D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 8, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 1,314
- −10 vs. Q2 2023
- Portfolio value
- $9.21B
- −$258.1M (−2.7%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| TCPCBlackRock TCP Capital Corp. | COM | 346,864 | $4.07M | <0.1% | +12,738+3.8% | Added | History |
| MPCMarathon Petroleum Corp | Stock | 26,781 | $4.05M | <0.1% | +1,880+7.5% | Added | History |
| iShares Tr464288687 | PFD AND INCM SEC | 134,399 | $4.05M | <0.1% | −2,675−2.0% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 26,615 | $4.04M | <0.1% | −1,176−4.2% | Reduced | – |
| CRWDCrowdStrike Holdings, Inc. | Stock | 24,027 | $4.02M | <0.1% | +905+3.9% | Added | History |
| First Tr Exchange-Traded Alp33734Y109 | COM SHS | 49,808 | $4.02M | <0.1% | −18,622−27.2% | Reduced | – |
| PATHUiPath, Inc. | Stock | 234,637 | $4.01M | <0.1% | +55,450+30.9% | Added | History |
| TMUST-Mobile US, Inc. | Stock | 28,555 | $4.00M | <0.1% | +933+3.4% | Added | History |
| OXYOccidental Petroleum Corp | Stock | 61,062 | $3.96M | <0.1% | +32,507+113.8% | Added | History |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 129,128 | $3.92M | <0.1% | +6,999+5.7% | Added | History |
| ABNBAirbnb, Inc. | Stock | 28,524 | $3.91M | <0.1% | −1,151−3.9% | Reduced | History |
| NOCNorthrop Grumman Corp | Stock | 8,887 | $3.91M | <0.1% | −549−5.8% | Reduced | History |
| EXTRExtreme Networks Inc | COM | 161,324 | $3.91M | <0.1% | −2,254−1.4% | Reduced | History |
| DBCInvesco DB Commodity Index Tracking Fund | UNIT | 152,118 | $3.80M | <0.1% | −20,118−11.7% | Reduced | History |
| MLMMartin Marietta Materials Inc | COM | 9,191 | $3.77M | <0.1% | +101+1.1% | Added | History |
| iShares Tr464287622 | RUS 1000 ETF | 15,925 | $3.74M | <0.1% | −73−0.5% | Reduced | – |
| Vanguard World FD921910733 | ESG US STK ETF | 49,706 | $3.74M | <0.1% | +558+1.1% | Added | – |
| MKCMcCormick & Co Inc | Stock | 49,355 | $3.73M | <0.1% | −283−0.6% | Reduced | History |
| JBLJabil Inc | Stock | 29,305 | $3.72M | <0.1% | +3,887+15.3% | Added | History |
| NSCNorfolk Southern Corp | Stock | 18,878 | $3.72M | <0.1% | +2,415+14.7% | Added | History |
| OBDCBlue Owl Capital Corp | COM | 267,802 | $3.71M | <0.1% | +25,594+10.6% | Added | History |
| CCitigroup Inc | Stock | 89,914 | $3.70M | <0.1% | −3,396−3.6% | Reduced | History |
| TJXTJX Companies Inc | Stock | 41,486 | $3.69M | <0.1% | +9,697+30.5% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 68,729 | $3.68M | <0.1% | +33,083+92.8% | Added | – |
| BLKBlackRock, Inc. | COM | 5,649 | $3.65M | <0.1% | +284+5.3% | Added | History |
| BPBP PLC | ADR | 94,278 | $3.65M | <0.1% | +1,980+2.1% | Added | History |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 85,538 | $3.60M | <0.1% | +1,016+1.2% | Added | – |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 50,219 | $3.59M | <0.1% | −1,668−3.2% | Reduced | – |
| KKRKKR & Co. Inc. | COM | 58,218 | $3.59M | <0.1% | −5,871−9.2% | Reduced | History |
| ISRGIntuitive Surgical Inc | COM NEW | 12,220 | $3.57M | <0.1% | +920+8.1% | Added | History |
| STRLSterling Infrastructure, Inc. | COM | 47,915 | $3.52M | <0.1% | −37,488−43.9% | Reduced | History |
| ZTSZoetis Inc. | Stock | 20,227 | $3.52M | <0.1% | +896+4.6% | Added | History |
| iShares Tr46434V878 | ULTRA SHORT DUR | 69,725 | $3.51M | <0.1% | −2,508−3.5% | Reduced | – |
| ITWIllinois Tool Works Inc | Stock | 15,206 | $3.50M | <0.1% | +565+3.9% | Added | History |
| PAYXPaychex Inc | Stock | 30,186 | $3.48M | <0.1% | +1,336+4.6% | Added | History |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 38,077 | $3.47M | <0.1% | −968−2.5% | Reduced | – |
| INTUIntuit Inc. | Stock | 6,781 | $3.47M | <0.1% | +238+3.6% | Added | History |
| ACGLArch Capital Group Ltd. | Stock | 42,724 | $3.41M | <0.1% | +6,059+16.5% | Added | History |
| DLRDigital Realty Trust, Inc. | COM | 28,088 | $3.40M | <0.1% | −572−2.0% | Reduced | History |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 40,068 | $3.36M | <0.1% | −1,523−3.7% | Reduced | – |
| SHOPShopify Inc. | Stock | 61,484 | $3.36M | <0.1% | +942+1.6% | Added | History |
| KBRKBR, Inc. | COM | 56,785 | $3.35M | <0.1% | +10.0% | Added | History |
| HTGCHercules Capital, Inc. | COM | 203,521 | $3.34M | <0.1% | +18,727+10.1% | Added | History |
| OPCHOption Care Health, Inc. | COM NEW | 102,575 | $3.32M | <0.1% | −8,075−7.3% | Reduced | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 37,853 | $3.29M | <0.1% | +1,493+4.1% | Added | History |
| DXCMDexcom Inc | COM | 35,010 | $3.27M | <0.1% | +9,432+36.9% | Added | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 124,051 | $3.25M | <0.1% | +69,858+128.9% | Added | – |
| SWKSSkyworks Solutions, Inc. | Stock | 32,936 | $3.25M | <0.1% | −1,508−4.4% | Reduced | History |
| MELIMercadolibre Inc | COM | 2,559 | $3.24M | <0.1% | +124+5.1% | Added | History |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 108,250 | $3.24M | <0.1% | −400−0.4% | Reduced | – |
| IQVIQVIA Holdings Inc. | Stock | 16,362 | $3.22M | <0.1% | +879+5.7% | Added | History |
| APGAPi Group Corp | COM STK | 124,100 | $3.22M | <0.1% | +5,900+5.0% | Added | History |
| CMGChipotle Mexican Grill Inc | COM | 1,755 | $3.21M | <0.1% | +19+1.1% | Added | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 133,597 | $3.21M | <0.1% | +2,432+1.9% | Added | – |
| MDLZMondelez International, Inc. | Stock | 46,170 | $3.20M | <0.1% | +426+0.9% | Added | History |
| AVAAvista Corp | COM | 98,080 | $3.17M | <0.1% | +98,080 | New | History |
| IAUiShares Gold Trust | ETF | 90,359 | $3.16M | <0.1% | −36,739−28.9% | Reduced | History |
| TEXTerex Corp | Stock | 54,775 | $3.16M | <0.1% | +2,930+5.7% | Added | History |
| First Trust Financials Alphadex Fund33734X135 | ETF | 82,845 | $3.13M | <0.1% | +3,290+4.1% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 94,392 | $3.13M | <0.1% | −741−0.8% | Reduced | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 19,369 | $3.09M | <0.1% | −665−3.3% | Reduced | – |
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 55,260 | $3.08M | <0.1% | +400+0.7% | Added | – |
| CTVACorteva, Inc. | Stock | 60,082 | $3.07M | <0.1% | −16,685−21.7% | Reduced | History |
| MKLMarkel Group Inc. | COM | 2,079 | $3.06M | <0.1% | −186−8.2% | Reduced | History |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 114,766 | $3.06M | <0.1% | −3,724−3.1% | Reduced | – |
| SPOTSpotify Technology S.A. | Stock | 19,751 | $3.05M | <0.1% | −605−3.0% | Reduced | History |
| URIUnited Rentals, Inc. | COM | 6,813 | $3.03M | <0.1% | +191+2.9% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 63,049 | $3.00M | <0.1% | −61,405−49.3% | Reduced | – |
| iShares MSCI India ETF46429B598 | ETF | 67,509 | $2.99M | <0.1% | +67,509 | New | – |
| DHRDanaher Corp | Stock | 12,016 | $2.98M | <0.1% | +1,063+9.7% | Added | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 13,902 | $2.98M | <0.1% | −120−0.9% | Reduced | – |
| SPGSimon Property Group Inc. | REIT | 27,541 | $2.98M | <0.1% | +2,048+8.0% | Added | History |
| DDDuPont de Nemours, Inc. | COM | 39,844 | $2.97M | <0.1% | +2,788+7.5% | Added | History |
| EWEdwards Lifesciences Corp | Stock | 42,720 | $2.96M | <0.1% | +562+1.3% | Added | History |
| TTDTrade Desk, Inc. | Stock | 37,836 | $2.96M | <0.1% | −5,091−11.9% | Reduced | History |
| Vanguard Admiral FDS Inc921932869 | MIDCP 400 GRTH | 32,548 | $2.94M | <0.1% | +44+0.1% | Added | – |
| GEGeneral Electric Co | Stock | 26,556 | $2.94M | <0.1% | −10,830−29.0% | Reduced | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 52,775 | $2.92M | <0.1% | +1,448+2.8% | Added | History |
| Chiron Real Estate Inc.37954A204 | COM NEW | 323,865 | $2.91M | <0.1% | +16,182+5.3% | Added | – |
| YETIYETI Holdings, Inc. | COM | 60,167 | $2.90M | <0.1% | +60,167 | New | History |
| IRMIron Mountain Inc | COM | 48,654 | $2.89M | <0.1% | +2,198+4.7% | Added | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 20,499 | $2.86M | <0.1% | −796−3.7% | Reduced | – |
| FFord Motor Co | Stock | 227,641 | $2.83M | <0.1% | −12,432−5.2% | Reduced | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 259,965 | $2.82M | <0.1% | −13,467−4.9% | Reduced | History |
| SJMJ M SMUCKER Co | Stock | 22,911 | $2.82M | <0.1% | +211+0.9% | Added | History |
| BGBunge Global SA | COM | 26,013 | $2.82M | <0.1% | −1,601−5.8% | Reduced | History |
| GRMNGarmin Ltd | SHS | 26,723 | $2.81M | <0.1% | −4,451−14.3% | Reduced | History |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 57,146 | $2.79M | <0.1% | +7,668+15.5% | Added | – |
| WMBWilliams Companies, Inc. | COM | 82,707 | $2.79M | <0.1% | −661−0.8% | Reduced | History |
| ALBAlbemarle Corp | Stock | 16,315 | $2.77M | <0.1% | +1,346+9.0% | Added | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 214,315 | $2.76M | <0.1% | +5,543+2.7% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 17,907 | $2.75M | <0.1% | −175−1.0% | Reduced | – |
| AWKAmerican Water Works Company, Inc. | Stock | 22,229 | $2.75M | <0.1% | −1,258−5.4% | Reduced | History |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 51,918 | $2.73M | <0.1% | +450+0.9% | Added | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 30,119 | $2.72M | <0.1% | −3,359−10.0% | Reduced | – |
| SYFSynchrony Financial | COM | 88,900 | $2.72M | <0.1% | −1,797−2.0% | Reduced | History |
| WSOWatsco Inc | COM | 7,181 | $2.71M | <0.1% | −12−0.2% | Reduced | History |
| COLBColumbia Banking System, Inc. | COM | 131,748 | $2.67M | <0.1% | +4,108+3.2% | Added | History |
| MUMicron Technology Inc | Stock | 39,200 | $2.67M | <0.1% | +1,505+4.0% | Added | History |
| FANGDiamondback Energy, Inc. | Stock | 17,191 | $2.66M | <0.1% | −21−0.1% | Reduced | History |
Options (17)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMOBank of Montreal | COM | $34.9K | – |
| RYRoyal Bank of Canada | Stock | $33.5K | – |
| DEDeere & Co | Stock | $27.5K | – |
| ZSZscaler, Inc. | Stock | $27.3K | – |
| COFCapital One Financial Corp | Stock | $18.3K | – |
| GOLFAcushnet Holdings Corp. | COM | $14.8K | – |
| NUENucor Corp | COM | $11.8K | – |
| LOWLowes Companies Inc | Stock | $10.8K | – |
| MCHPMicrochip Technology Inc | Stock | $8.26K | – |
| AAPLApple Inc. | Stock | $7.72K | – |
| WSMWilliams Sonoma Inc | COM | $6.97K | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | – | $6.90K |
| MAMastercard Inc | Stock | $5.00K | – |
| PLTRPalantir Technologies Inc. | Stock | $3.20K | – |
| STLDSteel Dynamics Inc | COM | $2.80K | – |
| ODFLOld Dominion Freight Line, Inc. | COM | $2.28K | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | – | $63 |
Sold out since Q2 2023 (76)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| WisdomTree Tr97717W380 | INTRST RATE HDGE | 217,695 | $9.63M | 0.1% | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 168,569 | $4.15M | <0.1% | – |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 61,313 | $3.82M | <0.1% | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 156,000 | $3.66M | <0.1% | – |
| NUVANuvasive Inc | COM | 64,220 | $2.67M | <0.1% | History |
| TDCTeradata Corp | Stock | 41,299 | $2.21M | <0.1% | History |
| CNHCNH Industrial N.V. | SHS | 119,707 | $1.72M | <0.1% | History |
| Global X FDS37954Y830 | GLOBAL X COPPER | 43,610 | $1.64M | <0.1% | – |
| CFGCitizens Financial Group Inc | COM | 57,623 | $1.50M | <0.1% | History |
| VRRMVerra Mobility Corp | CL A COM STK | 65,120 | $1.28M | <0.1% | History |
| CRCrane Co | COMMON STOCK | 13,980 | $1.25M | <0.1% | History |
| TRMBTrimble Inc. | COM | 22,937 | $1.21M | <0.1% | History |
| Global X Uranium ETF37954Y871 | ETF | 55,208 | $1.20M | <0.1% | – |
| LNTHLantheus Holdings, Inc. | Stock | 14,219 | $1.19M | <0.1% | History |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 115,939 | $1.09M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 41,061 | $965.3K | <0.1% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 20,177 | $823.8K | <0.1% | – |
| SKINSkinHealth Systems Inc. | COM CL A | 90,670 | $758.9K | <0.1% | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 13,150 | $721.5K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 10,489 | $640.0K | <0.1% | – |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 8,482 | $616.0K | <0.1% | History |
| GTMZoomInfo Technologies Inc. | Stock | 23,767 | $603.4K | <0.1% | History |
| AMNAmn Healthcare Services Inc | COM | 4,068 | $443.9K | <0.1% | History |
| NRGNRG Energy, Inc. | Stock | 10,678 | $399.3K | <0.1% | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 10,532 | $342.7K | <0.1% | – |
| CYRXCryoport, Inc. | COM PAR $0.001 | 19,200 | $331.2K | <0.1% | History |
| VTRVentas, Inc. | REIT | 6,914 | $326.8K | <0.1% | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 11,193 | $322.2K | <0.1% | – |
| UHSUniversal Health Services Inc | CL B | 1,928 | $304.2K | <0.1% | History |
| HIHillenbrand, Inc. | COM | 5,900 | $302.6K | <0.1% | History |
| SUMSummit Materials, Inc. | CL A | 7,424 | $281.0K | <0.1% | History |
| HEHawaiian Electric Industries Inc | COM | 7,609 | $275.4K | <0.1% | History |
| Tidal Trust I886364645 | SONICSHARES GBL | 10,408 | $271.6K | <0.1% | – |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 34,572 | $269.7K | <0.1% | History |
| Schwab US Tips ETF808524870 | ETF | 4,811 | $252.2K | <0.1% | – |
| UFPTUfp Technologies Inc | COM | 1,300 | $252.0K | <0.1% | History |
| DGIIDigi International Inc | COM | 6,370 | $250.9K | <0.1% | History |
| LUVSouthwest Airlines Co | COM | 6,910 | $250.2K | <0.1% | History |
| NVCRNovoCure Ltd | ORD SHS | 5,940 | $246.5K | <0.1% | History |
| LITELumentum Holdings Inc. | COM | 4,323 | $245.2K | <0.1% | History |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 6,419 | $244.5K | <0.1% | History |
| APTVAptiv PLC | SHS | 2,310 | $235.8K | <0.1% | History |
| OSPNOneSpan Inc. | COM | 15,723 | $233.3K | <0.1% | History |
| EGLEEagle Bulk Shipping Inc. | COM | 4,800 | $230.6K | <0.1% | History |
| iShares Inc464286293 | ASIA/PAC DIV ETF | 6,975 | $229.1K | <0.1% | – |
| iShares Inc464286285 | JP MRGN EM HI BD | 6,521 | $229.1K | <0.1% | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,970 | $227.1K | <0.1% | – |
| NRTNorth European Oil Royalty Trust | SH BEN INT | 17,450 | $226.5K | <0.1% | History |
| QSIQuantum-Si Inc | COM CL A | 125,000 | $223.8K | <0.1% | History |
| FRGFranchise Group, Inc. | COM | 7,800 | $223.4K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J783 | BULSHS 2027 CB | 11,689 | $222.4K | <0.1% | – |
| SWKStanley Black & Decker, Inc. | COM | 2,351 | $220.4K | <0.1% | History |
| UALUnited Airlines Holdings, Inc. | COM | 3,999 | $219.4K | <0.1% | History |
| HOLXHologic Inc | COM | 2,707 | $219.2K | <0.1% | History |
| MPWRMonolithic Power Systems, Inc. | COM | 403 | $217.9K | <0.1% | History |
| OLNOLIN Corp | Stock | 4,105 | $211.0K | <0.1% | History |
| SHLSShoals Technologies Group, Inc. | CL A | 8,250 | $210.9K | <0.1% | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 1,823 | $209.5K | <0.1% | – |
| INCYIncyte Corp | COM | 3,362 | $209.3K | <0.1% | History |
| PACWPacwest Bancorp | COM | 25,596 | $208.6K | <0.1% | History |
| BANFBancfirst Corp | COM | 2,224 | $204.6K | <0.1% | History |
| BYNDBeyond Meat, Inc. | COM | 14,637 | $190.0K | <0.1% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 10,301 | $189.6K | <0.1% | – |
| HQHabrdn Healthcare Investors | SH BEN INT | 10,940 | $186.5K | <0.1% | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $152.7K | <0.1% | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $145.5K | <0.1% | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $141.6K | <0.1% | – |
| Macom Tech Solutions Hldgs I55405YAB6 | NOTE 0.250% 3/1 | – | $140.0K | <0.1% | – |
| PCQPIMCO California Municipal Income Fund | COM | 13,615 | $133.4K | <0.1% | History |
| Invesco High Income 2023 Tar46135X108 | COM | 16,000 | $118.7K | <0.1% | – |
| NVTAInvitae Corp | COM | 91,403 | $103.3K | <0.1% | History |
| NSLNuveen Senior Income Fund | COM | 19,864 | $91.0K | <0.1% | History |
| IGRCbre Global Real Estate Income Fund | COM | 15,550 | $81.3K | <0.1% | History |
| AMRSAmyris, Inc. | COM NEW | 68,038 | $70.1K | <0.1% | History |
| EXKEndeavour Silver Corp | COM | 17,481 | $50.5K | <0.1% | History |
| IMBILegacy IMBDS, Inc. | COM CL A | 152,329 | $20.1K | <0.1% | History |