Skip to main content
Livermore
Livermore
ZHEN

Caxton Associates LP

SEC CIK
0000872573
Latest filing
Feb 14, 2025

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
515
+106 vs. Q3 2021
Portfolio value
$786.6M
+$76.3M (+10.7%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Caxton Associates LP in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PFEPfizer IncStock2,390,417$141.2M17.9%+910,417+61.5%AddedHistory
SPYSPDR S&P 500 ETF TrustETF166,431$79.0M10.0%+166,431NewHistory
URIUnited Rentals, Inc.COM108,500$36.1M4.6%+108,500NewHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR290,915$35.0M4.4%+290,915NewHistory
MSFTMicrosoft CorpStock69,106$23.2M3.0%+13,791+24.9%AddedHistory
AMZNAmazon Com IncStock6,310$21.0M2.7%+3,730+144.6%AddedHistory
MUMicron Technology IncStock222,884$20.8M2.6%+160,179+255.4%AddedHistory
MRNAModerna, Inc.Stock64,160$16.3M2.1%−581−0.9%ReducedHistory
ZBRAZebra Technologies CorpCL A25,635$15.3M1.9%−936−3.5%ReducedHistory
CMECME Group Inc.COM63,934$14.6M1.9%+3,934+6.6%AddedHistory
ISRGIntuitive Surgical IncCOM NEW37,065$13.3M1.7%+1,089+3.0%AddedConverted for a 3-for-1 splitHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF80,750$11.4M1.4%−3,250−3.9%Reduced–
iShares Tr464287234MSCI EMG MKT ETF227,950$11.1M1.4%+227,950New–
State Street Energy Select Sector SPDR ETF81369Y506ETF175,500$9.74M1.2%+175,500New–
METAMeta Platforms, Inc.Stock24,500$8.24M1.0%−3,000−10.9%ReducedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF65,600$6.94M0.9%+64,600+6,460.0%Added–
iShares Tr464287184CHINA LG-CAP ETF166,000$6.07M0.8%+166,000New–
iShares Russell 2000 ETF464287655ETF22,500$5.00M0.6%−16,600−42.5%Reduced–
State Street Financial Select Sector SPDR ETF81369Y605ETF127,551$4.98M0.6%−101,949−44.4%Reduced–
EQCEQC Liquidating TrustCOM SH BEN INT179,777$4.66M0.6%+45,101+33.5%AddedHistory
GEGeneral Electric CoStock47,545$4.49M0.6%+47,545NewHistory
QCOMQualcomm IncStock16,200$2.96M0.4%+16,200NewHistory
DTDynatrace, Inc.Stock47,220$2.85M0.4%+4,155+9.6%AddedHistory
Invesco QQQ Trust Series I46090E103ETF7,150$2.85M0.4%+7,150New–
Macquarie Infrastructure Cor55608B105COM716,539$2.62M0.3%+709,008+9,414.5%Added–
PTCPTC Inc.Stock21,512$2.61M0.3%00.0%UnchangedHistory
LNGCheniere Energy, Inc.COM NEW22,773$2.31M0.3%+14,648+180.3%AddedHistory
CCitigroup IncStock34,697$2.10M0.3%+28,300+442.4%AddedHistory
HUBBHubbell IncCOM9,971$2.08M0.3%+9,971NewHistory
CUBECubeSmartREIT35,172$2.00M0.3%+22,678+181.5%AddedHistory
DAVAEndava plcADS11,901$2.00M0.3%+4,035+51.3%AddedHistory
CSCOCisco Systems, Inc.Stock30,285$1.92M0.2%+30,285NewHistory
ANATAmerican National Group IncCOM NEW10,109$1.91M0.2%+8,045+389.8%AddedHistory
ARK Innovation ETF00214Q104ETF20,000$1.89M0.2%+20,000New–
LSTRLandstar System IncCOM10,561$1.89M0.2%+10,561NewHistory
INTCIntel CorpStock34,632$1.78M0.2%+26,994+353.4%AddedHistory
YUMCYum China Holdings, Inc.COM35,218$1.75M0.2%+35,218NewHistory
GNTXGentex CorpCOM50,341$1.75M0.2%+50,341NewHistory
PSAPublic StorageCOM4,635$1.74M0.2%+4,635NewHistory
MCOMoodys CorpStock4,111$1.61M0.2%+3,308+412.0%AddedHistory
BF.BBrown Forman CorpStock21,660$1.58M0.2%+8,179+60.7%AddedHistory
NVDANVIDIA CorpStock5,347$1.57M0.2%−842−13.6%ReducedHistory
AMTAmerican Tower CorpREIT5,271$1.54M0.2%+3,388+179.9%AddedHistory
DTEDte Energy CoCOM12,686$1.52M0.2%+12,686NewHistory
APTSPreferred Apartment Communities IncCOM83,557$1.51M0.2%+18,432+28.3%AddedHistory
HPQHP IncStock39,929$1.50M0.2%+39,929NewHistory
AAPLApple Inc.Stock8,444$1.50M0.2%+5,900+231.9%AddedHistory
BRK.BBerkshire Hathaway IncStock4,871$1.46M0.2%−3,597−42.5%ReducedHistory
VZVerizon Communications IncStock27,941$1.45M0.2%+27,941NewHistory
INFYInfosys LtdSPONSORED ADR57,286$1.45M0.2%+42,007+274.9%AddedHistory
MCMoelis & CoCL A22,593$1.41M0.2%+18,511+453.5%AddedHistory
BAHBooz Allen Hamilton Holding CorpCL A16,174$1.37M0.2%+12,729+369.5%AddedHistory
CTRECareTrust REIT, Inc.COM60,046$1.37M0.2%+14,165+30.9%AddedHistory
DXCMDexcom IncCOM2,535$1.36M0.2%+2,535NewHistory
CHHChoice Hotels International IncCOM8,677$1.35M0.2%+5,001+136.0%AddedHistory
SLMSLM CorpCOM68,569$1.35M0.2%+7,633+12.5%AddedHistory
HSICHenry Schein IncCOM17,401$1.35M0.2%+17,401NewHistory
NXSTNexstar Media Group, Inc.COMMON STOCK8,818$1.33M0.2%+5,653+178.6%AddedHistory
MPWRMonolithic Power Systems, Inc.COM2,698$1.33M0.2%+2,698NewHistory
CSLCarlisle Companies IncCOM5,305$1.32M0.2%+5,305NewHistory
FTNTFortinet, Inc.Stock3,646$1.31M0.2%−284−7.2%ReducedHistory
PINCPremier, Inc.CL A31,674$1.30M0.2%+6,771+27.2%AddedHistory
CARRCarrier Global CorpStock23,560$1.28M0.2%+23,560NewHistory
ALLAllstate CorpStock10,840$1.27M0.2%+10,840NewHistory
AGNCAGNC Investment Corp.REIT84,061$1.26M0.2%+25,113+42.6%AddedHistory
CDWCDW CorpCOM6,082$1.25M0.2%−1,490−19.7%ReducedHistory
KTKT CorpSPONSORED ADR98,967$1.24M0.2%+65,343+194.3%AddedHistory
GOOGLAlphabet Inc.Stock415$1.20M0.2%−3,647−89.8%ReducedHistory
UIUbiquiti Inc.COM3,903$1.20M0.2%+1,816+87.0%AddedHistory
HSYHershey CoCOM6,120$1.18M0.2%+4,384+252.5%AddedHistory
JNJJohnson & JohnsonStock6,805$1.16M0.1%+3,984+141.2%AddedHistory
TXNTexas Instruments IncStock6,067$1.14M0.1%+6,067NewHistory
CSVCarriage Services IncCOM17,669$1.14M0.1%00.0%UnchangedHistory
Flagstar Bank, National Association649445103COM92,116$1.13M0.1%+92,116New–
EAElectronic Arts Inc.COM8,435$1.11M0.1%+8,435NewHistory
FFFutureFuel Corp.COM144,281$1.10M0.1%00.0%UnchangedHistory
OPTUOptimum Communications, Inc.CL A67,215$1.09M0.1%+67,215NewHistory
HTLDHeartland Express IncCOM64,563$1.09M0.1%+23,123+55.8%AddedHistory
SPGIS&P Global Inc.Stock2,286$1.08M0.1%+2,286NewHistory
BVHBluegreen Vacations Holding CorpCLASS A30,616$1.07M0.1%00.0%UnchangedHistory
RHIRobert Half Inc.COM9,513$1.06M0.1%+1,436+17.8%AddedHistory
AJRDAerojet Rocketdyne Holdings, Inc.COM22,680$1.06M0.1%+17,338+324.6%AddedHistory
BHFBrighthouse Financial, Inc.COM20,257$1.05M0.1%+12,492+160.9%AddedHistory
HEIHeico CorpCOM7,208$1.04M0.1%+7,208NewHistory
CIOCity Office REIT, Inc.COM52,169$1.03M0.1%+52,169NewHistory
GLDSPDR Gold TrustETF6,000$1.03M0.1%00.0%UnchangedHistory
FBCFlagstar Bancorp IncCOM PAR .00121,236$1.02M0.1%−7,281−25.5%ReducedHistory
NYTNew York Times CoCL A20,935$1.01M0.1%+12,961+162.5%AddedHistory
XRXXerox Holdings CorpCOM NEW44,285$1.00M0.1%+21,500+94.4%AddedHistory
SCSantander Consumer USA Holdings Inc.COM23,879$1.00M0.1%+17,251+260.3%AddedHistory
METMetlife IncStock15,845$990.0K0.1%+15,845NewHistory
FCNFti Consulting, IncCOM6,420$985.0K0.1%−3,162−33.0%ReducedHistory
TROWPrice T Rowe Group IncStock4,997$983.0K0.1%+4,997NewHistory
BPOPPopular, Inc.COM NEW11,984$983.0K0.1%+6,930+137.1%AddedHistory
Headhunter Group PLC42207L106SPONSORED ADS19,222$982.0K0.1%−10,253−34.8%Reduced–
LHCGLHC Group, IncCOM7,153$982.0K0.1%+5,793+426.0%AddedHistory
PAYXPaychex IncStock7,186$981.0K0.1%+4,522+169.7%AddedHistory
CIMChimera Investment CorpCOM NEW64,814$977.0K0.1%+11,123+20.7%AddedHistory
ARAntero Resources CorpCOM55,449$970.0K0.1%−134,865−70.9%ReducedHistory
ATHMAutohome Inc.SP ADS RP CL A32,781$966.0K0.1%+11,322+52.8%AddedHistory

Options (23)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Caxton Associates LP in Q4 2021
SecurityClassPutsCalls
State Street Materials Select Sector SPDR ETF81369Y100ETF$27.8M$16.6M
iShares Russell 2000 ETF464287655ETF$38.3M–
State Street Utilities Select Sector SPDR ETF81369Y886ETF$7.00K$21.5M
METAMeta Platforms, Inc.Stock–$16.8M
State Street Communication Services Select Sector SPDR ETF81369Y852ETF$7.77M$7.77M
SPYSPDR S&P 500 ETF TrustETF$7.12M$7.12M
GEGeneral Electric CoStock$10.4M–
iShares Tr464287184CHINA LG-CAP ETF$9.14M–
MUMicron Technology IncStock$7.54M–
Kraneshares Trust500767306CSI CHI INTERNET–$4.01M
iShares Inc464286400MSCI BRAZIL ETF–$3.09M
ARK Innovation ETF00214Q104ETF$2.37M–
iShares Tr464287234MSCI EMG MKT ETF–$1.71M
XOMExxonMobil Holdings CorpCOM–$1.51M
VanEck Vectors ETF Tr92189F403RUSSIA ETF–$845.0K
VanEck ETF Trust92189F106GOLD MINERS ETF–$801.0K
CRMSalesforce, Inc.Stock–$762.0K
PYPLPayPal Holdings, Inc.Stock–$566.0K
BABAAlibaba Group Holding LtdADR–$487.0K
AAPLApple Inc.Stock$443.0K–
FFord Motor CoStock–$413.0K
ALBAlbemarle CorpStock–$351.0K
State Street SPDR S&P Biotech ETF78464A870ETF–$280.0K

Sold out since Q3 2021 (149)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 149 by value last quarter.

Positions of Caxton Associates LP sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
APTVAptiv PLCSHS600,468$89.5M12.6%History
CRMSalesforce, Inc.Stock77,218$20.9M2.9%History
SLViShares Silver TrustETF332,700$6.83M1.0%History
ADIAnalog Devices IncStock34,500$5.78M0.8%History
EXEExpand Energy CorpCOM62,405$3.84M0.5%History
RUNSunrun Inc.COM74,925$3.30M0.5%History
HRLHormel Foods CorpCOM78,057$3.20M0.5%History
LBTYALiberty Global Ltd.SHS CL A84,500$2.52M0.4%History
XECCimarex Energy CoCOM28,127$2.45M0.3%History
DVNDevon Energy CorpStock66,506$2.36M0.3%History
MNSTMonster Beverage CorpCOM24,643$2.19M0.3%History
UNHUnitedHealth Group IncStock5,126$2.00M0.3%History
OVVOvintiv Inc.COM59,031$1.94M0.3%History
PTONPeloton Interactive, Inc.CL A COM20,000$1.74M0.2%History
NEENextera Energy IncStock20,180$1.58M0.2%History
ADBEAdobe Inc.Stock2,514$1.45M0.2%History
DLBDolby Laboratories, Inc.COM CL A16,359$1.44M0.2%History
MZTIMarzetti CoCOM8,014$1.35M0.2%History
SEDGSolaredge Technologies, Inc.COM4,834$1.28M0.2%History
CCLCarnival Corp Ltd.UNIT 99/99/999950,000$1.25M0.2%History
OTISOtis Worldwide CorpStock15,000$1.23M0.2%History
IPGInterpublic Group of Companies, Inc.COM33,403$1.23M0.2%History
CICigna GroupStock5,974$1.20M0.2%History
JLLJones Lang Lasalle IncCOM4,763$1.18M0.2%History
HUMHumana IncStock3,008$1.17M0.2%History
AMNAmn Healthcare Services IncCOM9,671$1.11M0.2%History
GPORGulfport Energy CorpCOMMON SHARES13,233$1.09M0.2%History
LSILife Storage, Inc.COM8,932$1.02M0.1%History
PSXPhillips 66Stock14,000$980.0K0.1%History
WDFCWD 40 CoCOM4,060$940.0K0.1%History
RRRRed Rock Resorts, Inc.CL A18,077$926.0K0.1%History
Sunpower Corp867652406COM39,355$893.0K0.1%–
ATRAptargroup, Inc.Stock7,397$883.0K0.1%History
JJSFJ&J Snack Foods CorpCOM5,711$873.0K0.1%History
Enel Americas S A29274F104SPONSORED ADR144,841$847.0K0.1%–
EQTEQT CorpStock41,317$845.0K0.1%History
CROXCrocs, Inc.COM5,888$845.0K0.1%History
SAMBoston Beer Co IncCL A1,586$808.0K0.1%History
CARAvis Budget Group, Inc.COM6,939$808.0K0.1%History
ESEEsco Technologies IncCOM10,407$801.0K0.1%History
BTUPeabody Energy CorpCOM54,000$799.0K0.1%History
SDSandridge Energy IncCOM NEW60,000$781.0K0.1%History
CUBICustomers Bancorp, Inc.COM17,623$758.0K0.1%History
TPICQTpi Composites, IncCOM22,336$754.0K0.1%History
ITGartner IncCOM2,475$752.0K0.1%History
HASIHA Sustainable Infrastructure Capital, Inc.COM13,966$747.0K0.1%History
STORStore Capital LLCCOM23,113$740.0K0.1%History
NMRKNewmark Group, Inc.CL A48,430$693.0K0.1%History
EVHEvolent Health, Inc.CL A22,283$691.0K0.1%History
ARGXArgenx SESPONSORED ADR2,145$648.0K0.1%History
OGSONE Gas, Inc.COM10,133$642.0K0.1%History
ESEversource EnergyStock7,837$641.0K0.1%History
EVTCEVERTEC, Inc.COM13,917$636.0K0.1%History
ELVElevance Health, Inc.Stock1,693$631.0K0.1%History
DPZDominos Pizza IncCOM1,287$614.0K0.1%History
ROKRockwell Automation, IncStock2,071$609.0K0.1%History
OLEDUniversal Display CorpCOM3,519$602.0K0.1%History
MSGSMadison Square Garden Sports Corp.CL A3,234$601.0K0.1%History
ITRIItron, Inc.COM7,730$585.0K0.1%History
RVTYRevvity, Inc.COM3,245$562.0K0.1%History
ILMNIllumina, Inc.COM1,378$559.0K0.1%History
AZOAutoZone IncCOM320$543.0K0.1%History
MKTXMarketaxess Holdings IncCOM1,282$539.0K0.1%History
PETSPetmed Express IncCOM19,771$531.0K0.1%History
WIREEncore Wire CorpCOM5,523$524.0K0.1%History
FASTFastenal CoStock10,030$518.0K0.1%History
IPGPIpg Photonics CorpCOM3,259$516.0K0.1%History
CRKComstock Resources IncCOM49,000$507.0K0.1%History
EMBJEmbraer S.A.ADR28,726$488.0K0.1%History
AOSSmith A O CorpCOM7,820$478.0K0.1%History
YETIYETI Holdings, Inc.COM5,537$474.0K0.1%History
NNINelnet IncCL A5,954$472.0K0.1%History
GWWW.W. Grainger, Inc.Stock1,161$456.0K0.1%History
CATCaterpillar IncStock2,347$451.0K0.1%History
ATKRAtkore Inc.COM5,194$451.0K0.1%History
HGVHilton Grand Vacations Inc.COM9,317$443.0K0.1%History
CLXClorox CoStock2,584$428.0K0.1%History
OLNOLIN CorpStock8,879$428.0K0.1%History
MRCYMercury Systems IncCOM8,929$423.0K0.1%History
PRKSUnited Parks & Resorts Inc.COM7,443$412.0K0.1%History
HRBH&R Block IncCOM16,381$410.0K0.1%History
EWEdwards Lifesciences CorpStock3,604$408.0K0.1%History
ZDZiff Davis, Inc.COM2,970$406.0K0.1%History
OMCOmnicom Group Inc.COM5,560$403.0K0.1%History
IPARInterparfums IncCOM5,395$403.0K0.1%History
CAI International, Inc.12477X106COM7,182$402.0K0.1%–
MSAMSA Safety IncCOM2,721$396.0K0.1%History
AJGArthur J. Gallagher & Co.COM2,657$395.0K0.1%History
MMM3M CoStock2,212$388.0K0.1%History
MKCMcCormick & Co IncStock4,779$387.0K0.1%History
PLABPhotronics IncCOM28,096$383.0K0.1%History
NOGNorthern Oil & Gas, Inc.COM17,822$381.0K0.1%History
VTLEVital Energy, Inc.COM4,616$374.0K0.1%History
DARDarling Ingredients Inc.COM5,151$370.0K0.1%History
UPWKUpwork, IncCOM8,201$369.0K0.1%History
TTWOTake Two Interactive Software IncCOM2,383$367.0K0.1%History
DIODDiodes IncCOM4,023$364.0K0.1%History
BNEDBarnes & Noble Education, Inc.COM36,391$364.0K0.1%History
TELLTellurian Inc.COM92,000$360.0K0.1%History
COOCooper Companies, Inc.COM NEW868$359.0K0.1%History