+16.6% | Added | – |
| CCKCrown Holdings, Inc. | COM | 120,550 | $11.1M | 0.1% | −1,052−0.9% | Reduced | History |
| PRUPrudential Financial Inc | Stock | 106,604 | $11.1M | 0.1% | +2,690+2.6% | Added | History |
| HONHoneywell International Inc | COM | 52,112 | $10.9M | 0.1% | −797−1.5% | Reduced | History |
| NKENIKE, Inc. | Stock | 99,143 | $10.8M | 0.1% | +3,414+3.6% | Added | History |
| Vanguard Real Estate ETF922908553 | ETF | 121,375 | $10.7M | 0.1% | −11,449−8.6% | Reduced | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 59,277 | $10.7M | 0.1% | +605+1.0% | Added | – |
| Vanguard Energy ETF92204A306 | ETF | 90,741 | $10.6M | 0.1% | −12,868−12.4% | Reduced | – |
| LINLinde PLC | Stock | 25,511 | $10.5M | 0.1% | +167+0.7% | Added | History |
| NOWServiceNow, Inc. | Stock | 14,670 | $10.4M | 0.1% | +1,128+8.3% | Added | History |
| ORCLOracle Corp | Stock | 97,951 | $10.3M | 0.1% | +921+0.9% | Added | History |
| UMHUmh Properties, Inc. | COM | 659,062 | $10.1M | 0.1% | +1,386+0.2% | Added | History |
| iShares Tr464288802 | ESG OPTIMIZED | 100,428 | $10.1M | 0.1% | −4,237−4.0% | Reduced | – |
| CSXCSX Corp | Stock | 289,274 | $10.0M | 0.1% | +61,550+27.0% | Added | History |
| WCCWesco International Inc | COM | 57,584 | $10.0M | 0.1% | +3,550+6.6% | Added | History |
| PPGPPG Industries Inc | Stock | 66,280 | $9.91M | 0.1% | +5,969+9.9% | Added | History |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 55,289 | $9.70M | 0.1% | +15,680+39.6% | Added | – |
| EOGEOG Resources Inc | Stock | 78,392 | $9.48M | 0.1% | +6,340+8.8% | Added | History |
| EMREmerson Electric Co | Stock | 96,483 | $9.39M | 0.1% | +991+1.0% | Added | History |
| KMIKinder Morgan, Inc. | Stock | 529,835 | $9.35M | 0.1% | −1,321−0.2% | Reduced | History |
| PANWPalo Alto Networks Inc | Stock | 31,627 | $9.33M | 0.1% | +2,544+8.7% | Added | History |
| MGMMGM Resorts International | Stock | 207,361 | $9.26M | 0.1% | −23,840−10.3% | Reduced | History |
| STTState Street Corp | COM | 119,444 | $9.25M | 0.1% | +2,225+1.9% | Added | History |
| PMPhilip Morris International Inc. | Stock | 98,075 | $9.23M | 0.1% | +2,140+2.2% | Added | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 217,040 | $9.15M | 0.1% | +50,304+30.2% | Added | – |
| Vanguard Admiral FDS Inc921932885 | MIDCP 400 IDX | 95,434 | $8.97M | 0.1% | −12,674−11.7% | Reduced | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 158,940 | $8.92M | 0.1% | +4,643+3.0% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 46,302 | $8.91M | 0.1% | −722−1.5% | Reduced | – |
| WYWeyerhaeuser Co | COM NEW | 255,277 | $8.88M | 0.1% | −22,337−8.0% | Reduced | History |
| CCDCalamos Dynamic Convertible & Income Fund | COM | 447,634 | $8.85M | 0.1% | +65,672+17.2% | Added | History |
| ALKAlaska Air Group, Inc. | COM | 225,780 | $8.82M | 0.1% | −11,889−5.0% | Reduced | History |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 40,160 | $8.82M | 0.1% | +1,170+3.0% | Added | – |
| NTRNutrien Ltd. | COM | 155,696 | $8.77M | 0.1% | +79+0.1% | Added | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 59,675 | $8.65M | 0.1% | +419+0.7% | Added | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 166,136 | $8.64M | 0.1% | −12,975−7.2% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 102,986 | $8.63M | 0.1% | −47,985−31.8% | Reduced | – |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 108,551 | $8.61M | 0.1% | −1,446−1.3% | Reduced | – |
| First Tr Exchange-Traded FD33733E831 | INDXX AEROSPACE | 333,268 | $8.48M | 0.1% | −27,880−7.7% | Reduced | – |
| DOWDow Inc. | Stock | 154,168 | $8.45M | 0.1% | −5,573−3.5% | Reduced | History |
| FDXFedEx Corp | Stock | 33,394 | $8.45M | 0.1% | −1,472−4.2% | Reduced | History |
| FCXFreeport-McMoran Inc | Stock | 195,941 | $8.34M | 0.1% | +7,363+3.9% | Added | History |
| CLColgate Palmolive Co | Stock | 103,505 | $8.25M | 0.1% | −892−0.9% | Reduced | History |
| Capital Group Core Equity Et14020V108 | SHS CREAT UNIT | 291,485 | $8.25M | 0.1% | +66,790+29.7% | Added | – |
| LRCXLam Research Corp | COM | 10,508 | $8.23M | 0.1% | +124+1.2% | Added | History |
| PSXPhillips 66 | Stock | 61,657 | $8.21M | 0.1% | −5,302−7.9% | Reduced | History |
| First Tr Exchange Traded FD33741X102 | SMID RISNG ETF | 248,831 | $8.15M | 0.1% | +39,878+19.1% | Added | – |
| TAT&T Inc. | Stock | 485,857 | $8.15M | 0.1% | +43,604+9.9% | Added | History |
| Vanguard World FD921910840 | MEGA CAP VAL ETF | 73,695 | $8.06M | 0.1% | +6,695+10.0% | Added | – |
| AWRAmerican States Water Co | COM | 100,088 | $8.05M | 0.1% | −620−0.6% | Reduced | History |
| CMCSAComcast Corp | Stock | 181,412 | $7.95M | 0.1% | +1,876+1.0% | Added | History |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMOBank of Montreal | COM | $19.5K | – |
| RYRoyal Bank of Canada | Stock | $10.3K | – |
| COFCapital One Financial Corp | Stock | $8.58K | – |
| GOLFAcushnet Holdings Corp. | COM | $8.40K | – |
| LULUlululemon athletica inc. | Stock | $3.43K | – |
| MAMastercard Inc | Stock | $3.10K | – |
| LNTHLantheus Holdings, Inc. | Stock | – | $2.26K |
| PLTRPalantir Technologies Inc. | Stock | $1.26K | – |
| ZSZscaler, Inc. | Stock | $1.14K | – |
| NUENucor Corp | COM | $675 | – |
| AEOAmerican Eagle Outfitters Inc | COM | $170 | – |
| WSMWilliams Sonoma Inc | COM | $20 | – |
Sold out since Q3 2023 (67)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| ATVIActivision Blizzard, Inc. | COM | 66,200 | $6.20M | 0.1% | History |
| VMWVmware LLC | CL A COM | 36,291 | $6.04M | 0.1% | History |
| iShares Tr46432F388 | MSCI USA VALUE | 66,065 | $5.99M | 0.1% | – |
| Vanguard Admiral FDS Inc921932869 | MIDCP 400 GRTH | 32,548 | $2.94M | <0.1% | – |
| PAASPan American Silver Corp | Stock | 147,130 | $2.13M | <0.1% | History |
| Orla MNG Ltd New68634K106 | COM | 522,124 | $1.86M | <0.1% | – |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 73,470 | $1.86M | <0.1% | – |
| Pacer FDS Tr69374H667 | US CHS CWS GWT | 50,770 | $1.82M | <0.1% | – |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 64,316 | $1.59M | <0.1% | – |
| GMEDGlobus Medical Inc | Stock | 30,197 | $1.50M | <0.1% | History |
| INSEInspired Entertainment, Inc. | COM | 90,420 | $1.08M | <0.1% | History |
| EVRIEveri Holdings Inc. | COM | 57,684 | $762.6K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 31,213 | $662.7K | <0.1% | – |
| GLPGlobal Partners LP | COM UNITS | 18,350 | $648.1K | <0.1% | History |
| SGENSeagen Inc. | COM | 2,881 | $611.2K | <0.1% | History |
| PAYCPaycom Software, Inc. | Stock | 2,196 | $569.4K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 12,608 | $520.2K | <0.1% | – |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 23,742 | $504.8K | <0.1% | History |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 8,226 | $496.4K | <0.1% | – |
| MDCSekisui House U.S., Inc. | COM | 10,535 | $434.4K | <0.1% | History |
| REPXRiley Exploration Permian, Inc. | COM | 12,050 | $383.1K | <0.1% | History |
| Listed FD Tr53656F847 | CORE ALT FD | 13,140 | $362.7K | <0.1% | – |
| FROFrontline plc | COM | 18,610 | $349.5K | <0.1% | History |
| BLFSBiolife Solutions Inc | COM NEW | 25,000 | $345.3K | <0.1% | History |
| HIIHuntington Ingalls Industries, Inc. | COM | 1,563 | $319.9K | <0.1% | History |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 9,608 | $298.5K | <0.1% | – |
| HESMHess Midstream LP | CL A SHS | 10,000 | $291.3K | <0.1% | History |
| NXPNuveen Select Tax Free Income Portfolio | SH BEN INT | 21,494 | $285.9K | <0.1% | History |
| Global X FDS37950E291 | GLOBX SUPDV US | 16,900 | $273.7K | <0.1% | – |
| iShares Tr46435G318 | IBONDS DEC2023 | 10,141 | $258.8K | <0.1% | – |
| Innovator ETFs Tr45782C102 | IBD 50 ETF | 11,455 | $256.3K | <0.1% | – |
| FLEXFlex Ltd. | Stock | 9,295 | $250.8K | <0.1% | History |
| GNLXGENELUX Corp | COM | 9,666 | $236.7K | <0.1% | History |
| EXASExact Sciences Corp | COM | 3,405 | $232.3K | <0.1% | History |
| First Tr Exchange-Traded FD33734X168 | MATERIALS ALPH | 3,636 | $229.2K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,704 | $228.9K | <0.1% | History |
| AEHRAehr Test Systems | COM | 5,000 | $228.5K | <0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 13,193 | $226.4K | <0.1% | History |
| ESTEEarthstone Energy Inc | CL A | 10,985 | $222.3K | <0.1% | History |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 14,796 | $218.8K | <0.1% | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 2,640 | $217.9K | <0.1% | – |
| Alps Clean Energy ETF00162Q460 | ETF | 5,870 | $214.7K | <0.1% | – |
| CFCF Industries Holdings, Inc. | COM | 2,501 | $214.4K | <0.1% | History |
| ETREntergy Corp | COM | 2,285 | $211.4K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,300 | $210.6K | <0.1% | – |
| ALSNAllison Transmission Holdings Inc | Stock | 3,551 | $209.7K | <0.1% | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 2,020 | $207.8K | <0.1% | – |
| ANSSAnsys Inc | COM | 690 | $205.3K | <0.1% | History |
| NWENorthWestern Energy Group, Inc. | COM NEW | 4,225 | $203.1K | <0.1% | History |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 7,761 | $200.9K | <0.1% | – |
| Nuveen High Income 2023 Targ67079F101 | COM | 18,500 | $176.5K | <0.1% | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $132.4K | <0.1% | – |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 13,832 | $128.4K | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 23,535 | $117.0K | <0.1% | History |
| NIMNuveen Select Maturities Municipal Fund | SH BEN INT | 13,104 | $111.0K | <0.1% | History |
| RIOTRiot Platforms, Inc. | COM | 10,400 | $97.0K | <0.1% | History |
| SNAPSnap Inc | Stock | 10,091 | $89.9K | <0.1% | History |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $82.8K | <0.1% | – |
| FTFFranklin Ltd Duration Income Trust | COM | 12,855 | $78.3K | <0.1% | History |
| NOKNokia Corp | SPONSORED ADR | 15,282 | $57.2K | <0.1% | History |
| JRSHJerash Holdings (US), Inc. | COM | 18,167 | $55.1K | <0.1% | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 12,994 | $47.3K | <0.1% | History |
| HUTHut 8 Corp. | Common Stock | 22,950 | $44.8K | <0.1% | History |
| SACHSachem Capital Corp. | COM | 10,130 | $35.8K | <0.1% | History |
| FEAM5E Advanced Materials, Inc. | COMMON STOCK | 14,292 | $32.3K | <0.1% | History |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | – | $19.8K | <0.1% | – |
| CKPTCheckpoint Therapeutics, Inc. | COM NEW | 10,000 | $17.0K | <0.1% | History |