D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 8, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 1,314
- −10 vs. Q2 2023
- Portfolio value
- $9.21B
- −$258.1M (−2.7%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| LMTLockheed Martin Corp | Stock | 39,070 | $16.0M | 0.2% | +1,110+2.9% | Added | History |
| iShares Tr46434V613 | CORE UNIVRSL USD | 358,814 | $15.7M | 0.2% | −197−0.1% | Reduced | – |
| KOCoca Cola Co | Stock | 273,879 | $15.3M | 0.2% | −2,338−0.8% | Reduced | History |
| VZVerizon Communications Inc | Stock | 460,946 | $14.9M | 0.2% | −39,077−7.8% | Reduced | History |
| KMBKimberly Clark Corp | Stock | 122,652 | $14.8M | 0.2% | +307+0.3% | Added | History |
| METAMeta Platforms, Inc. | Stock | 48,111 | $14.4M | 0.2% | −2,785−5.5% | Reduced | History |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 291,802 | $14.4M | 0.2% | −1,779−0.6% | Reduced | – |
| ARCCAres Capital Corp | CEF | 729,271 | $14.2M | 0.2% | +117,953+19.3% | Added | History |
| PCARPaccar Inc | COM | 166,359 | $14.1M | 0.2% | +2,937+1.8% | Added | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 673,759 | $14.1M | 0.2% | +136,638+25.4% | Added | – |
| DUKDuke Energy CORP | Stock | 156,765 | $13.8M | 0.2% | +29,173+22.9% | Added | History |
| PNCPNC Financial Services Group, Inc. | Stock | 112,641 | $13.8M | 0.2% | −38,747−25.6% | Reduced | History |
| COPConocoPhillips | Stock | 115,069 | $13.8M | 0.1% | +3,778+3.4% | Added | History |
| TGTTarget Corp | Stock | 124,358 | $13.8M | 0.1% | +9,719+8.5% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 150,971 | $13.6M | 0.1% | +37,767+33.4% | Added | – |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 242,996 | $13.6M | 0.1% | +7,671+3.3% | Added | – |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 197,058 | $13.5M | 0.1% | −1,332−0.7% | Reduced | – |
| Vanguard Energy ETF92204A306 | ETF | 103,609 | $13.1M | 0.1% | +25,886+33.3% | Added | – |
| DVNDevon Energy Corp | Stock | 274,739 | $13.1M | 0.1% | +62,201+29.3% | Added | History |
| VLOValero Energy Corp | Stock | 92,397 | $13.1M | 0.1% | −412−0.4% | Reduced | History |
| BACBank of America Corp | Stock | 476,815 | $13.1M | 0.1% | −55,813−10.5% | Reduced | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 176,545 | $12.8M | 0.1% | +3,127+1.8% | Added | – |
| PWRQuanta Services, Inc. | COM | 67,523 | $12.6M | 0.1% | −2,673−3.8% | Reduced | History |
| MDTMedtronic plc | Stock | 158,496 | $12.4M | 0.1% | +6,930+4.6% | Added | History |
| GSGoldman Sachs Group Inc | Stock | 38,347 | $12.4M | 0.1% | +981+2.6% | Added | History |
| MOAltria Group, Inc. | Stock | 294,401 | $12.4M | 0.1% | +695+0.2% | Added | History |
| USBUS Bancorp DE | COM NEW | 373,514 | $12.3M | 0.1% | +4,392+1.2% | Added | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 139,251 | $12.3M | 0.1% | +4,639+3.4% | Added | – |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 207,973 | $11.9M | 0.1% | +25,283+13.8% | Added | – |
| STZConstellation Brands, Inc. | Stock | 47,446 | $11.9M | 0.1% | −1,265−2.6% | Reduced | History |
| EPDEnterprise Products Partners L.P. | Stock | 432,112 | $11.8M | 0.1% | +5,492+1.3% | Added | History |
| SYYSysco Corp | Stock | 177,648 | $11.7M | 0.1% | +70,953+66.5% | Added | History |
| SHELShell plc | ADR | 182,214 | $11.7M | 0.1% | −3,660−2.0% | Reduced | History |
| MAMastercard Inc | Stock | 29,355 | $11.6M | 0.1% | +498+1.7% | Added | History |
| iShares Tips Bond ETF464287176 | ETF | 111,820 | $11.6M | 0.1% | +1,025+0.9% | Added | – |
| PYPLPayPal Holdings, Inc. | Stock | 196,704 | $11.5M | 0.1% | +62,408+46.5% | Added | History |
| MMM3M Co | Stock | 121,972 | $11.4M | 0.1% | −557−0.5% | Reduced | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 176,319 | $11.2M | 0.1% | +138,316+364.0% | Added | – |
| CRMSalesforce, Inc. | Stock | 54,732 | $11.1M | 0.1% | +4,258+8.4% | Added | History |
| AMTAmerican Tower Corp | REIT | 66,699 | $11.0M | 0.1% | −3,913−5.5% | Reduced | History |
| TROWPrice T Rowe Group Inc | Stock | 103,306 | $10.8M | 0.1% | −2,682−2.5% | Reduced | History |
| CCKCrown Holdings, Inc. | COM | 121,602 | $10.8M | 0.1% | +2,028+1.7% | Added | History |
| WMWaste Management Inc | Stock | 70,104 | $10.7M | 0.1% | +801+1.2% | Added | History |
| ORealty Income Corp | REIT | 212,080 | $10.6M | 0.1% | +12,860+6.5% | Added | History |
| AIGAmerican International Group, Inc. | Stock | 173,767 | $10.5M | 0.1% | +8,405+5.1% | Added | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 73,116 | $10.5M | 0.1% | +1,126+1.6% | Added | – |
| AMATApplied Materials Inc | Stock | 74,982 | $10.4M | 0.1% | +10,630+16.5% | Added | History |
| ORCLOracle Corp | Stock | 97,030 | $10.3M | 0.1% | +2,174+2.3% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 49,185 | $10.2M | 0.1% | +3,385+7.4% | Added | – |
| DHIHorton D R Inc | COM | 93,782 | $10.1M | 0.1% | +1,899+2.1% | Added | History |
| Vanguard Real Estate ETF922908553 | ETF | 132,824 | $10.0M | 0.1% | +6,672+5.3% | Added | – |
| Vanguard Health Care ETF92204A504 | ETF | 42,249 | $9.93M | 0.1% | −3,034−6.7% | Reduced | – |
| PRUPrudential Financial Inc | Stock | 103,914 | $9.86M | 0.1% | +8,760+9.2% | Added | History |
| HONHoneywell International Inc | COM | 52,909 | $9.77M | 0.1% | +3,591+7.3% | Added | History |
| Vanguard World FD921910816 | MEGA GRWTH IND | 43,044 | $9.77M | 0.1% | +1,458+3.5% | Added | – |
| PLDPrologis, Inc. | REIT | 86,202 | $9.67M | 0.1% | +8,941+11.6% | Added | History |
| NTRNutrien Ltd. | COM | 155,617 | $9.61M | 0.1% | +2,327+1.5% | Added | History |
| First Tr Exchange-Traded Alp33735B108 | COM SHS | 103,668 | $9.55M | 0.1% | +47,867+85.8% | Added | – |
| LINLinde PLC | Stock | 25,344 | $9.44M | 0.1% | +1,332+5.5% | Added | History |
| ECLEcolab Inc. | Stock | 55,645 | $9.43M | 0.1% | +5,370+10.7% | Added | History |
| iShares Tr464288802 | ESG OPTIMIZED | 104,665 | $9.42M | 0.1% | −165−0.2% | Reduced | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 58,672 | $9.36M | 0.1% | +1,604+2.8% | Added | – |
| WFCWells Fargo & Company | Stock | 227,370 | $9.29M | 0.1% | +9,060+4.2% | Added | History |
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 531,694 | $9.26M | 0.1% | +513,976+2,900.9% | Added | – |
| FDXFedEx Corp | Stock | 34,866 | $9.24M | 0.1% | −1,162−3.2% | Reduced | History |
| EMREmerson Electric Co | Stock | 95,492 | $9.22M | 0.1% | −11,986−11.2% | Reduced | History |
| UMHUmh Properties, Inc. | COM | 657,676 | $9.22M | 0.1% | +37,909+6.1% | Added | History |
| NKENIKE, Inc. | Stock | 95,729 | $9.15M | 0.1% | −32,407−25.3% | Reduced | History |
| Vanguard Admiral FDS Inc921932885 | MIDCP 400 IDX | 108,108 | $9.14M | 0.1% | −1,730−1.6% | Reduced | – |
| EOGEOG Resources Inc | Stock | 72,052 | $9.13M | 0.1% | +9,919+16.0% | Added | History |
| PMPhilip Morris International Inc. | Stock | 95,935 | $8.88M | 0.1% | +1,983+2.1% | Added | History |
| ALKAlaska Air Group, Inc. | COM | 237,669 | $8.81M | 0.1% | +9,054+4.0% | Added | History |
| KMIKinder Morgan, Inc. | Stock | 531,156 | $8.81M | 0.1% | +3,469+0.7% | Added | History |
| iShares Tr464288638 | ISHS 5-10YR INVT | 179,111 | $8.71M | 0.1% | −316−0.2% | Reduced | – |
| iShares Tr46436E874 | IBONDS 24 TRM TS | 360,854 | $8.60M | 0.1% | +139,261+62.8% | Added | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 43,731 | $8.56M | 0.1% | −137−0.3% | Reduced | – |
| WYWeyerhaeuser Co | COM NEW | 277,614 | $8.51M | 0.1% | −10,725−3.7% | Reduced | History |
| MGMMGM Resorts International | Stock | 231,201 | $8.50M | 0.1% | +4,501+2.0% | Added | History |
| BDXBecton Dickinson & Co | Stock | 32,561 | $8.42M | 0.1% | +504+1.6% | Added | History |
| DOWDow Inc. | Stock | 159,741 | $8.24M | 0.1% | +266+0.2% | Added | History |
| PSXPhillips 66 | Stock | 66,959 | $8.05M | 0.1% | −2,505−3.6% | Reduced | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 154,297 | $8.00M | 0.1% | −3,034−1.9% | Reduced | – |
| CMCSAComcast Corp | Stock | 179,536 | $7.96M | 0.1% | −3,726−2.0% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 46,337 | $7.94M | 0.1% | −3,659−7.3% | Reduced | History |
| AWRAmerican States Water Co | COM | 100,708 | $7.92M | 0.1% | −67−0.1% | Reduced | History |
| First Tr Exchange-Traded FD33733E831 | INDXX AEROSPACE | 361,148 | $7.87M | 0.1% | −93,658−20.6% | Reduced | – |
| STTState Street Corp | COM | 117,219 | $7.85M | 0.1% | −3,867−3.2% | Reduced | History |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 109,997 | $7.85M | 0.1% | −44,958−29.0% | Reduced | – |
| PPGPPG Industries Inc | Stock | 60,311 | $7.83M | 0.1% | −4,349−6.7% | Reduced | History |
| GLWCorning Inc | COM | 255,827 | $7.80M | 0.1% | +8,932+3.6% | Added | History |
| WCCWesco International Inc | COM | 54,034 | $7.77M | 0.1% | +1,079+2.0% | Added | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 59,256 | $7.76M | 0.1% | −7,533−11.3% | Reduced | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 47,024 | $7.71M | 0.1% | +803+1.7% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 101,977 | $7.66M | 0.1% | −7,638−7.0% | Reduced | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 225,326 | $7.65M | 0.1% | −3,824−1.7% | ReducedConverted for a 10-for-1 split | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 38,990 | $7.59M | 0.1% | +1,013+2.7% | Added | – |
| NOWServiceNow, Inc. | Stock | 13,542 | $7.57M | 0.1% | +510+3.9% | Added | History |
| LADLithia Motors Inc | COM | 25,536 | $7.54M | 0.1% | −96−0.4% | Reduced | History |
| CLColgate Palmolive Co | Stock | 104,397 | $7.42M | 0.1% | +394+0.4% | Added | History |
| GILDGilead Sciences, Inc. | Stock | 96,177 | $7.21M | 0.1% | +2,609+2.8% | Added | History |
Options (17)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMOBank of Montreal | COM | $34.9K | – |
| RYRoyal Bank of Canada | Stock | $33.5K | – |
| DEDeere & Co | Stock | $27.5K | – |
| ZSZscaler, Inc. | Stock | $27.3K | – |
| COFCapital One Financial Corp | Stock | $18.3K | – |
| GOLFAcushnet Holdings Corp. | COM | $14.8K | – |
| NUENucor Corp | COM | $11.8K | – |
| LOWLowes Companies Inc | Stock | $10.8K | – |
| MCHPMicrochip Technology Inc | Stock | $8.26K | – |
| AAPLApple Inc. | Stock | $7.72K | – |
| WSMWilliams Sonoma Inc | COM | $6.97K | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | – | $6.90K |
| MAMastercard Inc | Stock | $5.00K | – |
| PLTRPalantir Technologies Inc. | Stock | $3.20K | – |
| STLDSteel Dynamics Inc | COM | $2.80K | – |
| ODFLOld Dominion Freight Line, Inc. | COM | $2.28K | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | – | $63 |
Sold out since Q2 2023 (76)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| WisdomTree Tr97717W380 | INTRST RATE HDGE | 217,695 | $9.63M | 0.1% | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 168,569 | $4.15M | <0.1% | – |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 61,313 | $3.82M | <0.1% | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 156,000 | $3.66M | <0.1% | – |
| NUVANuvasive Inc | COM | 64,220 | $2.67M | <0.1% | History |
| TDCTeradata Corp | Stock | 41,299 | $2.21M | <0.1% | History |
| CNHCNH Industrial N.V. | SHS | 119,707 | $1.72M | <0.1% | History |
| Global X FDS37954Y830 | GLOBAL X COPPER | 43,610 | $1.64M | <0.1% | – |
| CFGCitizens Financial Group Inc | COM | 57,623 | $1.50M | <0.1% | History |
| VRRMVerra Mobility Corp | CL A COM STK | 65,120 | $1.28M | <0.1% | History |
| CRCrane Co | COMMON STOCK | 13,980 | $1.25M | <0.1% | History |
| TRMBTrimble Inc. | COM | 22,937 | $1.21M | <0.1% | History |
| Global X Uranium ETF37954Y871 | ETF | 55,208 | $1.20M | <0.1% | – |
| LNTHLantheus Holdings, Inc. | Stock | 14,219 | $1.19M | <0.1% | History |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 115,939 | $1.09M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 41,061 | $965.3K | <0.1% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 20,177 | $823.8K | <0.1% | – |
| SKINSkinHealth Systems Inc. | COM CL A | 90,670 | $758.9K | <0.1% | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 13,150 | $721.5K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 10,489 | $640.0K | <0.1% | – |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 8,482 | $616.0K | <0.1% | History |
| GTMZoomInfo Technologies Inc. | Stock | 23,767 | $603.4K | <0.1% | History |
| AMNAmn Healthcare Services Inc | COM | 4,068 | $443.9K | <0.1% | History |
| NRGNRG Energy, Inc. | Stock | 10,678 | $399.3K | <0.1% | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 10,532 | $342.7K | <0.1% | – |
| CYRXCryoport, Inc. | COM PAR $0.001 | 19,200 | $331.2K | <0.1% | History |
| VTRVentas, Inc. | REIT | 6,914 | $326.8K | <0.1% | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 11,193 | $322.2K | <0.1% | – |
| UHSUniversal Health Services Inc | CL B | 1,928 | $304.2K | <0.1% | History |
| HIHillenbrand, Inc. | COM | 5,900 | $302.6K | <0.1% | History |
| SUMSummit Materials, Inc. | CL A | 7,424 | $281.0K | <0.1% | History |
| HEHawaiian Electric Industries Inc | COM | 7,609 | $275.4K | <0.1% | History |
| Tidal Trust I886364645 | SONICSHARES GBL | 10,408 | $271.6K | <0.1% | – |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 34,572 | $269.7K | <0.1% | History |
| Schwab US Tips ETF808524870 | ETF | 4,811 | $252.2K | <0.1% | – |
| UFPTUfp Technologies Inc | COM | 1,300 | $252.0K | <0.1% | History |
| DGIIDigi International Inc | COM | 6,370 | $250.9K | <0.1% | History |
| LUVSouthwest Airlines Co | COM | 6,910 | $250.2K | <0.1% | History |
| NVCRNovoCure Ltd | ORD SHS | 5,940 | $246.5K | <0.1% | History |
| LITELumentum Holdings Inc. | COM | 4,323 | $245.2K | <0.1% | History |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 6,419 | $244.5K | <0.1% | History |
| APTVAptiv PLC | SHS | 2,310 | $235.8K | <0.1% | History |
| OSPNOneSpan Inc. | COM | 15,723 | $233.3K | <0.1% | History |
| EGLEEagle Bulk Shipping Inc. | COM | 4,800 | $230.6K | <0.1% | History |
| iShares Inc464286293 | ASIA/PAC DIV ETF | 6,975 | $229.1K | <0.1% | – |
| iShares Inc464286285 | JP MRGN EM HI BD | 6,521 | $229.1K | <0.1% | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,970 | $227.1K | <0.1% | – |
| NRTNorth European Oil Royalty Trust | SH BEN INT | 17,450 | $226.5K | <0.1% | History |
| QSIQuantum-Si Inc | COM CL A | 125,000 | $223.8K | <0.1% | History |
| FRGFranchise Group, Inc. | COM | 7,800 | $223.4K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J783 | BULSHS 2027 CB | 11,689 | $222.4K | <0.1% | – |
| SWKStanley Black & Decker, Inc. | COM | 2,351 | $220.4K | <0.1% | History |
| UALUnited Airlines Holdings, Inc. | COM | 3,999 | $219.4K | <0.1% | History |
| HOLXHologic Inc | COM | 2,707 | $219.2K | <0.1% | History |
| MPWRMonolithic Power Systems, Inc. | COM | 403 | $217.9K | <0.1% | History |
| OLNOLIN Corp | Stock | 4,105 | $211.0K | <0.1% | History |
| SHLSShoals Technologies Group, Inc. | CL A | 8,250 | $210.9K | <0.1% | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 1,823 | $209.5K | <0.1% | – |
| INCYIncyte Corp | COM | 3,362 | $209.3K | <0.1% | History |
| PACWPacwest Bancorp | COM | 25,596 | $208.6K | <0.1% | History |
| BANFBancfirst Corp | COM | 2,224 | $204.6K | <0.1% | History |
| BYNDBeyond Meat, Inc. | COM | 14,637 | $190.0K | <0.1% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 10,301 | $189.6K | <0.1% | – |
| HQHabrdn Healthcare Investors | SH BEN INT | 10,940 | $186.5K | <0.1% | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $152.7K | <0.1% | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $145.5K | <0.1% | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $141.6K | <0.1% | – |
| Macom Tech Solutions Hldgs I55405YAB6 | NOTE 0.250% 3/1 | – | $140.0K | <0.1% | – |
| PCQPIMCO California Municipal Income Fund | COM | 13,615 | $133.4K | <0.1% | History |
| Invesco High Income 2023 Tar46135X108 | COM | 16,000 | $118.7K | <0.1% | – |
| NVTAInvitae Corp | COM | 91,403 | $103.3K | <0.1% | History |
| NSLNuveen Senior Income Fund | COM | 19,864 | $91.0K | <0.1% | History |
| IGRCbre Global Real Estate Income Fund | COM | 15,550 | $81.3K | <0.1% | History |
| AMRSAmyris, Inc. | COM NEW | 68,038 | $70.1K | <0.1% | History |
| EXKEndeavour Silver Corp | COM | 17,481 | $50.5K | <0.1% | History |
| IMBILegacy IMBDS, Inc. | COM CL A | 152,329 | $20.1K | <0.1% | History |