D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 8, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 1,314
- −10 vs. Q2 2023
- Portfolio value
- $9.21B
- −$258.1M (−2.7%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Morningstar Value ETF922908744 | ETF | 4,816,753 | $664.4M | 7.2% | +42,900+0.9% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 1,949,915 | $531.0M | 5.8% | −9,747−0.5% | Reduced | – |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 6,115,293 | $366.9M | 4.0% | +108,696+1.8% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 3,436,602 | $323.2M | 3.5% | +105,011+3.2% | Added | – |
| AAPLApple Inc. | Stock | 1,507,028 | $258.0M | 2.8% | −26,686−1.7% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 727,981 | $229.9M | 2.5% | −2,426−0.3% | Reduced | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 3,369,187 | $147.3M | 1.6% | +15,775+0.5% | Added | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 4,472,493 | $140.7M | 1.5% | +108,440+2.5% | Added | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 999,930 | $135.5M | 1.5% | +17,137+1.7% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 385,407 | $102.5M | 1.1% | −1,141−0.3% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 472,086 | $100.3M | 1.1% | +667+0.1% | Added | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 446,767 | $100.1M | 1.1% | +6,658+1.5% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 266,720 | $93.4M | 1.0% | +152+0.1% | Added | History |
| COSTCostco Wholesale Corp | Stock | 160,530 | $90.7M | 1.0% | +2,622+1.7% | Added | History |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 874,999 | $88.3M | 1.0% | +10,137+1.2% | Added | – |
| JNJJohnson & Johnson | Stock | 544,405 | $84.8M | 0.9% | −444−0.1% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 187,241 | $80.4M | 0.9% | −1,892−1.0% | Reduced | – |
| VVisa Inc. | Stock | 343,107 | $78.9M | 0.9% | +4,852+1.4% | Added | History |
| AMZNAmazon Com Inc | Stock | 578,268 | $73.5M | 0.8% | −837−0.1% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 185,566 | $72.9M | 0.8% | +55,157+42.3% | Added | – |
| PEPPepsiCo Inc | Stock | 426,801 | $72.3M | 0.8% | +2,432+0.6% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 1,005,313 | $71.1M | 0.8% | +16,202+1.6% | Added | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 983,906 | $71.1M | 0.8% | +11,072+1.1% | Added | – |
| AVGOBroadcom Inc. | Stock | 75,431 | $62.7M | 0.7% | −5,518−6.8% | Reduced | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 606,021 | $62.6M | 0.7% | −7,303−1.2% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 599,247 | $61.7M | 0.7% | −2,043−0.3% | Reduced | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 467,844 | $61.7M | 0.7% | +4,006+0.9% | Added | – |
| ADPAutomatic Data Processing Inc | Stock | 252,551 | $60.8M | 0.7% | +591+0.2% | Added | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 804,023 | $60.4M | 0.7% | +1,115+0.1% | Added | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 1,461,585 | $57.3M | 0.6% | +30,424+2.1% | Added | – |
| AMGNAmgen Inc | Stock | 209,473 | $56.3M | 0.6% | +3,998+1.9% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 387,415 | $56.2M | 0.6% | +5,680+1.5% | Added | History |
| Dimensional World Ex U.S. Core Equity 2 ETF25434V880 | ETF | 2,398,747 | $54.0M | 0.6% | +23,743+1.0% | Added | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 1,654,424 | $52.6M | 0.6% | +24,964+1.5% | AddedConverted for a 5-for-1 split | – |
| CVXChevron Corp | Stock | 307,459 | $51.8M | 0.6% | +9,852+3.3% | Added | History |
| CMICummins Inc | Stock | 225,183 | $51.4M | 0.6% | +943+0.4% | Added | History |
| NVSNovartis AG | ADR | 497,177 | $50.6M | 0.5% | +669+0.1% | Added | History |
| QCOMQualcomm Inc | Stock | 453,580 | $50.4M | 0.5% | +8,947+2.0% | Added | History |
| CBChubb Ltd | Stock | 239,208 | $49.8M | 0.5% | +633+0.3% | Added | History |
| GOOGLAlphabet Inc. | Stock | 379,020 | $49.6M | 0.5% | −214−0.1% | Reduced | History |
| RTXRTX Corp | Stock | 673,133 | $48.4M | 0.5% | +14,792+2.2% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 392,940 | $46.2M | 0.5% | +33,056+9.2% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 125,014 | $44.8M | 0.5% | +8,663+7.4% | Added | – |
| SBUXStarbucks Corp | Stock | 460,692 | $42.0M | 0.5% | −688−0.1% | Reduced | History |
| SPGIS&P Global Inc. | Stock | 112,681 | $41.2M | 0.4% | +3,489+3.2% | Added | History |
| NVDANVIDIA Corp | Stock | 94,128 | $40.9M | 0.4% | −3,294−3.4% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 261,867 | $40.7M | 0.4% | −22,129−7.8% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 92,621 | $39.6M | 0.4% | +3,544+4.0% | Added | History |
| ABBVAbbVie Inc. | Stock | 254,065 | $37.9M | 0.4% | +3,436+1.4% | Added | History |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 765,178 | $37.5M | 0.4% | +21,548+2.9% | Added | – |
| BRK.ABerkshire Hathaway Inc | CL A | 68 | $35.6M | 0.4% | −1−1.4% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 259,419 | $34.2M | 0.4% | −608−0.2% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 167,342 | $34.1M | 0.4% | −764−0.5% | Reduced | History |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 630,099 | $33.7M | 0.4% | +79,033+14.3% | Added | – |
| NEENextera Energy Inc | Stock | 572,711 | $32.8M | 0.4% | +28,721+5.3% | Added | History |
| ACNAccenture plc | Stock | 104,293 | $32.0M | 0.3% | +2,444+2.4% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 548,362 | $29.5M | 0.3% | +15,126+2.8% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 189,106 | $29.5M | 0.3% | +1,416+0.8% | Added | History |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 390,560 | $28.8M | 0.3% | +259+0.1% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 409,294 | $28.6M | 0.3% | +10,905+2.7% | Added | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 411,192 | $28.4M | 0.3% | −1,358−0.3% | Reduced | – |
| MCDMcDonalds Corp | Stock | 107,447 | $28.3M | 0.3% | −70.0% | Reduced | History |
| DISWalt Disney Co | Stock | 348,046 | $28.2M | 0.3% | −37,225−9.7% | Reduced | History |
| LOWLowes Companies Inc | Stock | 135,001 | $28.1M | 0.3% | −1,624−1.2% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 188,921 | $26.5M | 0.3% | +6,791+3.7% | Added | History |
| PGProcter & Gamble Co | Stock | 181,454 | $26.5M | 0.3% | +1,981+1.1% | Added | History |
| CVSCVS Health Corp | Stock | 377,293 | $26.3M | 0.3% | −26,692−6.6% | Reduced | History |
| iShares Inc464286681 | MSCI EQUAL WEITE | 343,013 | $25.8M | 0.3% | +580+0.2% | Added | – |
| Ssga Active ETF Tr78467V103 | ST STR REAL ETF | 945,070 | $25.5M | 0.3% | +25,237+2.7% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 266,099 | $25.1M | 0.3% | +6,151+2.4% | Added | – |
| PFEPfizer Inc | Stock | 737,129 | $24.5M | 0.3% | +22,777+3.2% | Added | History |
| BABoeing Co | Stock | 123,261 | $23.6M | 0.3% | −6,015−4.7% | Reduced | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 93,196 | $23.2M | 0.3% | −1,593−1.7% | Reduced | – |
| INTCIntel Corp | Stock | 640,569 | $22.8M | 0.2% | −81,021−11.2% | Reduced | History |
| ADBEAdobe Inc. | Stock | 44,000 | $22.4M | 0.2% | −720−1.6% | Reduced | History |
| iShares Russell Midcap ETF464287499 | ETF | 322,077 | $22.3M | 0.2% | +10,085+3.2% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 322,474 | $22.2M | 0.2% | −2,267−0.7% | Reduced | – |
| BXBlackstone Inc. | COM | 200,840 | $21.5M | 0.2% | −6,531−3.1% | Reduced | History |
| DEDeere & Co | Stock | 56,672 | $21.4M | 0.2% | +2,187+4.0% | Added | History |
| SYKStryker Corp | Stock | 78,125 | $21.3M | 0.2% | −2,159−2.7% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 41,076 | $20.7M | 0.2% | −969−2.3% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 143,514 | $20.3M | 0.2% | +13,337+10.2% | Added | – |
| HDHome Depot, Inc. | Stock | 67,217 | $20.3M | 0.2% | −678−1.0% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 113,195 | $20.0M | 0.2% | +8,213+7.8% | Added | – |
| ADSKAutodesk, Inc. | COM | 96,351 | $19.9M | 0.2% | −5,684−5.6% | Reduced | History |
| TSLATesla, Inc. | Stock | 79,569 | $19.9M | 0.2% | −566−0.7% | Reduced | History |
| CATCaterpillar Inc | Stock | 72,136 | $19.7M | 0.2% | −1,184−1.6% | Reduced | History |
| First Tr Exchange Traded FD33738R605 | DORSEY WRT 5 ETF | 424,526 | $18.8M | 0.2% | −6,950−1.6% | Reduced | – |
| BMYBristol Myers Squibb Co | Stock | 320,949 | $18.6M | 0.2% | +11,980+3.9% | Added | History |
| LLYEli Lilly & Co | Stock | 34,279 | $18.4M | 0.2% | −5,275−13.3% | Reduced | History |
| FISVFiserv Inc | Stock | 161,624 | $18.3M | 0.2% | +2,481+1.6% | Added | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 357,823 | $18.0M | 0.2% | +280,536+363.0% | Added | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 477,331 | $17.8M | 0.2% | −62,581−11.6% | Reduced | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 93,772 | $17.7M | 0.2% | +3,826+4.3% | Added | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 383,583 | $17.6M | 0.2% | +53,852+16.3% | Added | – |
| GDGeneral Dynamics Corp | Stock | 79,243 | $17.5M | 0.2% | +2,209+2.9% | Added | History |
| Capital Group GBL Growth EQT14020X104 | SHS CREAT UNIT | 761,600 | $17.5M | 0.2% | +2,305+0.3% | Added | – |
| SCHWSchwab Charles Corp | Stock | 315,440 | $17.3M | 0.2% | +20,899+7.1% | Added | History |
| WMTWalmart Inc. | Stock | 106,347 | $17.0M | 0.2% | +1,396+1.3% | Added | History |
| ABTAbbott Laboratories | Stock | 168,073 | $16.3M | 0.2% | +970+0.6% | Added | History |
Options (17)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMOBank of Montreal | COM | $34.9K | – |
| RYRoyal Bank of Canada | Stock | $33.5K | – |
| DEDeere & Co | Stock | $27.5K | – |
| ZSZscaler, Inc. | Stock | $27.3K | – |
| COFCapital One Financial Corp | Stock | $18.3K | – |
| GOLFAcushnet Holdings Corp. | COM | $14.8K | – |
| NUENucor Corp | COM | $11.8K | – |
| LOWLowes Companies Inc | Stock | $10.8K | – |
| MCHPMicrochip Technology Inc | Stock | $8.26K | – |
| AAPLApple Inc. | Stock | $7.72K | – |
| WSMWilliams Sonoma Inc | COM | $6.97K | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | – | $6.90K |
| MAMastercard Inc | Stock | $5.00K | – |
| PLTRPalantir Technologies Inc. | Stock | $3.20K | – |
| STLDSteel Dynamics Inc | COM | $2.80K | – |
| ODFLOld Dominion Freight Line, Inc. | COM | $2.28K | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | – | $63 |
Sold out since Q2 2023 (76)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| WisdomTree Tr97717W380 | INTRST RATE HDGE | 217,695 | $9.63M | 0.1% | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 168,569 | $4.15M | <0.1% | – |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 61,313 | $3.82M | <0.1% | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 156,000 | $3.66M | <0.1% | – |
| NUVANuvasive Inc | COM | 64,220 | $2.67M | <0.1% | History |
| TDCTeradata Corp | Stock | 41,299 | $2.21M | <0.1% | History |
| CNHCNH Industrial N.V. | SHS | 119,707 | $1.72M | <0.1% | History |
| Global X FDS37954Y830 | GLOBAL X COPPER | 43,610 | $1.64M | <0.1% | – |
| CFGCitizens Financial Group Inc | COM | 57,623 | $1.50M | <0.1% | History |
| VRRMVerra Mobility Corp | CL A COM STK | 65,120 | $1.28M | <0.1% | History |
| CRCrane Co | COMMON STOCK | 13,980 | $1.25M | <0.1% | History |
| TRMBTrimble Inc. | COM | 22,937 | $1.21M | <0.1% | History |
| Global X Uranium ETF37954Y871 | ETF | 55,208 | $1.20M | <0.1% | – |
| LNTHLantheus Holdings, Inc. | Stock | 14,219 | $1.19M | <0.1% | History |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 115,939 | $1.09M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 41,061 | $965.3K | <0.1% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 20,177 | $823.8K | <0.1% | – |
| SKINSkinHealth Systems Inc. | COM CL A | 90,670 | $758.9K | <0.1% | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 13,150 | $721.5K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 10,489 | $640.0K | <0.1% | – |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 8,482 | $616.0K | <0.1% | History |
| GTMZoomInfo Technologies Inc. | Stock | 23,767 | $603.4K | <0.1% | History |
| AMNAmn Healthcare Services Inc | COM | 4,068 | $443.9K | <0.1% | History |
| NRGNRG Energy, Inc. | Stock | 10,678 | $399.3K | <0.1% | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 10,532 | $342.7K | <0.1% | – |
| CYRXCryoport, Inc. | COM PAR $0.001 | 19,200 | $331.2K | <0.1% | History |
| VTRVentas, Inc. | REIT | 6,914 | $326.8K | <0.1% | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 11,193 | $322.2K | <0.1% | – |
| UHSUniversal Health Services Inc | CL B | 1,928 | $304.2K | <0.1% | History |
| HIHillenbrand, Inc. | COM | 5,900 | $302.6K | <0.1% | History |
| SUMSummit Materials, Inc. | CL A | 7,424 | $281.0K | <0.1% | History |
| HEHawaiian Electric Industries Inc | COM | 7,609 | $275.4K | <0.1% | History |
| Tidal Trust I886364645 | SONICSHARES GBL | 10,408 | $271.6K | <0.1% | – |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 34,572 | $269.7K | <0.1% | History |
| Schwab US Tips ETF808524870 | ETF | 4,811 | $252.2K | <0.1% | – |
| UFPTUfp Technologies Inc | COM | 1,300 | $252.0K | <0.1% | History |
| DGIIDigi International Inc | COM | 6,370 | $250.9K | <0.1% | History |
| LUVSouthwest Airlines Co | COM | 6,910 | $250.2K | <0.1% | History |
| NVCRNovoCure Ltd | ORD SHS | 5,940 | $246.5K | <0.1% | History |
| LITELumentum Holdings Inc. | COM | 4,323 | $245.2K | <0.1% | History |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 6,419 | $244.5K | <0.1% | History |
| APTVAptiv PLC | SHS | 2,310 | $235.8K | <0.1% | History |
| OSPNOneSpan Inc. | COM | 15,723 | $233.3K | <0.1% | History |
| EGLEEagle Bulk Shipping Inc. | COM | 4,800 | $230.6K | <0.1% | History |
| iShares Inc464286293 | ASIA/PAC DIV ETF | 6,975 | $229.1K | <0.1% | – |
| iShares Inc464286285 | JP MRGN EM HI BD | 6,521 | $229.1K | <0.1% | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,970 | $227.1K | <0.1% | – |
| NRTNorth European Oil Royalty Trust | SH BEN INT | 17,450 | $226.5K | <0.1% | History |
| QSIQuantum-Si Inc | COM CL A | 125,000 | $223.8K | <0.1% | History |
| FRGFranchise Group, Inc. | COM | 7,800 | $223.4K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J783 | BULSHS 2027 CB | 11,689 | $222.4K | <0.1% | – |
| SWKStanley Black & Decker, Inc. | COM | 2,351 | $220.4K | <0.1% | History |
| UALUnited Airlines Holdings, Inc. | COM | 3,999 | $219.4K | <0.1% | History |
| HOLXHologic Inc | COM | 2,707 | $219.2K | <0.1% | History |
| MPWRMonolithic Power Systems, Inc. | COM | 403 | $217.9K | <0.1% | History |
| OLNOLIN Corp | Stock | 4,105 | $211.0K | <0.1% | History |
| SHLSShoals Technologies Group, Inc. | CL A | 8,250 | $210.9K | <0.1% | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 1,823 | $209.5K | <0.1% | – |
| INCYIncyte Corp | COM | 3,362 | $209.3K | <0.1% | History |
| PACWPacwest Bancorp | COM | 25,596 | $208.6K | <0.1% | History |
| BANFBancfirst Corp | COM | 2,224 | $204.6K | <0.1% | History |
| BYNDBeyond Meat, Inc. | COM | 14,637 | $190.0K | <0.1% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 10,301 | $189.6K | <0.1% | – |
| HQHabrdn Healthcare Investors | SH BEN INT | 10,940 | $186.5K | <0.1% | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $152.7K | <0.1% | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $145.5K | <0.1% | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $141.6K | <0.1% | – |
| Macom Tech Solutions Hldgs I55405YAB6 | NOTE 0.250% 3/1 | – | $140.0K | <0.1% | – |
| PCQPIMCO California Municipal Income Fund | COM | 13,615 | $133.4K | <0.1% | History |
| Invesco High Income 2023 Tar46135X108 | COM | 16,000 | $118.7K | <0.1% | – |
| NVTAInvitae Corp | COM | 91,403 | $103.3K | <0.1% | History |
| NSLNuveen Senior Income Fund | COM | 19,864 | $91.0K | <0.1% | History |
| IGRCbre Global Real Estate Income Fund | COM | 15,550 | $81.3K | <0.1% | History |
| AMRSAmyris, Inc. | COM NEW | 68,038 | $70.1K | <0.1% | History |
| EXKEndeavour Silver Corp | COM | 17,481 | $50.5K | <0.1% | History |
| IMBILegacy IMBDS, Inc. | COM CL A | 152,329 | $20.1K | <0.1% | History |