D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SWXSouthwest Gas Holdings, Inc. | COM | 118,025 | $8.11M | <0.1% | – | – | History |
| AMATApplied Materials Inc | Stock | 60,751 | $8.12M | <0.1% | – | – | History |
| BOOTBoot Barn Holdings, Inc. | COM | 130,286 | $8.12M | <0.1% | – | – | History |
| PLUSEplus Inc | COM | 81,513 | $8.12M | <0.1% | – | – | History |
| Pluralsight Inc72941B106 | COM CL A | 364,042 | $8.13M | <0.1% | – | – | – |
| SMFGSumitomo Mitsui Financial Group, Inc. | SPONSORED ADR | 1,123,474 | $8.14M | <0.1% | – | – | History |
| MORFMorphic Holding, Inc. | COM | 128,815 | $8.15M | <0.1% | – | – | History |
| EDUNew Oriental Education & Technology Group Inc. | SPON ADR | 582,900 | $8.16M | <0.1% | – | – | History |
| Chesapeake Energy Corp165167172 | *W EXP 99/99/999 | 414,245 | $8.18M | <0.1% | – | – | – |
| AVTAvnet Inc | COM | 197,401 | $8.19M | <0.1% | – | – | History |
| HTLDHeartland Express Inc | COM | 418,689 | $8.20M | <0.1% | – | – | History |
| Vocera Communications, Inc.92857FAB3 | BOND | – | $8.20M | <0.1% | – | – | – |
| BUDAnheuser-Busch InBev SA/NV | ADR | 130,503 | $8.20M | <0.1% | – | – | History |
| Starz Entertainment Corp535919401 | CL A VTG | 549,959 | $8.22M | <0.1% | – | – | – |
| MODModine Manufacturing Co | COM | 558,018 | $8.24M | <0.1% | – | – | History |
| QSRRestaurant Brands International Inc. | COM | 127,520 | $8.29M | <0.1% | – | – | History |
| AVNTAvient Corp | COM | 175,394 | $8.29M | <0.1% | – | – | History |
| ETRNMidstream Co LLC | COM | 1,016,145 | $8.29M | <0.1% | – | – | History |
| SPNTSiriusPoint Ltd | COM | 816,064 | $8.30M | <0.1% | – | – | History |
| NKTRNektar Therapeutics | COM | 414,911 | $8.30M | <0.1% | – | – | History |
| ABRArbor Realty Trust Inc | COM | 522,831 | $8.31M | <0.1% | – | – | History |
| WPPWPP plc | ADR | 130,381 | $8.33M | <0.1% | – | – | History |
| DXCMDexcom Inc | COM | 23,217 | $8.34M | <0.1% | – | – | History |
| LENLennar Corp | CL A | 82,683 | $8.37M | <0.1% | – | – | History |
| ARWArrow Electronics, Inc. | COM | 75,770 | $8.40M | <0.1% | – | – | History |
| Bandwidth Inc.05988JAB9 | NOTE 0.250% 3/0 | – | $8.41M | <0.1% | – | – | – |
| APTVAptiv PLC | SHS | 61,018 | $8.41M | <0.1% | – | – | History |
| KRNTKornit Digital Ltd. | SHS | 85,142 | $8.44M | <0.1% | – | – | History |
| INOInovio Pharmaceuticals, Inc. | COM NEW | 912,403 | $8.47M | <0.1% | – | – | History |
| First Rep BK San Francisco C33616C100 | COM | 50,840 | $8.48M | <0.1% | – | – | – |
| AVNSAvanos Medical, Inc. | Stock | 194,560 | $8.51M | <0.1% | – | – | History |
| TALOTalos Energy Inc. | COM | 708,230 | $8.53M | <0.1% | – | – | History |
| APDAir Products & Chemicals, Inc. | Stock | 30,315 | $8.53M | <0.1% | – | – | History |
| HUBGHub Group, Inc. | CL A | 126,943 | $8.54M | <0.1% | – | – | History |
| CNDConcord Acquisition Corp | COM CL A | 875,000 | $8.56M | <0.1% | – | – | History |
| Radius Health, Inc.750469207 | COM NEW | 412,629 | $8.61M | <0.1% | – | – | – |
| SPSCSPS Commerce Inc | COM | 86,824 | $8.62M | <0.1% | – | – | History |
| NVAXNovavax Inc | COM NEW | 47,594 | $8.63M | <0.1% | – | – | History |
| EMREmerson Electric Co | Stock | 96,063 | $8.67M | <0.1% | – | – | History |
| On Semiconductor Corp682189AP0 | NOTE 1.625%10/1 | – | $8.67M | <0.1% | – | – | – |
| TRNOTerreno Realty Corp | COM | 150,117 | $8.67M | <0.1% | – | – | History |
| CBZCBIZ, Inc. | COM | 265,744 | $8.68M | <0.1% | – | – | History |
| AVLRAvalara, Inc. | COM | 65,389 | $8.72M | <0.1% | – | – | History |
| SESea Ltd | SPONSORD ADS | 39,113 | $8.73M | <0.1% | – | – | History |
| PRGSProgress Software Corp | COM | 198,227 | $8.73M | <0.1% | – | – | History |
| SFMSprouts Farmers Market, Inc. | COM | 328,183 | $8.74M | <0.1% | – | – | History |
| RGNXREGENXBIO Inc. | COM | 256,225 | $8.74M | <0.1% | – | – | History |
| MATWMatthews International Corp | CL A | 221,324 | $8.75M | <0.1% | – | – | History |
| UIUbiquiti Inc. | COM | 29,437 | $8.78M | <0.1% | – | – | History |
| Inovio Pharmaceuticals, Inc.45773HAB8 | NOTE 6.500% 3/0 | – | $8.78M | <0.1% | – | – | – |
| Microchip Technology Inc595017AH7 | NOTE 2.250% 2/1 | – | $8.79M | <0.1% | – | – | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $8.80M | <0.1% | – | – | – |
| RJETRepublic Airways Holdings Inc. | COM NEW | 655,347 | $8.81M | <0.1% | – | – | History |
| GGGGraco Inc | COM | 123,125 | $8.82M | <0.1% | – | – | History |
| PRSUPursuit Attractions & Hospitality, Inc. | COM | 211,872 | $8.85M | <0.1% | – | – | History |
| TLPHTalphera, Inc. | COM | 5,248,879 | $8.92M | <0.1% | – | – | History |
| CDECoeur Mining, Inc. | COM NEW | 988,534 | $8.93M | <0.1% | – | – | History |
| SPRYARS Pharmaceuticals, Inc. | COM | 205,413 | $8.96M | <0.1% | – | – | History |
| TBITrueBlue, Inc. | COM | 408,417 | $8.99M | <0.1% | – | – | History |
| ACHCAcadia Healthcare Company, Inc. | COM | 157,689 | $9.01M | <0.1% | – | – | History |
| TPBTurning Point Brands, Inc. | COM | 172,934 | $9.02M | <0.1% | – | – | History |
| ARVNArvinas, Inc. | COM | 137,322 | $9.08M | <0.1% | – | – | History |
| ECPGEncore Capital Group Inc | COM | 227,291 | $9.14M | <0.1% | – | – | History |
| FCFSFirstCash Holdings, Inc. | COM | 139,323 | $9.15M | <0.1% | – | – | History |
| SLABSilicon Laboratories Inc. | Stock | 64,918 | $9.16M | <0.1% | – | – | History |
| Ironwood Pharmaceuticals Inc46333XAD0 | DBCV 2.250% 6/1 | – | $9.16M | <0.1% | – | – | – |
| NEOGNeogen Corp | COM | 103,183 | $9.17M | <0.1% | – | – | History |
| OKTAOkta, Inc. | CL A | 41,628 | $9.18M | <0.1% | – | – | History |
| Social Capital Hedosopha HLDG8251L105 | SHS CL A | 862,695 | $9.24M | <0.1% | – | – | – |
| GDS Hldgs Ltd36165LAB4 | NOTE 2.000% 6/0 | – | $9.25M | <0.1% | – | – | – |
| TBCHTurtle Beach Corp | COM NEW | 347,588 | $9.27M | <0.1% | – | – | History |
| VIRTVirtu Financial, Inc. | CL A | 299,740 | $9.31M | <0.1% | – | – | History |
| Zynga Inc98986TAB4 | NOTE 0.250% 6/0 | – | $9.32M | <0.1% | – | – | – |
| SBRASabra Health Care REIT, Inc. | REIT | 537,488 | $9.33M | <0.1% | – | – | History |
| HNIHni Corp | Stock | 236,524 | $9.36M | <0.1% | – | – | History |
| AGIAlamos Gold Inc | Stock | 1,201,813 | $9.39M | <0.1% | – | – | History |
| EPCEdgewell Personal Care Co | COM | 237,054 | $9.39M | <0.1% | – | – | History |
| WKCWorld Kinect Corp | COM | 266,909 | $9.39M | <0.1% | – | – | History |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 77,192 | $9.41M | <0.1% | – | – | History |
| NICENICE Ltd. | SPONSORED ADR | 43,167 | $9.41M | <0.1% | – | – | History |
| DOMOHuckleberry.ai, Inc. | Stock | 167,514 | $9.43M | <0.1% | – | – | History |
| PRKSUnited Parks & Resorts Inc. | COM | 190,215 | $9.45M | <0.1% | – | – | History |
| MXMagnachip Semiconductor Corp | COM | 379,719 | $9.46M | <0.1% | – | – | History |
| BHVNBiohaven Ltd. | COM | 138,335 | $9.46M | <0.1% | – | – | History |
| AVGOBroadcom Inc. | Stock | 20,455 | $9.48M | <0.1% | – | – | History |
| IARTIntegra Lifesciences Holdings Corp | COM NEW | 137,379 | $9.49M | <0.1% | – | – | History |
| PCHPotlatchdeltic Corp | COM | 179,907 | $9.52M | <0.1% | – | – | History |
| CONMED Corp207410AF8 | NOTE 2.625% 2/0 | – | $9.55M | <0.1% | – | – | – |
| SUMSummit Materials, Inc. | CL A | 341,518 | $9.57M | <0.1% | – | – | History |
| BF.BBrown Forman Corp | Stock | 138,757 | $9.57M | <0.1% | – | – | History |
| SABRSabre Corp | COM | 646,273 | $9.57M | <0.1% | – | – | History |
| TCSContainer Store Group, Inc. | COM | 575,395 | $9.57M | <0.1% | – | – | History |
| DHIHorton D R Inc | COM | 107,535 | $9.58M | <0.1% | – | – | History |
| BMOBank of Montreal | COM | 107,500 | $9.59M | <0.1% | – | – | History |
| WLKWestlake Corp | COM | 108,756 | $9.66M | <0.1% | – | – | History |
| TRUETrueCar, Inc. | COM | 2,020,253 | $9.67M | <0.1% | – | – | History |
| LNGCheniere Energy, Inc. | COM NEW | 135,472 | $9.76M | <0.1% | – | – | History |
| SHCSotera Health Co | COM | 391,237 | $9.77M | <0.1% | – | – | History |
| LPSNLiveperson Inc | COM | 185,377 | $9.78M | <0.1% | – | – | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 20,700 | $9.79M | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |