D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ACIWAci Worldwide, Inc. | Stock | 12,400 | $472.0K | <0.1% | – | – | History |
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 39,904 | $475.0K | <0.1% | – | – | – |
| NBTBNBT Bancorp Inc | COM | 11,917 | $475.0K | <0.1% | – | – | History |
| FORForestar Group Inc. | COM | 20,387 | $475.0K | <0.1% | – | – | History |
| BHCBausch Health Companies Inc. | Stock | 15,033 | $477.0K | <0.1% | – | – | History |
| ADUSAddus HomeCare Corp | COM | 4,558 | $477.0K | <0.1% | – | – | History |
| WTMWhite Mountains Insurance Group Ltd | COM | 428 | $477.0K | <0.1% | – | – | History |
| TMPTompkins Financial Corp | COM | 5,803 | $480.0K | <0.1% | – | – | History |
| MPAAMotorcar Parts of America Inc | COM | 21,399 | $481.0K | <0.1% | – | – | History |
| FOEFerro Corp | COM | 28,543 | $481.0K | <0.1% | – | – | History |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 47,744 | $487.0K | <0.1% | – | – | History |
| AFIArmstrong Flooring, Inc. | COM | 99,628 | $487.0K | <0.1% | – | – | History |
| BRKLBrookline Bancorp Inc | COM | 32,597 | $489.0K | <0.1% | – | – | History |
| DSKEDaseke, Inc. | COM | 57,682 | $490.0K | <0.1% | – | – | History |
| Primavera Capital Acquist CoG7255E109 | SHS CL A | 50,000 | $490.0K | <0.1% | – | – | – |
| SRGASurgalign Holdings, Inc. | COM | 225,181 | $491.0K | <0.1% | – | – | History |
| NTSTNETSTREIT Corp. | COM | 26,669 | $493.0K | <0.1% | – | – | History |
| African Gold Acquisition CorG0112R116 | UNIT 99/99/9999 | 50,000 | $494.0K | <0.1% | – | – | – |
| SunPower Inc.G3663X102 | UNIT 99/99/9999 | 49,531 | $494.0K | <0.1% | – | – | – |
| VUZIVuzix Corp | COM NEW | 19,467 | $495.0K | <0.1% | – | – | History |
| BEAMBeam Therapeutics Inc. | COM | 6,196 | $496.0K | <0.1% | – | – | History |
| SYRESpyre Therapeutics, Inc. | COM | 62,747 | $497.0K | <0.1% | – | – | History |
| HTHHilltop Holdings Inc. | COM | 14,593 | $498.0K | <0.1% | – | – | History |
| FSMFortuna Mining Corp. | COM | 76,993 | $498.0K | <0.1% | – | – | History |
| Alpha Capital Acquisition CoG0316P114 | UNIT 02/16/2026 | 50,000 | $498.0K | <0.1% | – | – | – |
| SAPSAP SE | ADR | 4,075 | $500.0K | <0.1% | – | – | History |
| ENSGEnsign Group, Inc | COM | 5,327 | $500.0K | <0.1% | – | – | History |
| Tuatara Capital Acquisitn CoG9118J127 | UNIT 99/99/9999 | 50,000 | $500.0K | <0.1% | – | – | – |
| DAOYoudao, Inc. | SPONSORED ADS | 21,162 | $504.0K | <0.1% | – | – | History |
| SVF Investment Corp. 2G8601M100 | CL A SHS | 50,026 | $505.0K | <0.1% | – | – | – |
| Spring Vy Acquisition CorpG8377A124 | *W EXP 05/20/202 | 425,000 | $506.0K | <0.1% | – | – | – |
| MBUUMalibu Boats, Inc. | COM CL A | 6,365 | $507.0K | <0.1% | – | – | History |
| AVIDAvid Technology, Inc. | COM | 24,008 | $507.0K | <0.1% | – | – | History |
| MEDMedifast Inc | COM | 2,397 | $508.0K | <0.1% | – | – | History |
| OCAXOCA Acquisition Corp. | COM CL A | 51,881 | $508.0K | <0.1% | – | – | History |
| AIFUAIFU Inc. | SPONSORED ADR | 36,518 | $509.0K | <0.1% | – | – | History |
| WSBFWaterstone Financial, Inc. | COM | 25,003 | $511.0K | <0.1% | – | – | History |
| ULHUniversal Logistics Holdings, Inc. | COM | 19,448 | $512.0K | <0.1% | – | – | History |
| LNCLincoln National Corp | COM | 8,257 | $514.0K | <0.1% | – | – | History |
| ASTHAstrana Health, Inc. | COM NEW | 19,019 | $515.0K | <0.1% | – | – | History |
| Montes Archimedes Acquisitio612657106 | COM CL A | 52,724 | $516.0K | <0.1% | – | – | – |
| EVBGEverbridge, Inc. | COM | 4,281 | $519.0K | <0.1% | – | – | History |
| QTTBQ32 Bio Inc. | COM | 55,197 | $519.0K | <0.1% | – | – | History |
| RHIRobert Half Inc. | COM | 6,695 | $523.0K | <0.1% | – | – | History |
| Atlantic Coastal Acquistn Co048453203 | UNIT 03/02/2026 | 53,058 | $523.0K | <0.1% | – | – | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 9,528 | $523.0K | <0.1% | – | – | History |
| PBPBPotbelly Corp | COM | 89,073 | $526.0K | <0.1% | – | – | History |
| ACREAres Commercial Real Estate Corp | COM | 38,691 | $531.0K | <0.1% | – | – | History |
| IDXXIDEXX Laboratories Inc | COM | 1,088 | $532.0K | <0.1% | – | – | History |
| TEXTerex Corp | Stock | 11,602 | $535.0K | <0.1% | – | – | History |
| GSBCGreat Southern Bancorp, Inc. | COM | 9,446 | $535.0K | <0.1% | – | – | History |
| DELLDell Technologies Inc. | Stock | 6,103 | $538.0K | <0.1% | – | – | History |
| RMRRMR Group Inc. | CL A | 13,177 | $538.0K | <0.1% | – | – | History |
| MNROMonro, Inc. | COM | 8,187 | $539.0K | <0.1% | – | – | History |
| PRLDPrelude Therapeutics Inc | COM | 12,546 | $544.0K | <0.1% | – | – | History |
| Zanite Acquisition Corp98907K111 | *W EXP 10/08/202 | 435,723 | $549.0K | <0.1% | – | – | – |
| SMGScotts Miracle-Gro Co | Stock | 2,252 | $552.0K | <0.1% | – | – | History |
| AATAmerican Assets Trust, Inc. | COM | 17,001 | $552.0K | <0.1% | – | – | History |
| TREXTrex Co Inc | COM | 6,040 | $553.0K | <0.1% | – | – | History |
| NESRNational Energy Services Reunited Corp. | SHS | 44,937 | $556.0K | <0.1% | – | – | History |
| OCAOmnichannel Acquisition Corp. | COM CL A | 57,012 | $556.0K | <0.1% | – | – | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 47,500 | $558.0K | <0.1% | – | – | History |
| PMTPennyMac Mortgage Investment Trust | COM | 28,652 | $561.0K | <0.1% | – | – | History |
| ARNAArena Pharmaceuticals Inc | COM NEW | 8,091 | $561.0K | <0.1% | – | – | History |
| FiscalNote Holdings, Inc.G28553108 | CL A | 57,392 | $561.0K | <0.1% | – | – | – |
| UTLUnitil Corp | COM | 12,334 | $564.0K | <0.1% | – | – | History |
| KYMRKymera Therapeutics, Inc. | COM | 14,645 | $569.0K | <0.1% | – | – | History |
| FLXNFlexion Therapeutics Inc | COM | 63,641 | $570.0K | <0.1% | – | – | History |
| FLGTFulgent Genetics, Inc. | COM | 5,905 | $571.0K | <0.1% | – | – | History |
| ASRTAssertio Holdings, Inc. | COM STK | 837,293 | $571.0K | <0.1% | – | – | History |
| LXFRLuxfer Holdings PLC | SHS | 26,861 | $572.0K | <0.1% | – | – | History |
| SARSaratoga Investment Corp. | COM NEW | 22,638 | $573.0K | <0.1% | – | – | History |
| ORNOrion Group Holdings Inc | COM | 94,607 | $574.0K | <0.1% | – | – | History |
| CRVLCorvel Corp | COM | 5,640 | $578.0K | <0.1% | – | – | History |
| INBKFirst Internet Bancorp | COM | 16,420 | $578.0K | <0.1% | – | – | History |
| XPEVXpeng Inc. | ADS | 15,913 | $581.0K | <0.1% | – | – | History |
| MASS908 Devices Inc. | COM | 11,971 | $581.0K | <0.1% | – | – | History |
| ITRNIturan Location & Control Ltd. | SHS | 27,462 | $583.0K | <0.1% | – | – | History |
| OCSLOaktree Specialty Lending Corp | COM | 94,435 | $585.0K | <0.1% | – | – | History |
| HPXHPX Corp. | SHS CL A | 59,572 | $585.0K | <0.1% | – | – | History |
| CZRCaesars Entertainment, Inc. | COM | 6,700 | $586.0K | <0.1% | – | – | History |
| BNEDBarnes & Noble Education, Inc. | COM | 72,013 | $586.0K | <0.1% | – | – | History |
| Rodgers Silicon Valley Aq Co774873111 | *W EXP 11/30/202 | 145,901 | $587.0K | <0.1% | – | – | – |
| PRPLPurple Innovation, Inc. | COM | 18,681 | $591.0K | <0.1% | – | – | History |
| RCKYRocky Brands, Inc. | COM | 10,937 | $591.0K | <0.1% | – | – | History |
| RDNTRadNet, Inc. | COM | 27,257 | $593.0K | <0.1% | – | – | History |
| SNEXStoneX Group Inc. | COM | 9,063 | $593.0K | <0.1% | – | – | History |
| HNGRHanger, Inc. | COM NEW | 25,985 | $593.0K | <0.1% | – | – | History |
| ERIIEnergy Recovery, Inc. | COM | 32,592 | $598.0K | <0.1% | – | – | History |
| ITGRInteger Holdings Corp | COM | 6,501 | $599.0K | <0.1% | – | – | History |
| NTESNetEase, Inc. | SPONSORED ADS | 5,810 | $600.0K | <0.1% | – | – | History |
| BRSLBrightstar Lottery PLC | SHS USD | 37,408 | $600.0K | <0.1% | – | – | History |
| MODNModel N, Inc. | COM | 17,069 | $601.0K | <0.1% | – | – | History |
| EXPEagle Materials Inc | COM | 4,480 | $602.0K | <0.1% | – | – | History |
| STXBSpirit of Texas Bancshares, Inc. | COM | 27,029 | $603.0K | <0.1% | – | – | History |
| CHGGChegg, Inc | COM | 7,076 | $606.0K | <0.1% | – | – | History |
| NEUNewmarket Corp | COM | 1,596 | $607.0K | <0.1% | – | – | History |
| INGNInogen Inc | COM | 11,559 | $607.0K | <0.1% | – | – | History |
| Trepont Acquisition Corp IG9095M101 | SHS CL A | 62,001 | $608.0K | <0.1% | – | – | – |
| FMNBFarmers National Banc Corp | COM | 36,464 | $609.0K | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |