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Livermore
Livermore
ZHEN

First Quadrant L P

SEC CIK
0001014736
Latest filing
Apr 21, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 26, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
515
+6 vs. Q2 2021
Portfolio value
$856.9M
−$13.9M (−1.6%) vs. Q2 2021
Filed
Oct 26, 2021
SEC
Holdings of First Quadrant L P in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ESSEssex Property Trust, Inc.COM140$45.0K<0.1%00.0%UnchangedHistory
PEGPublic Service Enterprise Group IncCOM740$45.0K<0.1%00.0%UnchangedHistory
CWCOConsolidated Water Co. Ltd.ORD4,000$46.0K<0.1%+4,000NewHistory
RMDResmed IncCOM178$47.0K<0.1%00.0%UnchangedHistory
NFLXNetflix IncStock79$48.0K<0.1%+4+5.3%AddedHistory
FRMEFirst Merchants CorpCOM1,200$50.0K<0.1%00.0%UnchangedHistory
WSFSWSFS Financial CorpCOM989$51.0K<0.1%00.0%UnchangedHistory
WENWendy's CoStock2,400$52.0K<0.1%+100+4.3%AddedHistory
TTCToro CoCOM547$53.0K<0.1%00.0%UnchangedHistory
PVBCProvident Bancorp, Inc.COM NEW3,300$53.0K<0.1%00.0%UnchangedHistory
NRGNRG Energy, Inc.Stock1,349$55.0K<0.1%+967+253.1%AddedHistory
RGCORGC Resources IncCOM2,500$56.0K<0.1%+2,500NewHistory
ENPHEnphase Energy, Inc.Stock381$57.0K<0.1%+278+269.9%AddedHistory
NSITInsight Enterprises IncCOM637$57.0K<0.1%00.0%UnchangedHistory
STTState Street CorpCOM680$58.0K<0.1%+501+279.9%AddedHistory
CRUSCirrus Logic, Inc.Stock729$60.0K<0.1%00.0%UnchangedHistory
MCRIMonarch Casino & Resort IncCOM900$60.0K<0.1%00.0%UnchangedHistory
PLUGPlug Power IncStock2,400$61.0K<0.1%+300+14.3%AddedHistory
IOSPInnospec Inc.COM751$63.0K<0.1%00.0%UnchangedHistory
COHRCoherent Corp.COM1,060$63.0K<0.1%+1,060NewHistory
AMTAmerican Tower CorpREIT249$66.0K<0.1%00.0%UnchangedHistory
EGPEastgroup Properties IncCOM411$68.0K<0.1%00.0%UnchangedHistory
FLWS1 800 Flowers Com IncCL A2,354$72.0K<0.1%00.0%UnchangedHistory
SRDXSurmodics IncCOM1,311$73.0K<0.1%00.0%UnchangedHistory
ASAPWaitr Holdings Inc.COM86,700$77.0K<0.1%−163,600−65.4%ReducedHistory
TRECTrecora ResourcesCOM9,700$79.0K<0.1%−2,108−17.9%ReducedHistory
ITGartner IncCOM270$82.0K<0.1%00.0%UnchangedHistory
POSTPost Holdings, Inc.COM750$83.0K<0.1%00.0%UnchangedHistory
Marlin Business Services Corp571157106COM4,000$89.0K<0.1%00.0%Unchanged–
MLCOMelco Resorts & Entertainment LTDADR9,500$97.0K<0.1%+1,000+11.8%AddedHistory
CULPCulp IncCOM7,700$99.0K<0.1%00.0%UnchangedHistory
BBWIBath & Body Works, Inc.COM1,600$101.0K<0.1%00.0%UnchangedHistory
JBSSSanfilippo John B & Son IncCOM1,282$105.0K<0.1%00.0%UnchangedHistory
MMIMarcus & Millichap, Inc.COM2,609$106.0K<0.1%+379+17.0%AddedHistory
NTGRNetgear, Inc.COM3,389$108.0K<0.1%00.0%UnchangedHistory
GRPNGroupon, Inc.COM NEW4,796$109.0K<0.1%00.0%UnchangedHistory
STROSutro Biopharma, Inc.COM6,000$113.0K<0.1%00.0%UnchangedHistory
Two Harbors Investment Corp.90187B408COM NEW18,100$115.0K<0.1%00.0%Unchanged–
OGNOrganon & Co.Stock3,657$120.0K<0.1%−737−16.8%ReducedHistory
VRNTVerint Systems IncCOM2,700$121.0K<0.1%00.0%UnchangedHistory
YUMYum Brands IncStock1,000$122.0K<0.1%00.0%UnchangedHistory
INCYIncyte CorpCOM1,784$123.0K<0.1%+31+1.8%AddedHistory
LEALear CorpCOM NEW800$125.0K<0.1%00.0%UnchangedHistory
CABOCable One, Inc.COM70$127.0K<0.1%00.0%UnchangedHistory
ACNAccenture plcStock417$133.0K<0.1%00.0%UnchangedHistory
IPGPIpg Photonics CorpCOM838$133.0K<0.1%00.0%UnchangedHistory
SGCSuperior Group of Companies, Inc.COM5,700$133.0K<0.1%00.0%UnchangedHistory
CTASCintas CorpStock356$136.0K<0.1%00.0%UnchangedHistory
GDOTGreen Dot CorpCL A2,700$136.0K<0.1%00.0%UnchangedHistory
LSCCLattice Semiconductor CorpCOM2,146$139.0K<0.1%00.0%UnchangedHistory
RADNew Rite Aid, LLCCOM9,900$141.0K<0.1%00.0%UnchangedHistory
TTITetra Technologies IncCOM46,000$144.0K<0.1%00.0%UnchangedHistory
CENTCentral Garden & Pet CoCOM3,011$145.0K<0.1%00.0%UnchangedHistory
FNFabrinetSHS1,444$148.0K<0.1%00.0%UnchangedHistory
CVNACarvana Co.CL A491$148.0K<0.1%00.0%UnchangedHistory
SPOKSpok Holdings, IncCOM14,600$149.0K<0.1%−23,673−61.9%ReducedHistory
USFDUS Foods Holding Corp.COM4,345$151.0K<0.1%00.0%UnchangedHistory
PFGCPerformance Food Group CoCOM3,292$153.0K<0.1%00.0%UnchangedHistory
ALLEAllegion plcORD SHS1,166$154.0K<0.1%00.0%UnchangedHistory
CSLTCastlight Health, Inc.CL B98,260$154.0K<0.1%+2,501+2.6%AddedHistory
VFCV F CorpStock2,408$161.0K<0.1%+90+3.9%AddedHistory
UHSUniversal Health Services IncCL B1,163$161.0K<0.1%00.0%UnchangedHistory
CVSCVS Health CorpStock1,960$166.0K<0.1%+1,960NewHistory
CSTLCastle Biosciences IncCOM2,501$166.0K<0.1%00.0%UnchangedHistory
MKCMcCormick & Co IncStock2,071$168.0K<0.1%00.0%UnchangedHistory
ULTAUlta Beauty, Inc.Stock482$174.0K<0.1%00.0%UnchangedHistory
FAFFirst American Financial CorpStock2,659$178.0K<0.1%00.0%UnchangedHistory
SYYSysco CorpStock2,287$180.0K<0.1%−64−2.7%ReducedHistory
UMPQUmpqua Holdings CorpCOM9,000$182.0K<0.1%00.0%UnchangedHistory
CHDChurch & Dwight Co IncCOM2,255$186.0K<0.1%00.0%UnchangedHistory
Vanguard Intl Equity Index F922042676GLB EX US ETF3,311$186.0K<0.1%−1,276−27.8%Reduced–
AESAES CorpStock8,221$188.0K<0.1%00.0%UnchangedHistory
CRWDCrowdStrike Holdings, Inc.Stock774$190.0K<0.1%00.0%UnchangedHistory
SYNHSyneos Health, Inc.CL A2,201$193.0K<0.1%00.0%UnchangedHistory
ACADAcadia Pharmaceuticals IncCOM12,000$199.0K<0.1%+12,000NewHistory
SCHWSchwab Charles CorpStock2,802$204.0K<0.1%00.0%UnchangedHistory
DELLDell Technologies Inc.Stock2,021$210.0K<0.1%+321+18.9%AddedHistory
ATRIAtrion CorpCOM301$210.0K<0.1%−61−16.9%ReducedHistory
FCPTFour Corners Property Trust, Inc.COM8,000$215.0K<0.1%00.0%UnchangedHistory
NVRNVR IncCOM45$216.0K<0.1%00.0%UnchangedHistory
MGNXMacrogenics IncCOM10,300$216.0K<0.1%00.0%UnchangedHistory
ODCOil-Dri Corp of AmericaCOM6,208$217.0K<0.1%00.0%UnchangedHistory
HONHoneywell International IncCOM1,026$218.0K<0.1%00.0%UnchangedHistory
AEEAmeren CorpCOM2,711$220.0K<0.1%+77+2.9%AddedHistory
NWSANews CorpCL A9,416$222.0K<0.1%+8,204+676.9%AddedHistory
ADEAAdeia Inc.COM12,100$228.0K<0.1%+12,100NewHistory
AMATApplied Materials IncStock1,781$229.0K<0.1%+1,200+206.5%AddedHistory
TMUST-Mobile US, Inc.Stock1,800$230.0K<0.1%+1,800NewHistory
VLGEAVillage Super Market IncCL A NEW10,600$230.0K<0.1%00.0%UnchangedHistory
ARWArrow Electronics, Inc.COM2,113$237.0K<0.1%00.0%UnchangedHistory
CoreSite Realty Corp21870Q105COM1,708$237.0K<0.1%00.0%Unchanged–
ENVAEnova International, Inc.COM7,001$242.0K<0.1%00.0%UnchangedHistory
CALMCal-Maine Foods IncCOM NEW6,800$246.0K<0.1%+6,800NewHistory
REXRRexford Industrial Realty, Inc.COM4,361$247.0K<0.1%00.0%UnchangedHistory
TVRDTvardi Therapeutics, Inc.COM16,000$247.0K<0.1%−55,223−77.5%ReducedHistory
QUOTQuotient Technology Inc.COM42,700$249.0K<0.1%00.0%UnchangedHistory
DTMDT Midstream, Inc.COMMON STOCK5,458$252.0K<0.1%+5,458NewHistory
INOInovio Pharmaceuticals, Inc.COM NEW35,400$253.0K<0.1%+35,400NewHistory
NNNNNN REIT, Inc.REIT5,900$255.0K<0.1%00.0%UnchangedHistory
UNFUnifirst CorpCOM1,200$255.0K<0.1%00.0%UnchangedHistory

Sold out since Q2 2021 (56)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of First Quadrant L P sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Brookfield Ppty REIT Inc11282X103CL A192,500$3.64M0.4%–
MXIMMaxim Integrated Products IncCOM20,129$2.12M0.2%History
WECWec Energy Group, Inc.Stock7,437$662.0K0.1%History
OGEOGE Energy Corp.COM16,943$570.0K0.1%History
ENTAEnanta Pharmaceuticals IncCOM9,013$397.0K<0.1%History
JNCEJounce Therapeutics, Inc.COM37,800$257.0K<0.1%History
SNCRSynchronoss Technologies IncCOM71,600$257.0K<0.1%History
TDOCTeladoc Health, Inc.COM1,457$242.0K<0.1%History
OKTAOkta, Inc.CL A900$220.0K<0.1%History
AHTAshford Hospitality Trust IncCOM SHS21,900$100.0K<0.1%History
FLNTFluent, Inc.COM28,600$84.0K<0.1%History
FBIOFortress Biotech, Inc.COM13,200$47.0K<0.1%History
VTRSViatris IncStock2,644$38.0K<0.1%History
RVICRetail Value Inc.COM1,635$36.0K<0.1%History
CFMSConformis IncCOM29,469$34.0K<0.1%History
FLEXFlex Ltd.Stock1,828$33.0K<0.1%History
CMLSQCumulus Media IncCOM CL A2,230$33.0K<0.1%History
GPXGP Strategies CorpCOM2,119$33.0K<0.1%History
IINIntricon CorpCOM1,484$33.0K<0.1%History
ADMArcher-Daniels-Midland CoStock532$32.0K<0.1%History
WDAYWorkday, Inc.CL A133$32.0K<0.1%History
INVEINVE Technologies, Inc.COM NEW1,883$32.0K<0.1%History
PCYOPure Cycle CorpCOM NEW2,281$32.0K<0.1%History
HPEHewlett Packard Enterprise CoCOM2,129$31.0K<0.1%History
FITBFifth Third BancorpCOM820$31.0K<0.1%History
BHRBraemar Hotels & Resorts Inc.COM5,047$31.0K<0.1%History
DREDuke Realty CorpCOM NEW660$31.0K<0.1%History
FONRFonar CorpCOM NEW1,772$31.0K<0.1%History
HMTVHemisphere Media Group, Inc.CL A2,627$31.0K<0.1%History
IPGInterpublic Group of Companies, Inc.COM964$31.0K<0.1%History
PPLIPeople IncCOM NEW194$30.0K<0.1%History
LNGCheniere Energy, Inc.COM NEW342$30.0K<0.1%History
ORNOrion Group Holdings IncCOM5,158$30.0K<0.1%History
EGYVaalco Energy IncCOM NEW9,217$30.0K<0.1%History
HROWHarrow, Inc.COM3,089$29.0K<0.1%History
HRIHerc Holdings IncCOM258$29.0K<0.1%History
CVGICommercial Vehicle Group, Inc.COM2,746$29.0K<0.1%History
SENEASeneca Foods CorpCL A555$28.0K<0.1%History
BSETBassett Furniture Industries IncCOM1,162$28.0K<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA577$28.0K<0.1%History
LCUTLifetime Brands, IncCOM1,773$27.0K<0.1%History
QMCOQuantum CorpCOM NEW3,847$27.0K<0.1%History
TCFCCommunity Financial CorpCOM758$26.0K<0.1%History
WHRWhirlpool CorpStock114$25.0K<0.1%History
AVDAmerican Vanguard CorpCOM1,434$25.0K<0.1%History
BCCBoise Cascade CoCOM430$25.0K<0.1%History
PKOHPark Ohio Holdings CorpCOM779$25.0K<0.1%History
ZEUSOlympic Steel IncCOM802$24.0K<0.1%History
SDSandridge Energy IncCOM NEW2,937$18.0K<0.1%History
OTISOtis Worldwide CorpStock211$17.0K<0.1%History
HOFTHooker Furnishings CorpCOM482$17.0K<0.1%History
VNTVontier CorpStock506$16.0K<0.1%History
KOCoca Cola CoStock154$8.00K<0.1%History
NEENextera Energy IncStock112$8.00K<0.1%History
CTVACorteva, Inc.Stock181$8.00K<0.1%History
HASHasbro, Inc.COM88$8.00K<0.1%History