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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 8, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,314
−10 vs. Q2 2023
Portfolio value
$9.21B
−$258.1M (−2.7%) vs. Q2 2023
Filed
Nov 8, 2023
SEC
Holdings of D.A. Davidson & Co. in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
OKEONEOK IncCOM112,501$7.14M0.1%+44,212+64.7%AddedHistory
Capital Grp Fixed Incm ETF T14020Y102CORE PLUS INCM331,846$7.13M0.1%+53,635+19.3%Added–
CCDCalamos Dynamic Convertible & Income FundCOM381,962$7.12M0.1%+12,538+3.4%AddedHistory
FCXFreeport-McMoran IncStock188,578$7.03M0.1%+22,789+13.7%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF184,809$7.01M0.1%+8,879+5.0%Added–
CSXCSX CorpStock227,724$7.00M0.1%−2,834−1.2%ReducedHistory
VMIValmont Industries IncCOM28,986$6.96M0.1%+509+1.8%AddedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT653,732$6.89M0.1%+7,292+1.1%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF68,769$6.89M0.1%−150−0.2%Reduced–
PANWPalo Alto Networks IncStock29,083$6.82M0.1%−1,143−3.8%ReducedHistory
FISFidelity National Information Services, Inc.Stock123,181$6.81M0.1%+45,336+58.2%AddedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF104,372$6.81M0.1%−1,869−1.8%Reduced–
iShares Core Dividend Growth ETF46434V621ETF137,422$6.81M0.1%+3,075+2.3%Added–
Vanguard World FD921910840MEGA CAP VAL ETF67,000$6.79M0.1%+3,269+5.1%Added–
VIRCVirco Mfg CorporationCOM850,353$6.75M0.1%−75,311−8.1%ReducedHistory
TAT&T Inc.Stock442,253$6.64M0.1%−101,934−18.7%ReducedHistory
SLBSLB LimitedStock113,215$6.60M0.1%+24,974+28.3%AddedHistory
LRCXLam Research CorpCOM10,384$6.51M0.1%−313−2.9%ReducedHistory
First Tr Exchange-Traded FD336917109SHS194,214$6.49M0.1%+16,403+9.2%Added–
iShares S&P 500 Growth ETF464287309ETF94,500$6.47M0.1%−1,940−2.0%Reduced–
GPCGenuine Parts CoStock44,720$6.46M0.1%+540+1.2%AddedHistory
ROKRockwell Automation, IncStock22,462$6.42M0.1%−280−1.2%ReducedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT134,637$6.36M0.1%−18,853−12.3%Reduced–
IPInternational Paper CoCOM178,171$6.32M0.1%−26,472−12.9%ReducedHistory
Dimensional U.S. Targeted Value ETF25434V609ETF137,721$6.29M0.1%+12,172+9.7%Added–
MSMorgan StanleyStock76,996$6.29M0.1%+780+1.0%AddedHistory
iShares Tr464287515EXPANDED TECH18,392$6.28M0.1%+24+0.1%Added–
ENBEnbridge IncStock188,141$6.24M0.1%+1,072+0.6%AddedHistory
ATVIActivision Blizzard, Inc.COM66,200$6.20M0.1%−17,783−21.2%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF123,334$6.19M0.1%−4,040−3.2%Reduced–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF166,736$6.15M0.1%−18,694−10.1%Reduced–
CARRCarrier Global CorpStock110,338$6.09M0.1%−3,921−3.4%ReducedHistory
VMWVmware LLCCL A COM36,291$6.04M0.1%−11,486−24.0%ReducedHistory
TTETotalEnergies SESPONSORED ADS91,336$6.01M0.1%−1,034−1.1%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF82,513$6.00M0.1%+502+0.6%Added–
iShares Tr46432F388MSCI USA VALUE66,065$5.99M0.1%+310.0%Added–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH40,775$5.97M0.1%−36,719−47.4%Reduced–
iShares Tr46434V4070-5YR HI YL CP144,087$5.91M0.1%+230+0.2%Added–
First Tr Exchange Traded FD33741X102SMID RISNG ETF208,953$5.90M0.1%+110,933+113.2%Added–
CMECME Group Inc.COM29,158$5.84M0.1%+766+2.7%AddedHistory
iShares Tr464288273EAFE SML CP ETF103,067$5.82M0.1%+25,537+32.9%Added–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF39,609$5.75M0.1%−329−0.8%Reduced–
RIORio Tinto PLCADR90,264$5.74M0.1%+2,114+2.4%AddedHistory
NEMNEWMONT CorpStock154,417$5.71M0.1%+24,872+19.2%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF44,287$5.70M0.1%+19,874+81.4%Added–
Capital Group Core Equity Et14020V108SHS CREAT UNIT224,695$5.64M0.1%+95,659+74.1%Added–
Capital Group Intl Focus EQT14019W109SHS CREAT UNIT258,848$5.63M0.1%−12,975−4.8%Reduced–
First Tr Exchange-Traded FD33734X176TECH ALPHADEX50,231$5.58M0.1%−259−0.5%Reduced–
First Tr Exchange-Traded Alp33735K108COM SHS57,491$5.56M0.1%−1,632−2.8%Reduced–
COFCapital One Financial CorpStock56,443$5.48M0.1%+3,530+6.7%AddedHistory
NLYAnnaly Capital Management IncREIT290,241$5.46M0.1%+8,835+3.1%AddedHistory
Vanguard Information Technology ETF92204A702ETF12,997$5.39M0.1%−294−2.2%Reduced–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW90,344$5.37M0.1%−282,688−75.8%Reduced–
iShares Tr464288448INTL SEL DIV ETF210,951$5.36M0.1%−6,091−2.8%Reduced–
iShares Tr46434V456MSCI INTL QUALTY159,110$5.35M0.1%−670−0.4%Reduced–
GBCIGlacier Bancorp, Inc.COM186,293$5.31M0.1%+940+0.5%AddedHistory
Capital Group Dividend Value14020W106SHS CREAT UNIT198,663$5.26M0.1%+15,336+8.4%Added–
ETNEaton Corp plcStock24,645$5.26M0.1%+2,193+9.8%AddedHistory
HRIHerc Holdings IncCOM44,130$5.25M0.1%+1,575+3.7%AddedHistory
CHDChurch & Dwight Co IncCOM56,722$5.20M0.1%−3,624−6.0%ReducedHistory
CAGConagra Brands Inc.Stock188,478$5.17M0.1%+19,159+11.3%AddedHistory
GISGeneral Mills IncStock80,064$5.12M0.1%+3,325+4.3%AddedHistory
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM380,565$5.07M0.1%+13,751+3.7%AddedHistory
TMOThermo Fisher Scientific Inc.Stock9,895$5.01M0.1%−632−6.0%ReducedHistory
CICigna GroupStock17,261$4.94M0.1%−369−2.1%ReducedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF308,813$4.93M0.1%+32,571+11.8%Added–
iShares Tr464287374NORTH AMERN NAT117,894$4.90M0.1%+800+0.7%Added–
NUENucor CorpCOM31,317$4.90M0.1%+4,524+16.9%AddedHistory
ALCAlcon IncStock63,433$4.89M0.1%+714+1.1%AddedHistory
CXTCrane NXT, Co.COM87,947$4.89M0.1%+9,087+11.5%AddedHistory
WisdomTree Tr97717W307US LARGECAP DIVD79,092$4.86M0.1%+1,509+1.9%Added–
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL119,418$4.84M0.1%−41,526−25.8%Reduced–
FBINFortune Brands Innovations, Inc.COM77,531$4.82M0.1%+12,807+19.8%AddedHistory
AMWDAmerican Woodmark CorpCOM63,081$4.77M0.1%00.0%UnchangedHistory
Alps ETF Tr00162Q452ALERIAN MLP112,237$4.74M0.1%−1,812−1.6%Reduced–
NFLXNetflix IncStock12,514$4.73M0.1%−276−2.2%ReducedHistory
TXNTexas Instruments IncStock29,652$4.71M0.1%+532+1.8%AddedHistory
Dimensional ETF Trust25434V203INTL CORE EQT MK179,940$4.70M0.1%+642+0.4%Added–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF103,318$4.69M0.1%−1,807−1.7%Reduced–
GSKGSK plcADR129,396$4.69M0.1%−3,243−2.4%ReducedHistory
SOSouthern CoStock72,383$4.68M0.1%−342−0.5%ReducedHistory
Davis Fundamental ETF Tr23908L207SELECT US EQTY147,754$4.67M0.1%+3,350+2.3%Added–
iShares S&P 100 ETF464287101ETF22,869$4.59M<0.1%−1,736−7.1%Reduced–
APDAir Products & Chemicals, Inc.Stock16,044$4.55M<0.1%+1,607+11.1%AddedHistory
RJFRaymond James Financial IncCOM45,141$4.53M<0.1%−169−0.4%ReducedHistory
WisdomTree Tr97717W315EMER MKT HIGH FD120,888$4.53M<0.1%+11,324+10.3%Added–
WisdomTree Tr97717W505US MIDCAP DIVID110,446$4.52M<0.1%−2,160−1.9%Reduced–
Vanguard Total International Bond ETF92203J407ETF93,216$4.46M<0.1%−190−0.2%Reduced–
SORSource CapitalCOM115,531$4.46M<0.1%+6,717+6.2%AddedHistory
TTITetra Technologies IncCOM692,130$4.42M<0.1%+692,130NewHistory
iShares Inc46434G764MSCI EMRG CHN87,225$4.35M<0.1%−25,516−22.6%Reduced–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR86,370$4.29M<0.1%+1,530+1.8%Added–
John Hancock Exchange Traded47804J206MULTIFACTOR MI90,485$4.28M<0.1%−3,364−3.6%Reduced–
AXPAmerican Express CoStock28,693$4.28M<0.1%+5,212+22.2%AddedHistory
MTCHMatch Group, Inc.COM108,694$4.26M<0.1%+79,943+278.1%AddedHistory
ROSTRoss Stores, Inc.COM37,391$4.22M<0.1%+1,964+5.5%AddedHistory
YUMYum Brands IncStock33,678$4.21M<0.1%−80.0%ReducedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX88,874$4.20M<0.1%−78,093−46.8%Reduced–
ENSGEnsign Group, IncCOM44,750$4.16M<0.1%−31−0.1%ReducedHistory
EXPDExpeditors International of Washington IncCOM36,026$4.13M<0.1%+1,602+4.7%AddedHistory

Options (17)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q3 2023
SecurityClassPutsCalls
BMOBank of MontrealCOM$34.9K–
RYRoyal Bank of CanadaStock$33.5K–
DEDeere & CoStock$27.5K–
ZSZscaler, Inc.Stock$27.3K–
COFCapital One Financial CorpStock$18.3K–
GOLFAcushnet Holdings Corp.COM$14.8K–
NUENucor CorpCOM$11.8K–
LOWLowes Companies IncStock$10.8K–
MCHPMicrochip Technology IncStock$8.26K–
AAPLApple Inc.Stock$7.72K–
WSMWilliams Sonoma IncCOM$6.97K–
BSMBlack Stone Minerals, L.P.COM UNIT–$6.90K
MAMastercard IncStock$5.00K–
PLTRPalantir Technologies Inc.Stock$3.20K–
STLDSteel Dynamics IncCOM$2.80K–
ODFLOld Dominion Freight Line, Inc.COM$2.28K–
CHPTChargePoint Holdings, Inc.COM CL A–$63

Sold out since Q2 2023 (76)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
WisdomTree Tr97717W380INTRST RATE HDGE217,695$9.63M0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF168,569$4.15M<0.1%–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP61,313$3.82M<0.1%History
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF156,000$3.66M<0.1%–
NUVANuvasive IncCOM64,220$2.67M<0.1%History
TDCTeradata CorpStock41,299$2.21M<0.1%History
CNHCNH Industrial N.V.SHS119,707$1.72M<0.1%History
Global X FDS37954Y830GLOBAL X COPPER43,610$1.64M<0.1%–
CFGCitizens Financial Group IncCOM57,623$1.50M<0.1%History
VRRMVerra Mobility CorpCL A COM STK65,120$1.28M<0.1%History
CRCrane CoCOMMON STOCK13,980$1.25M<0.1%History
TRMBTrimble Inc.COM22,937$1.21M<0.1%History
Global X Uranium ETF37954Y871ETF55,208$1.20M<0.1%–
LNTHLantheus Holdings, Inc.Stock14,219$1.19M<0.1%History
ETF Managers Tr26924G102PRIME JUNIR SLVR115,939$1.09M<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY41,061$965.3K<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF20,177$823.8K<0.1%–
SKINSkinHealth Systems Inc.COM CL A90,670$758.9K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM13,150$721.5K<0.1%History
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF10,489$640.0K<0.1%–
SQMChemical & Mining Co of Chile IncSPON ADR SER B8,482$616.0K<0.1%History
GTMZoomInfo Technologies Inc.Stock23,767$603.4K<0.1%History
AMNAmn Healthcare Services IncCOM4,068$443.9K<0.1%History
NRGNRG Energy, Inc.Stock10,678$399.3K<0.1%History
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF10,532$342.7K<0.1%–
CYRXCryoport, Inc.COM PAR $0.00119,200$331.2K<0.1%History
VTRVentas, Inc.REIT6,914$326.8K<0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF11,193$322.2K<0.1%–
UHSUniversal Health Services IncCL B1,928$304.2K<0.1%History
HIHillenbrand, Inc.COM5,900$302.6K<0.1%History
SUMSummit Materials, Inc.CL A7,424$281.0K<0.1%History
HEHawaiian Electric Industries IncCOM7,609$275.4K<0.1%History
Tidal Trust I886364645SONICSHARES GBL10,408$271.6K<0.1%–
JRONuveen Floating Rate Income Opportunity FundCOM SHS34,572$269.7K<0.1%History
Schwab US Tips ETF808524870ETF4,811$252.2K<0.1%–
UFPTUfp Technologies IncCOM1,300$252.0K<0.1%History
DGIIDigi International IncCOM6,370$250.9K<0.1%History
LUVSouthwest Airlines CoCOM6,910$250.2K<0.1%History
NVCRNovoCure LtdORD SHS5,940$246.5K<0.1%History
LITELumentum Holdings Inc.COM4,323$245.2K<0.1%History
GLDMWorld Gold TrustSPDR GLD MINIS6,419$244.5K<0.1%History
APTVAptiv PLCSHS2,310$235.8K<0.1%History
OSPNOneSpan Inc.COM15,723$233.3K<0.1%History
EGLEEagle Bulk Shipping Inc.COM4,800$230.6K<0.1%History
iShares Inc464286293ASIA/PAC DIV ETF6,975$229.1K<0.1%–
iShares Inc464286285JP MRGN EM HI BD6,521$229.1K<0.1%–
iShares Tr4642886613 7 YR TREAS BD1,970$227.1K<0.1%–
NRTNorth European Oil Royalty TrustSH BEN INT17,450$226.5K<0.1%History
QSIQuantum-Si IncCOM CL A125,000$223.8K<0.1%History
FRGFranchise Group, Inc.COM7,800$223.4K<0.1%History
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB11,689$222.4K<0.1%–
SWKStanley Black & Decker, Inc.COM2,351$220.4K<0.1%History
UALUnited Airlines Holdings, Inc.COM3,999$219.4K<0.1%History
HOLXHologic IncCOM2,707$219.2K<0.1%History
MPWRMonolithic Power Systems, Inc.COM403$217.9K<0.1%History
OLNOLIN CorpStock4,105$211.0K<0.1%History
SHLSShoals Technologies Group, Inc.CL A8,250$210.9K<0.1%History
iShares S&P Small-Cap 600 Growth ETF464287887ETF1,823$209.5K<0.1%–
INCYIncyte CorpCOM3,362$209.3K<0.1%History
PACWPacwest BancorpCOM25,596$208.6K<0.1%History
BANFBancfirst CorpCOM2,224$204.6K<0.1%History
BYNDBeyond Meat, Inc.COM14,637$190.0K<0.1%History
iShares Global Clean Energy ETF464288224ETF10,301$189.6K<0.1%–
HQHabrdn Healthcare InvestorsSH BEN INT10,940$186.5K<0.1%History
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$152.7K<0.1%–
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/1–$145.5K<0.1%–
Air Transport Services Grp I00922RAB1NOTE 1.125%10/1–$141.6K<0.1%–
Macom Tech Solutions Hldgs I55405YAB6NOTE 0.250% 3/1–$140.0K<0.1%–
PCQPIMCO California Municipal Income FundCOM13,615$133.4K<0.1%History
Invesco High Income 2023 Tar46135X108COM16,000$118.7K<0.1%–
NVTAInvitae CorpCOM91,403$103.3K<0.1%History
NSLNuveen Senior Income FundCOM19,864$91.0K<0.1%History
IGRCbre Global Real Estate Income FundCOM15,550$81.3K<0.1%History
AMRSAmyris, Inc.COM NEW68,038$70.1K<0.1%History
EXKEndeavour Silver CorpCOM17,481$50.5K<0.1%History
IMBILegacy IMBDS, Inc.COM CL A152,329$20.1K<0.1%History