D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| DBIDesigner Brands Inc. | CL A | 19,482 | $339.0K | <0.1% | – | – | History |
| EVTCEVERTEC, Inc. | COM | 9,159 | $341.0K | <0.1% | – | – | History |
| WSBCWesbanco Inc | COM | 9,542 | $344.0K | <0.1% | – | – | History |
| CNCEConcert Pharmaceuticals, Inc. | COM | 68,829 | $344.0K | <0.1% | – | – | History |
| ICPTIntercept Pharmaceuticals, Inc. | COM | 14,994 | $346.0K | <0.1% | – | – | History |
| JHXJames Hardie Industries plc | SPONSORED ADR | 11,508 | $348.0K | <0.1% | – | – | History |
| Revolution Accelertn Acqu Co76156P106 | COM CL A | 34,513 | $350.0K | <0.1% | – | – | – |
| CVETCovetrus, Inc. | COM | 11,842 | $355.0K | <0.1% | – | – | History |
| LNWOLight & Wonder, Inc. | COM | 9,219 | $355.0K | <0.1% | – | – | History |
| FIXComfort Systems USA Inc | COM | 4,780 | $357.0K | <0.1% | – | – | History |
| OMFOneMain Holdings, Inc. | COM | 6,679 | $359.0K | <0.1% | – | – | History |
| PROPROS Holdings, Inc. | COM | 8,540 | $363.0K | <0.1% | – | – | History |
| IONSIonis Pharmaceuticals Inc | COM | 8,106 | $364.0K | <0.1% | – | – | History |
| POWIPower Integrations Inc | COM | 4,481 | $365.0K | <0.1% | – | – | History |
| OFLXOmega Flex, Inc. | COM | 2,319 | $366.0K | <0.1% | – | – | History |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 37,546 | $372.0K | <0.1% | – | – | – |
| DDSDillard's, Inc. | CL A | 3,874 | $374.0K | <0.1% | – | – | History |
| ORIOld Republic International Corp | COM | 17,150 | $375.0K | <0.1% | – | – | History |
| WALWestern Alliance Bancorporation | COM | 3,972 | $375.0K | <0.1% | – | – | History |
| AITApplied Industrial Technologies Inc | COM | 4,117 | $375.0K | <0.1% | – | – | History |
| HYHyster-Yale, Inc. | CL A | 4,331 | $377.0K | <0.1% | – | – | History |
| Cloopen Group Holding Limite18900M104 | ADS | 27,451 | $377.0K | <0.1% | – | – | – |
| CSWCCapital Southwest Corp | COM | 17,063 | $378.0K | <0.1% | – | – | History |
| BGCBGC Group, Inc. | CL A | 78,219 | $378.0K | <0.1% | – | – | History |
| PGREParamount Group, Inc. | COM | 37,304 | $378.0K | <0.1% | – | – | History |
| HAINHain Celestial Group Inc | COM | 8,815 | $384.0K | <0.1% | – | – | History |
| EPZMEpizyme, Inc. | COM | 44,130 | $384.0K | <0.1% | – | – | History |
| HPPHudson Pacific Properties, Inc. | COM | 14,186 | $385.0K | <0.1% | – | – | History |
| SUPNSupernus Pharmaceuticals, Inc. | COM | 14,764 | $387.0K | <0.1% | – | – | History |
| EBONEbang International Holdings Inc. | CL A SHS | 48,732 | $387.0K | <0.1% | – | – | History |
| PORPortland General Electric Co | COM NEW | 8,165 | $388.0K | <0.1% | – | – | History |
| CDNSCadence Design Systems Inc | Stock | 2,856 | $391.0K | <0.1% | – | – | History |
| DSXDiana Shipping Inc. | COM | 130,757 | $391.0K | <0.1% | – | – | History |
| TRHCTabula Rasa HealthCare, Inc. | COM | 8,537 | $393.0K | <0.1% | – | – | History |
| Concord Acquisition Corp206071110 | *W EXP 12/28/202 | 437,500 | $394.0K | <0.1% | – | – | – |
| EVOPEVO Payments, Inc. | CL A COM | 14,344 | $395.0K | <0.1% | – | – | History |
| CLVSClovis Oncology, Inc. | COM | 56,400 | $396.0K | <0.1% | – | – | History |
| FACA.UFigure Acquisition Corp. I | UNIT 99/99/9999 | 39,630 | $401.0K | <0.1% | – | – | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 10,953 | $401.0K | <0.1% | – | – | – |
| IMVTImmunovant, Inc. | COM | 25,119 | $403.0K | <0.1% | – | – | History |
| AANAaron's Company, Inc. | COM | 15,712 | $403.0K | <0.1% | – | – | History |
| QDELQuidelOrtho Corp | COM | 3,152 | $403.0K | <0.1% | – | – | History |
| TTGTTechTarget, Inc. | COM | 5,809 | $403.0K | <0.1% | – | – | History |
| FAST Acquisition Corp. II311874200 | UNIT 03/16/2026 | 40,650 | $404.0K | <0.1% | – | – | – |
| Ardagh Group S AL0223L101 | CL A | 15,930 | $405.0K | <0.1% | – | – | – |
| STCStewart Information Services Corp | COM | 7,811 | $406.0K | <0.1% | – | – | History |
| SMRTSmartRent, Inc. | COM CL A | 40,608 | $406.0K | <0.1% | – | – | History |
| FRTAForterra, Inc. | COM | 17,458 | $406.0K | <0.1% | – | – | History |
| LGTYLogility Supply Chain Solutions, Inc | CL A | 19,661 | $407.0K | <0.1% | – | – | History |
| YETIYETI Holdings, Inc. | COM | 5,657 | $408.0K | <0.1% | – | – | History |
| MBIMbia Inc | COM | 42,651 | $411.0K | <0.1% | – | – | History |
| Carney Technology Acqu Corp143636108 | CL A COMMON STK | 42,400 | $411.0K | <0.1% | – | – | – |
| INVXInnovex International, Inc. | COM | 12,391 | $412.0K | <0.1% | – | – | History |
| SICSelect Interior Concepts, Inc. | CL A | 57,614 | $415.0K | <0.1% | – | – | History |
| PRAProassurance Corp | COM | 15,541 | $416.0K | <0.1% | – | – | History |
| REXRex American Resources Corp | COM | 4,994 | $420.0K | <0.1% | – | – | History |
| BRYBerry Corp (bry) | COM | 76,455 | $421.0K | <0.1% | – | – | History |
| UBSUBS Group AG | Stock | 27,197 | $422.0K | <0.1% | – | – | History |
| WTTRSelect Water Solutions, Inc. | CL A COM | 84,827 | $422.0K | <0.1% | – | – | History |
| IBPInstalled Building Products, Inc. | COM | 3,807 | $422.0K | <0.1% | – | – | History |
| GHMGraham Corp | COM | 29,692 | $423.0K | <0.1% | – | – | History |
| CMCOColumbus McKinnon Corp | COM | 8,032 | $424.0K | <0.1% | – | – | History |
| Altimeter Growth Corp 2G0371B109 | COM CL A | 40,822 | $424.0K | <0.1% | – | – | – |
| NCNacco Industries Inc | CL A | 17,035 | $425.0K | <0.1% | – | – | History |
| ACETAdicet Bio, Inc. | COM | 32,486 | $425.0K | <0.1% | – | – | History |
| EQXEquinox Gold Corp. | COM | 53,605 | $428.0K | <0.1% | – | – | History |
| ATRIAtrion Corp | COM | 668 | $428.0K | <0.1% | – | – | History |
| HH&L Acquisition Co.G39714111 | UNIT 99/99/9999 | 42,400 | $428.0K | <0.1% | – | – | – |
| RXTRackspace Technology, Inc. | COM | 18,038 | $429.0K | <0.1% | – | – | History |
| SICPSilvergate Capital Corp | CL A | 3,027 | $430.0K | <0.1% | – | – | History |
| OPRXOptimizeRx Corp | COM NEW | 8,838 | $431.0K | <0.1% | – | – | History |
| SIOXSio Gene Therapies Inc. | COMMON | 165,235 | $431.0K | <0.1% | – | – | History |
| Nesco Hldgs Inc64083J112 | *W EXP 01/01/202 | 216,666 | $435.0K | <0.1% | – | – | – |
| Fednat Hldg Co31431B109 | COM | 94,552 | $437.0K | <0.1% | – | – | – |
| LFCRLifecore Biomedical, Inc. | COM | 41,321 | $438.0K | <0.1% | – | – | History |
| FELEFranklin Electric Co Inc | COM | 5,577 | $440.0K | <0.1% | – | – | History |
| PBCTPeople's United Financial, Inc. | COM | 24,604 | $440.0K | <0.1% | – | – | History |
| KAIKadant Inc | COM | 2,384 | $441.0K | <0.1% | – | – | History |
| STTState Street Corp | COM | 5,275 | $443.0K | <0.1% | – | – | History |
| SBSafe Bulkers, Inc. | COM | 181,301 | $444.0K | <0.1% | – | – | History |
| UFIUnifi Inc | COM NEW | 16,097 | $444.0K | <0.1% | – | – | History |
| NXTCNextCure, Inc. | COM | 44,352 | $444.0K | <0.1% | – | – | History |
| EGOEldorado Gold Corp | COM | 41,477 | $448.0K | <0.1% | – | – | History |
| Go Acquisition Corp362019119 | *W EXP 08/31/202 | 498,333 | $448.0K | <0.1% | – | – | – |
| PCSBPCSB Financial Corp | COM | 27,003 | $449.0K | <0.1% | – | – | History |
| CENXCentury Aluminum Co | COM | 25,472 | $450.0K | <0.1% | – | – | History |
| IDYAIDEAYA Biosciences, Inc. | COM | 19,293 | $453.0K | <0.1% | – | – | History |
| WINAWinmark Corp | COM | 2,431 | $453.0K | <0.1% | – | – | History |
| AVTRAvantor, Inc. | COM | 15,769 | $456.0K | <0.1% | – | – | History |
| CARECarter Bankshares, Inc. | COM NEW | 32,645 | $456.0K | <0.1% | – | – | History |
| RVTYRevvity, Inc. | COM | 3,564 | $457.0K | <0.1% | – | – | History |
| NEONeogenomics Inc | COM NEW | 9,497 | $458.0K | <0.1% | – | – | History |
| Lux Health Tech Acquisition55068A100 | COM CL A | 44,737 | $459.0K | <0.1% | – | – | – |
| VGRVector Group Ltd | COM | 32,938 | $459.0K | <0.1% | – | – | History |
| STOKStoke Therapeutics, Inc. | COM | 11,857 | $461.0K | <0.1% | – | – | History |
| EVRIEveri Holdings Inc. | COM | 32,730 | $462.0K | <0.1% | – | – | History |
| UMCUnited Microelectronics Corp | SPON ADR NEW | 50,896 | $464.0K | <0.1% | – | – | History |
| Broadstone Acquisition CorpG1739V126 | *W EXP 09/15/202 | 675,000 | $466.0K | <0.1% | – | – | – |
| GGALGrupo Financiero Galicia SA | SPONSORED ADR | 61,614 | $469.0K | <0.1% | – | – | History |
| MAXMediaAlpha, Inc. | CL A | 13,246 | $469.0K | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |