D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| VVXV2X, Inc. | COM | 82,122 | $4.39M | <0.1% | – | – | History |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $4.39M | <0.1% | – | – | – |
| FFBCFirst Financial Bancorp | COM | 183,483 | $4.40M | <0.1% | – | – | History |
| VERUVeru Inc. | COM | 409,081 | $4.41M | <0.1% | – | – | History |
| JKHYJack Henry & Associates Inc | Stock | 29,249 | $4.44M | <0.1% | – | – | History |
| XERSXeris Biopharma Holdings, Inc. | COM | 985,316 | $4.44M | <0.1% | – | – | History |
| CIRCircor International Inc | COM | 127,660 | $4.45M | <0.1% | – | – | History |
| EGPEastgroup Properties Inc | COM | 31,057 | $4.45M | <0.1% | – | – | History |
| FTDRFrontdoor, Inc. | COM | 82,814 | $4.45M | <0.1% | – | – | History |
| Hexo Corp428304307 | COM NEW | 688,625 | $4.45M | <0.1% | – | – | – |
| VTRSViatris Inc | Stock | 318,935 | $4.46M | <0.1% | – | – | History |
| AGIOAgios Pharmaceuticals, Inc. | COM | 86,358 | $4.46M | <0.1% | – | – | History |
| RUBYRubius Therapeutics, Inc. | COM | 168,575 | $4.47M | <0.1% | – | – | History |
| HTLFHeartland Financial USA Inc | COM | 88,930 | $4.47M | <0.1% | – | – | History |
| Apollo Strategic Growth CaptG0411R106 | SHS CL A | 451,679 | $4.47M | <0.1% | – | – | – |
| Twin Ridge Capital Acquis CoG9151L112 | UNIT 99/99/9999 | 450,000 | $4.48M | <0.1% | – | – | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 454,686 | $4.50M | <0.1% | – | – | – |
| RYAAYRyanair Holdings PLC | SPONSORED ADR | 39,183 | $4.51M | <0.1% | – | – | History |
| EGRXEagle Pharmaceuticals, Inc. | COM | 108,161 | $4.51M | <0.1% | – | – | History |
| THRThermon Group Holdings, Inc. | COM | 231,849 | $4.52M | <0.1% | – | – | History |
| ONITOnity Group Inc. | COM NEW | 159,013 | $4.52M | <0.1% | – | – | History |
| WMWaste Management Inc | Stock | 35,081 | $4.53M | <0.1% | – | – | History |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 534,918 | $4.54M | <0.1% | – | – | History |
| CARAvis Budget Group, Inc. | COM | 63,134 | $4.58M | <0.1% | – | – | History |
| GPIGroup 1 Automotive Inc | COM | 29,035 | $4.58M | <0.1% | – | – | History |
| TISITeam Inc | COM | 398,207 | $4.59M | <0.1% | – | – | History |
| GWBGreat Western Bancorp, Inc. | COM | 151,694 | $4.59M | <0.1% | – | – | History |
| FOURShift4 Payments, Inc. | CL A | 56,137 | $4.60M | <0.1% | – | – | History |
| MCRIMonarch Casino & Resort Inc | COM | 75,969 | $4.61M | <0.1% | – | – | History |
| CERSCerus Corp | COM | 769,408 | $4.62M | <0.1% | – | – | History |
| ANGOAngiodynamics Inc | COM | 197,948 | $4.63M | <0.1% | – | – | History |
| CALMCal-Maine Foods Inc | COM NEW | 120,982 | $4.65M | <0.1% | – | – | History |
| LASRNlight, Inc. | COM | 143,638 | $4.65M | <0.1% | – | – | History |
| TWNKHostess Brands, Inc. | CL A | 327,165 | $4.69M | <0.1% | – | – | History |
| HBMHudbay Minerals Inc. | COM | 687,499 | $4.71M | <0.1% | – | – | History |
| EBSBMeridian Bancorp, Inc. | COM | 256,906 | $4.73M | <0.1% | – | – | History |
| IHGIntercontinental Hotels Group PLC | SPONSORED ADS | 68,770 | $4.74M | <0.1% | – | – | History |
| CUBECubeSmart | REIT | 126,355 | $4.78M | <0.1% | – | – | History |
| IPIIntrepid Potash, Inc. | COM | 146,945 | $4.79M | <0.1% | – | – | History |
| LEGLeggett & Platt Inc | Stock | 105,073 | $4.80M | <0.1% | – | – | History |
| WITWipro Ltd | SPON ADR 1 SH | 756,841 | $4.80M | <0.1% | – | – | History |
| RBBNRibbon Communications Inc. | COM | 586,004 | $4.81M | <0.1% | – | – | History |
| HSIIHeidrick & Struggles International Inc | COM | 134,891 | $4.82M | <0.1% | – | – | History |
| TRTNTriton International Ltd | CL A | 87,737 | $4.83M | <0.1% | – | – | History |
| EVCEntravision Communications Corp | CL A | 1,195,389 | $4.83M | <0.1% | – | – | History |
| PETQPetIQ, Inc. | COM CL A | 137,042 | $4.83M | <0.1% | – | – | History |
| UVEUniversal Insurance Holdings, Inc. | COM | 337,031 | $4.83M | <0.1% | – | – | History |
| NVRIEnviri Corp | COM | 282,922 | $4.85M | <0.1% | – | – | History |
| ASBAssociated Banc-Corp | COM | 227,417 | $4.85M | <0.1% | – | – | History |
| TTEKTetra Tech Inc | COM | 35,828 | $4.86M | <0.1% | – | – | History |
| TRSTrimas Corp | COM NEW | 161,021 | $4.88M | <0.1% | – | – | History |
| VETVermilion Energy Inc. | COM | 671,742 | $4.88M | <0.1% | – | – | History |
| MCHBMechanics Bancorp | CL A | 110,801 | $4.88M | <0.1% | – | – | History |
| CALXCalix, Inc | COM | 142,090 | $4.92M | <0.1% | – | – | History |
| THGHanover Insurance Group, Inc. | COM | 38,060 | $4.93M | <0.1% | – | – | History |
| DECKDeckers Outdoor Corp | COM | 14,914 | $4.93M | <0.1% | – | – | History |
| Mesa Labs Inc59064RAA7 | NOTE 1.375% 8/1 | – | $4.93M | <0.1% | – | – | – |
| Taro Pharmaceutical Inds LtdM8737E108 | SHS | 66,815 | $4.93M | <0.1% | – | – | – |
| TSCTriState Capital Holdings, Inc. | COM | 215,006 | $4.96M | <0.1% | – | – | History |
| WSOWatsco Inc | COM | 19,017 | $4.96M | <0.1% | – | – | History |
| Nextera Energy Inc65339F739 | UNIT 99/99/9999 | 99,900 | $4.96M | <0.1% | – | – | – |
| MSAMSA Safety Inc | COM | 33,099 | $4.96M | <0.1% | – | – | History |
| FTAC Hera Acquisition Corp.G3728Y129 | UNIT 02/28/2026 | 497,885 | $4.97M | <0.1% | – | – | – |
| VLOValero Energy Corp | Stock | 69,599 | $4.98M | <0.1% | – | – | History |
| LINDLindblad Expeditions Holdings, Inc. | Stock | 263,692 | $4.98M | <0.1% | – | – | History |
| UCBUnited Community Banks Inc | COM | 146,241 | $4.99M | <0.1% | – | – | History |
| The Music Acquisition Corp62752R209 | UNIT 99/99/9999 | 500,000 | $4.99M | <0.1% | – | – | – |
| SMTCSemtech Corp | Stock | 72,386 | $5.00M | <0.1% | – | – | History |
| Hollysys Automation Tchngy LG45667105 | SHS | 399,801 | $5.01M | <0.1% | – | – | – |
| TREELendingTree, Inc. | COM | 23,622 | $5.03M | <0.1% | – | – | History |
| PTENPatterson Uti Energy Inc | COM | 707,904 | $5.05M | <0.1% | – | – | History |
| TRSTTrustco Bank Corp N Y | COM | 685,859 | $5.05M | <0.1% | – | – | History |
| IBOCInternational Bancshares Corp | COM | 109,170 | $5.07M | <0.1% | – | – | History |
| Nic Inc62914B100 | COM | 149,611 | $5.08M | <0.1% | – | – | – |
| TVRDTvardi Therapeutics, Inc. | COM | 234,009 | $5.08M | <0.1% | – | – | History |
| Cooper Tire & Rubr Co216831107 | COM | 90,778 | $5.08M | <0.1% | – | – | – |
| ALCAlcon Inc | Stock | 72,531 | $5.09M | <0.1% | – | – | History |
| GRTSGritstone bio, Inc. | COM | 539,798 | $5.09M | <0.1% | – | – | History |
| UEUrban Edge Properties | COM | 308,812 | $5.10M | <0.1% | – | – | History |
| ACCOAcco Brands Corp | COM | 606,849 | $5.12M | <0.1% | – | – | History |
| CRICarters Inc | COM | 57,771 | $5.14M | <0.1% | – | – | History |
| PGENPrecigen, Inc. | COM | 746,812 | $5.15M | <0.1% | – | – | History |
| YAlleghany Corp | COM | 8,233 | $5.16M | <0.1% | – | – | History |
| Warburg Pincus Captal Corp IG9460M116 | UNIT 99/99/9999 | 517,733 | $5.17M | <0.1% | – | – | – |
| Affimed N VN01045108 | COM | 653,914 | $5.17M | <0.1% | – | – | – |
| SCSantander Consumer USA Holdings Inc. | COM | 191,300 | $5.18M | <0.1% | – | – | History |
| PTGXProtagonist Therapeutics, Inc | COM | 200,980 | $5.21M | <0.1% | – | – | History |
| CSODCornerstone OnDemand Inc | COM | 119,664 | $5.21M | <0.1% | – | – | History |
| Barnes Group Inc067806109 | COM | 105,323 | $5.22M | <0.1% | – | – | – |
| Burgundy Technology Acqu CorG1702T116 | CL A | 528,688 | $5.23M | <0.1% | – | – | – |
| KRNYKearny Financial Corp. | COM | 433,802 | $5.24M | <0.1% | – | – | History |
| Fly Leasing Ltd34407D109 | SPONSORED ADR | 311,228 | $5.24M | <0.1% | – | – | – |
| ONBOld National Bancorp | Stock | 271,856 | $5.26M | <0.1% | – | – | History |
| CDLXCardlytics, Inc. | COM | 48,066 | $5.27M | <0.1% | – | – | History |
| CALYCallaway Golf Co | COM | 198,041 | $5.30M | <0.1% | – | – | History |
| Investindustrial Acquisition Corp.G4771L105 | SHS CL A | 543,416 | $5.30M | <0.1% | – | – | – |
| SPDR Index Shs FDS78463X863 | ST DOW INTL ETF | 153,850 | $5.30M | <0.1% | – | – | – |
| SKYWSkywest Inc | COM | 97,311 | $5.30M | <0.1% | – | – | History |
| TILEInterface Inc | COM | 426,171 | $5.32M | <0.1% | – | – | History |
| OPAL Fuels Inc.G0R21B120 | UNIT 03/16/2028 | 532,142 | $5.32M | <0.1% | – | – | – |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |