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Livermore
Livermore
ZHEN

First Quadrant L P

SEC CIK
0001014736
Latest filing
Apr 21, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 26, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
515
+6 vs. Q2 2021
Portfolio value
$856.9M
−$13.9M (−1.6%) vs. Q2 2021
Filed
Oct 26, 2021
SEC
Holdings of First Quadrant L P in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SCORComscore, Inc.COM269$1.00K<0.1%+269NewHistory
Roadrunner Transn Sys Inc76973Q204COM3,600$1.00K<0.1%00.0%Unchanged–
CGNTCognyte Software Ltd.ORD SHS200$4.00K<0.1%−1,000−83.3%ReducedHistory
SBBPStrongbridge Biopharma plcSHS USD3,100$6.00K<0.1%−5,100−62.2%ReducedHistory
JXNJackson Financial Inc.COM CL A305$8.00K<0.1%+305NewHistory
TMOThermo Fisher Scientific Inc.Stock17$10.0K<0.1%+17NewHistory
CRMSalesforce, Inc.Stock42$11.0K<0.1%+42NewHistory
XOMExxonMobil Holdings CorpCOM181$11.0K<0.1%+58+47.2%AddedHistory
PINSPinterest, Inc.CL A224$11.0K<0.1%+38+20.4%AddedHistory
PPLPPL CorpCOM427$12.0K<0.1%00.0%UnchangedHistory
SIRISirius XM Holdings Inc.COM2,000$12.0K<0.1%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock120$13.0K<0.1%+120NewHistory
ANIKAnika Therapeutics, Inc.COM343$15.0K<0.1%00.0%UnchangedHistory
RSReliance, Inc.COM108$15.0K<0.1%00.0%UnchangedHistory
CTMXCytomX Therapeutics, Inc.COM3,100$16.0K<0.1%−40,100−92.8%ReducedHistory
FFFutureFuel Corp.COM2,200$16.0K<0.1%−24,700−91.8%ReducedHistory
MPCMarathon Petroleum CorpStock280$17.0K<0.1%+280NewHistory
EPACEnerpac Tool Group CorpCL A COM800$17.0K<0.1%00.0%UnchangedHistory
KMXCarMax IncCOM132$17.0K<0.1%00.0%UnchangedHistory
PRGSProgress Software CorpCOM353$17.0K<0.1%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock305$18.0K<0.1%00.0%UnchangedHistory
NRCNRC HealthCOM NEW423$18.0K<0.1%00.0%UnchangedHistory
ZUMZZumiez IncCOM459$18.0K<0.1%00.0%UnchangedHistory
PNCPNC Financial Services Group, Inc.Stock96$19.0K<0.1%00.0%UnchangedHistory
AMEAmetek IncCOM155$19.0K<0.1%00.0%UnchangedHistory
CDZICadiz IncCOM NEW2,700$19.0K<0.1%+2,700NewHistory
CDPCopt Defense PropertiesREIT749$20.0K<0.1%00.0%UnchangedHistory
NMIHNMI Holdings, Inc.COM900$20.0K<0.1%00.0%UnchangedHistory
OECOrion S.A.COM1,100$20.0K<0.1%00.0%UnchangedHistory
FLFoot Locker, Inc.COM455$21.0K<0.1%+455NewHistory
PODDInsulet CorpStock81$23.0K<0.1%+13+19.1%AddedHistory
IRIngersoll Rand Inc.COM453$23.0K<0.1%−475−51.2%ReducedHistory
JBLUJetBlue Airways CorpCOM1,600$24.0K<0.1%00.0%UnchangedHistory
POWIPower Integrations IncCOM238$24.0K<0.1%+238NewHistory
SEESealed Air CorpCOM519$28.0K<0.1%00.0%UnchangedHistory
Affimed N VN01045108COM4,500$28.0K<0.1%00.0%Unchanged–
VSXYVictoria's Secret & Co.COMMON STOCK532$29.0K<0.1%+532NewHistory
EFSCEnterprise Financial Services CorpCOM677$31.0K<0.1%00.0%UnchangedHistory
ITRIItron, Inc.COM413$31.0K<0.1%00.0%UnchangedHistory
GNEGenie Energy Ltd.CL B4,800$31.0K<0.1%−1,100−18.6%ReducedHistory
MDRXVeradigm Inc.COM2,300$31.0K<0.1%00.0%UnchangedHistory
EVREvercore Inc.CLASS A236$32.0K<0.1%00.0%UnchangedHistory
SLMSLM CorpCOM1,799$32.0K<0.1%+1,799NewHistory
NATRNatures Sunshine Products IncCOM2,200$32.0K<0.1%−5,935−73.0%ReducedHistory
TLYSTilly's, Inc.CL A2,281$32.0K<0.1%+2,281NewHistory
RYMRYTHM, Inc.COM1,751$32.0K<0.1%+1,751NewHistory
HBIOHarvard Bioscience IncCOM4,535$32.0K<0.1%+339+8.1%AddedHistory
EXTRExtreme Networks IncCOM3,362$33.0K<0.1%+3,362NewHistory
CMSCMS Energy CorpCOM555$33.0K<0.1%00.0%UnchangedHistory
STXSeagate Technology Holdings plcORD SHS396$33.0K<0.1%+396NewHistory
MTWManitowoc Co IncCOM NEW1,524$33.0K<0.1%+1,524NewHistory
DOCUDocuSign, Inc.Stock132$34.0K<0.1%+132NewHistory
VEEVVeeva Systems IncStock118$34.0K<0.1%+118NewHistory
CEVACeva IncCOM804$34.0K<0.1%00.0%UnchangedHistory
RFRegions Financial CorpCOM1,599$34.0K<0.1%+210+15.1%AddedHistory
BXCBlueLinx Holdings Inc.COM NEW701$34.0K<0.1%+701NewHistory
CRCrane CoCOM357$34.0K<0.1%+357NewHistory
PAYCPaycom Software, Inc.Stock71$35.0K<0.1%+71NewHistory
CELHCelsius Holdings, Inc.COM NEW392$35.0K<0.1%+392NewHistory
CALCaleres IncCOM1,592$35.0K<0.1%+1,592NewHistory
ATRSAntares Pharma, Inc.COM9,748$35.0K<0.1%−18,452−65.4%ReducedHistory
CHWYChewy, Inc.CL A523$36.0K<0.1%+523NewHistory
UHALU-Haul Holding CoCOM55$36.0K<0.1%00.0%UnchangedHistory
OLEDUniversal Display CorpCOM208$36.0K<0.1%+208NewHistory
VRTSVirtus Investment Partners, Inc.COM116$36.0K<0.1%+116NewHistory
VZVerizon Communications IncStock686$37.0K<0.1%−100−12.7%ReducedHistory
HPQHP IncStock1,354$37.0K<0.1%+297+28.1%AddedHistory
WATWaters CorpCOM103$37.0K<0.1%+103NewHistory
TBRGTruBridge, Inc.COM1,051$37.0K<0.1%+1,051NewHistory
XELXcel Energy IncStock612$38.0K<0.1%00.0%UnchangedHistory
KLICKulicke & Soffa Industries IncCOM656$38.0K<0.1%+320+95.2%AddedHistory
MMacy's, Inc.COM1,688$38.0K<0.1%+1,688NewHistory
PROVProvident Financial Holdings IncCOM2,264$38.0K<0.1%00.0%UnchangedHistory
GDENNew Royal Holdco I Inc.COM765$38.0K<0.1%+765NewHistory
TEXTerex CorpStock935$39.0K<0.1%+935NewHistory
VSTVistra Corp.Stock2,284$39.0K<0.1%+2,284NewHistory
INVHInvitation Homes Inc.COM1,021$39.0K<0.1%+181+21.5%AddedHistory
CRVLCorvel CorpCOM209$39.0K<0.1%00.0%UnchangedHistory
INGNInogen IncCOM895$39.0K<0.1%+895NewHistory
BRBRBellring Brands, Inc.COM CL A1,254$39.0K<0.1%+1,254NewHistory
LIILennox International IncCOM137$40.0K<0.1%+137NewHistory
EVCEntravision Communications CorpCL A5,613$40.0K<0.1%−1,171−17.3%ReducedHistory
SWK Holdings Corp78501P203COM NEW2,227$40.0K<0.1%+2,227New–
LPXLouisiana-Pacific CorpCOM665$41.0K<0.1%+110+19.8%AddedHistory
TXTTextron IncCOM586$41.0K<0.1%+118+25.2%AddedHistory
EOLSEvolus, Inc.COM5,346$41.0K<0.1%+5,346NewHistory
HAPNHappen, Inc.COM NEW1,461$41.0K<0.1%+1,461NewHistory
CUTRCutera IncCOM885$41.0K<0.1%+885NewHistory
YUMCYum China Holdings, Inc.COM725$42.0K<0.1%00.0%UnchangedHistory
VREXVarex Imaging CorpCOM1,496$42.0K<0.1%+1,496NewHistory
DPZDominos Pizza IncCOM88$42.0K<0.1%+18+25.7%AddedHistory
AVIDAvid Technology, Inc.COM1,449$42.0K<0.1%+1,449NewHistory
EMKREmcore CorpCOM NEW5,600$42.0K<0.1%−2,883−34.0%ReducedHistory
RPT Realty74971D101SH BEN INT3,267$42.0K<0.1%+3,267New–
BGBunge Global SACOM517$42.0K<0.1%+127+32.6%AddedHistory
ETNEaton Corp plcStock289$43.0K<0.1%00.0%UnchangedHistory
IPARInterparfums IncCOM577$43.0K<0.1%+577NewHistory
APRApria, Inc.COM1,151$43.0K<0.1%+1,151NewHistory
CDRCedar Realty Trust, Inc.COM NEW1,971$43.0K<0.1%+1,971NewHistory
BTUPeabody Energy CorpCOM2,960$44.0K<0.1%+2,960NewHistory

Sold out since Q2 2021 (56)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of First Quadrant L P sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Brookfield Ppty REIT Inc11282X103CL A192,500$3.64M0.4%–
MXIMMaxim Integrated Products IncCOM20,129$2.12M0.2%History
WECWec Energy Group, Inc.Stock7,437$662.0K0.1%History
OGEOGE Energy Corp.COM16,943$570.0K0.1%History
ENTAEnanta Pharmaceuticals IncCOM9,013$397.0K<0.1%History
JNCEJounce Therapeutics, Inc.COM37,800$257.0K<0.1%History
SNCRSynchronoss Technologies IncCOM71,600$257.0K<0.1%History
TDOCTeladoc Health, Inc.COM1,457$242.0K<0.1%History
OKTAOkta, Inc.CL A900$220.0K<0.1%History
AHTAshford Hospitality Trust IncCOM SHS21,900$100.0K<0.1%History
FLNTFluent, Inc.COM28,600$84.0K<0.1%History
FBIOFortress Biotech, Inc.COM13,200$47.0K<0.1%History
VTRSViatris IncStock2,644$38.0K<0.1%History
RVICRetail Value Inc.COM1,635$36.0K<0.1%History
CFMSConformis IncCOM29,469$34.0K<0.1%History
FLEXFlex Ltd.Stock1,828$33.0K<0.1%History
CMLSQCumulus Media IncCOM CL A2,230$33.0K<0.1%History
GPXGP Strategies CorpCOM2,119$33.0K<0.1%History
IINIntricon CorpCOM1,484$33.0K<0.1%History
ADMArcher-Daniels-Midland CoStock532$32.0K<0.1%History
WDAYWorkday, Inc.CL A133$32.0K<0.1%History
INVEINVE Technologies, Inc.COM NEW1,883$32.0K<0.1%History
PCYOPure Cycle CorpCOM NEW2,281$32.0K<0.1%History
HPEHewlett Packard Enterprise CoCOM2,129$31.0K<0.1%History
FITBFifth Third BancorpCOM820$31.0K<0.1%History
BHRBraemar Hotels & Resorts Inc.COM5,047$31.0K<0.1%History
DREDuke Realty CorpCOM NEW660$31.0K<0.1%History
FONRFonar CorpCOM NEW1,772$31.0K<0.1%History
HMTVHemisphere Media Group, Inc.CL A2,627$31.0K<0.1%History
IPGInterpublic Group of Companies, Inc.COM964$31.0K<0.1%History
PPLIPeople IncCOM NEW194$30.0K<0.1%History
LNGCheniere Energy, Inc.COM NEW342$30.0K<0.1%History
ORNOrion Group Holdings IncCOM5,158$30.0K<0.1%History
EGYVaalco Energy IncCOM NEW9,217$30.0K<0.1%History
HROWHarrow, Inc.COM3,089$29.0K<0.1%History
HRIHerc Holdings IncCOM258$29.0K<0.1%History
CVGICommercial Vehicle Group, Inc.COM2,746$29.0K<0.1%History
SENEASeneca Foods CorpCL A555$28.0K<0.1%History
BSETBassett Furniture Industries IncCOM1,162$28.0K<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA577$28.0K<0.1%History
LCUTLifetime Brands, IncCOM1,773$27.0K<0.1%History
QMCOQuantum CorpCOM NEW3,847$27.0K<0.1%History
TCFCCommunity Financial CorpCOM758$26.0K<0.1%History
WHRWhirlpool CorpStock114$25.0K<0.1%History
AVDAmerican Vanguard CorpCOM1,434$25.0K<0.1%History
BCCBoise Cascade CoCOM430$25.0K<0.1%History
PKOHPark Ohio Holdings CorpCOM779$25.0K<0.1%History
ZEUSOlympic Steel IncCOM802$24.0K<0.1%History
SDSandridge Energy IncCOM NEW2,937$18.0K<0.1%History
OTISOtis Worldwide CorpStock211$17.0K<0.1%History
HOFTHooker Furnishings CorpCOM482$17.0K<0.1%History
VNTVontier CorpStock506$16.0K<0.1%History
KOCoca Cola CoStock154$8.00K<0.1%History
NEENextera Energy IncStock112$8.00K<0.1%History
CTVACorteva, Inc.Stock181$8.00K<0.1%History
HASHasbro, Inc.COM88$8.00K<0.1%History