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Livermore
Livermore
ZHEN

Caxton Associates LP

SEC CIK
0000872573
Latest filing
Feb 14, 2025

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
409
−25 vs. Q2 2021
Portfolio value
$710.4M
−$58.0M (−7.5%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Caxton Associates LP in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
TSLATesla, Inc.Stock177,990$138.0M19.4%+95,522+115.8%AddedHistory
APTVAptiv PLCSHS600,468$89.5M12.6%+191,000+46.6%AddedHistory
PFEPfizer IncStock1,480,000$63.7M9.0%+1,480,000NewHistory
MRNAModerna, Inc.Stock64,741$24.9M3.5%+61,320+1,792.5%AddedHistory
CRMSalesforce, Inc.Stock77,218$20.9M2.9%+77,218NewHistory
MSFTMicrosoft CorpStock55,315$15.6M2.2%−106,172−65.7%ReducedHistory
ZBRAZebra Technologies CorpCL A26,571$13.7M1.9%+12,151+84.3%AddedHistory
ISRGIntuitive Surgical IncCOM NEW11,992$11.9M1.7%+5,996+100.0%AddedHistory
CMECME Group Inc.COM60,000$11.6M1.6%−8,037−11.8%ReducedHistory
GOOGLAlphabet Inc.Stock4,062$10.9M1.5%−9,605−70.3%ReducedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF84,000$10.7M1.5%+25,000+42.4%Added–
METAMeta Platforms, Inc.Stock27,500$9.33M1.3%+10,550+62.2%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF229,500$8.61M1.2%+229,500New–
iShares Russell 2000 ETF464287655ETF39,100$8.55M1.2%−15,400−28.3%Reduced–
AMZNAmazon Com IncStock2,580$8.47M1.2%−8,726−77.2%ReducedHistory
SLViShares Silver TrustETF332,700$6.83M1.0%+315,000+1,779.7%AddedHistory
ADIAnalog Devices IncStock34,500$5.78M0.8%+15,600+82.5%AddedHistory
MUMicron Technology IncStock62,705$4.45M0.6%−181,021−74.3%ReducedHistory
EXEExpand Energy CorpCOM62,405$3.84M0.5%+48,405+345.8%AddedHistory
ARAntero Resources CorpCOM190,314$3.58M0.5%+148,527+355.4%AddedHistory
EQCEQC Liquidating TrustCOM SH BEN INT134,676$3.50M0.5%+26,541+24.5%AddedHistory
RUNSunrun Inc.COM74,925$3.30M0.5%−1,344,100−94.7%ReducedHistory
HRLHormel Foods CorpCOM78,057$3.20M0.5%+78,057NewHistory
NFLXNetflix IncStock5,231$3.19M0.4%+5,231NewHistory
DTDynatrace, Inc.Stock43,065$3.06M0.4%+17,655+69.5%AddedHistory
INTUIntuit Inc.Stock5,405$2.92M0.4%+4,992+1,208.7%AddedHistory
COPConocoPhillipsStock40,100$2.72M0.4%+40,100NewHistory
PTCPTC Inc.Stock21,512$2.58M0.4%+9,361+77.0%AddedHistory
LBTYALiberty Global Ltd.SHS CL A84,500$2.52M0.4%+84,500NewHistory
XECCimarex Energy CoCOM28,127$2.45M0.3%+28,127NewHistory
DVNDevon Energy CorpStock66,506$2.36M0.3%+32,706+96.8%AddedHistory
BRK.BBerkshire Hathaway IncStock8,468$2.31M0.3%−2,663−23.9%ReducedHistory
VVisa Inc.Stock10,000$2.23M0.3%+10,000NewHistory
MNSTMonster Beverage CorpCOM24,643$2.19M0.3%+10,755+77.4%AddedHistory
UNHUnitedHealth Group IncStock5,126$2.00M0.3%+5,126NewHistory
OVVOvintiv Inc.COM59,031$1.94M0.3%+59,031NewHistory
DECKDeckers Outdoor CorpCOM5,000$1.80M0.3%+5,000NewHistory
PTONPeloton Interactive, Inc.CL A COM20,000$1.74M0.2%+15,000+300.0%AddedHistory
AFLAflac IncStock31,667$1.65M0.2%+31,667NewHistory
TRTootsie Roll Industries IncCOM52,370$1.59M0.2%+52,370NewHistory
NEENextera Energy IncStock20,180$1.58M0.2%00.0%UnchangedHistory
FSLRFirst Solar, Inc.Stock15,987$1.53M0.2%00.0%UnchangedHistory
ORLYO Reilly Automotive IncStock2,436$1.49M0.2%−622−20.3%ReducedHistory
ADPAutomatic Data Processing IncStock7,264$1.45M0.2%+5,640+347.3%AddedHistory
FBCFlagstar Bancorp IncCOM PAR .00128,517$1.45M0.2%+28,517NewHistory
ADBEAdobe Inc.Stock2,514$1.45M0.2%+2,514NewHistory
DLBDolby Laboratories, Inc.COM CL A16,359$1.44M0.2%−5,429−24.9%ReducedHistory
Headhunter Group PLC42207L106SPONSORED ADS29,475$1.44M0.2%+6,191+26.6%Added–
PBFPBF Energy Inc.CL A110,623$1.44M0.2%+32,848+42.2%AddedHistory
CDWCDW CorpCOM7,572$1.38M0.2%+2,720+56.1%AddedHistory
MZTIMarzetti CoCOM8,014$1.35M0.2%+8,014NewHistory
PNWPinnacle West Capital CorpCOM18,436$1.33M0.2%+18,436NewHistory
TMETencent Music Entertainment GroupSPON ADS182,902$1.33M0.2%+171,276+1,473.2%AddedHistory
WATWaters CorpCOM3,696$1.32M0.2%+1,574+74.2%AddedHistory
AMEDAmedisys IncCOM8,806$1.31M0.2%+7,743+728.4%AddedHistory
FCNFti Consulting, IncCOM9,582$1.29M0.2%+6,299+191.9%AddedHistory
NVDANVIDIA CorpStock6,189$1.28M0.2%+465+8.1%AddedConverted for a 4-for-1 splitHistory
SEDGSolaredge Technologies, Inc.COM4,834$1.28M0.2%−900−15.7%ReducedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999950,000$1.25M0.2%+50,000NewHistory
OTISOtis Worldwide CorpStock15,000$1.23M0.2%+15,000NewHistory
IPGInterpublic Group of Companies, Inc.COM33,403$1.23M0.2%+16,935+102.8%AddedHistory
CICigna GroupStock5,974$1.20M0.2%+5,974NewHistory
JLLJones Lang Lasalle IncCOM4,763$1.18M0.2%+4,763NewHistory
HUMHumana IncStock3,008$1.17M0.2%+2,057+216.3%AddedHistory
ACAArcosa, Inc.COM23,132$1.16M0.2%+23,132NewHistory
ENPHEnphase Energy, Inc.Stock7,665$1.15M0.2%−436−5.4%ReducedHistory
FTNTFortinet, Inc.Stock3,930$1.15M0.2%+2,306+142.0%AddedHistory
LLYEli Lilly & CoStock4,953$1.14M0.2%+4,953NewHistory
AMNAmn Healthcare Services IncCOM9,671$1.11M0.2%+1,019+11.8%AddedHistory
CTVACorteva, Inc.Stock26,104$1.10M0.2%+26,104NewHistory
GPORGulfport Energy CorpCOMMON SHARES13,233$1.09M0.2%+9,233+230.8%AddedHistory
AAgilent Technologies, Inc.COM6,874$1.08M0.2%+1,418+26.0%AddedHistory
SLMSLM CorpCOM60,936$1.07M0.2%+21,316+53.8%AddedHistory
DAVAEndava plcADS7,866$1.07M0.2%+495+6.7%AddedHistory
FFFutureFuel Corp.COM144,281$1.03M0.1%+98,005+211.8%AddedHistory
ALGNAlign Technology IncCOM1,542$1.03M0.1%+470+43.8%AddedHistory
LSILife Storage, Inc.COM8,932$1.02M0.1%+8,932NewHistory
SNASnap-on IncCOM4,842$1.01M0.1%+973+25.1%AddedHistory
ATHMAutohome Inc.SP ADS RP CL A21,459$1.01M0.1%+14,935+228.9%AddedHistory
JEFJefferies Financial Group Inc.COM26,857$997.0K0.1%−7,779−22.5%ReducedHistory
MSMMSC Industrial Direct Co IncCL A12,291$986.0K0.1%+12,291NewHistory
GLDSPDR Gold TrustETF6,000$985.0K0.1%+6,000NewHistory
PSXPhillips 66Stock14,000$980.0K0.1%+14,000NewHistory
BXBlackstone Inc.COM8,408$978.0K0.1%+5,426+182.0%AddedHistory
SWAVShockwave Medical, Inc.COM4,704$968.0K0.1%−347−6.9%ReducedHistory
PINCPremier, Inc.CL A24,903$965.0K0.1%+24,903NewHistory
KEYSKeysight Technologies, Inc.Stock5,833$958.0K0.1%+5,833NewHistory
WDFCWD 40 CoCOM4,060$940.0K0.1%+2,625+182.9%AddedHistory
CTRECareTrust REIT, Inc.COM45,881$932.0K0.1%+13,651+42.4%AddedHistory
AGNCAGNC Investment Corp.REIT58,948$930.0K0.1%+58,948NewHistory
RRRRed Rock Resorts, Inc.CL A18,077$926.0K0.1%+10,234+130.5%AddedHistory
EXPDExpeditors International of Washington IncCOM7,647$911.0K0.1%+5,306+226.7%AddedHistory
BF.BBrown Forman CorpStock13,481$903.0K0.1%−10,199−43.1%ReducedHistory
GGGGraco IncCOM12,769$893.0K0.1%+12,769NewHistory
Sunpower Corp867652406COM39,355$893.0K0.1%00.0%Unchanged–
ATRAptargroup, Inc.Stock7,397$883.0K0.1%+4,464+152.2%AddedHistory
INVXInnovex International, Inc.COM35,072$883.0K0.1%+7,773+28.5%AddedHistory
JJSFJ&J Snack Foods CorpCOM5,711$873.0K0.1%+3,638+175.5%AddedHistory
CERNCERNER CorpCOM12,386$873.0K0.1%−3,244−20.8%ReducedHistory
HONHoneywell International IncCOM4,060$862.0K0.1%−3,110−43.4%ReducedHistory

Options (25)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Caxton Associates LP in Q3 2021
SecurityClassPutsCalls
iShares Russell 2000 ETF464287655ETF$67.8M–
PFEPfizer IncStock–$20.2M
State Street Financial Select Sector SPDR ETF81369Y605ETF$18.8M–
SLViShares Silver TrustETF$15.4M–
ADIAnalog Devices IncStock$11.7M–
COPConocoPhillipsStock$9.49M–
METAMeta Platforms, Inc.Stock$9.33M–
GOOGAlphabet Inc.Stock–$9.33M
iShares Tr46428743220 YR TR BD ETF$7.22M–
MUMicron Technology IncStock$5.75M–
iShares Inc46434G822MSCI JAPAN ETF–$3.43M
Invesco QQQ Trust Series I46090E103ETF$3.04M–
ADBEAdobe Inc.Stock$2.88M–
GOOGLAlphabet Inc.Stock–$1.60M
State Street Industrial Select Sector SPDR ETF81369Y704ETF–$1.47M
iShares Inc464286400MSCI BRAZIL ETF–$1.45M
AMZNAmazon Com IncStock–$1.31M
State Street Materials Select Sector SPDR ETF81369Y100ETF–$1.19M
VLOValero Energy CorpStock–$741.0K
PBFPBF Energy Inc.CL A–$687.0K
MRNAModerna, Inc.Stock$616.0K–
VXXBarclays Bank PLCETF–$417.0K
APAAPA CorpStock–$321.0K
FFord Motor CoStock–$283.0K
Kraneshares Trust500767306CSI CHI INTERNET–$237.0K

Sold out since Q2 2021 (208)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 208 by value last quarter.

Positions of Caxton Associates LP sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
BIDUBaidu, Inc.ADR417,640$85.2M11.1%History
MAMastercard IncStock28,795$10.5M1.4%History
PYPLPayPal Holdings, Inc.Stock17,500$5.10M0.7%History
SONOSonos IncCOM121,049$4.26M0.6%History
iShares Tr464287234MSCI EMG MKT ETF68,000$3.75M0.5%–
DELLDell Technologies Inc.Stock33,700$3.36M0.4%History
EQNREquinor ASASPONSORED ADR145,000$3.07M0.4%History
DOCUDocuSign, Inc.Stock10,700$2.99M0.4%History
ARK Innovation ETF00214Q104ETF20,000$2.62M0.3%–
GENGen Digital Inc.Stock52,457$1.43M0.2%History
TMOThermo Fisher Scientific Inc.Stock2,741$1.38M0.2%History
PRAHPRA Health Sciences, Inc.COM8,025$1.33M0.2%History
CTSHCognizant Technology Solutions CorpCL A18,588$1.29M0.2%History
PCHPotlatchdeltic CorpCOM21,446$1.14M0.1%History
BROBrown & Brown, Inc.Stock19,589$1.04M0.1%History
NAVINavient CorpCOM52,346$1.01M0.1%History
PLUGPlug Power IncStock29,393$1.00M0.1%History
CMAComerica IncCOM13,758$981.0K0.1%History
GNTXGentex CorpCOM29,460$975.0K0.1%History
FFord Motor CoStock65,000$966.0K0.1%History
HASHasbro, Inc.COM10,056$950.0K0.1%History
IQVIQVIA Holdings Inc.Stock3,856$934.0K0.1%History
MCDMcDonalds CorpStock3,507$810.0K0.1%History
ORIOld Republic International CorpCOM32,197$802.0K0.1%History
BIOBio-Rad Laboratories, Inc.CL A1,234$795.0K0.1%History
APAMArtisan Partners Asset Management Inc.CL A15,094$767.0K0.1%History
DQDaqo New Energy Corp.SPNSRD ADS NEW11,595$754.0K0.1%History
TRPTC Energy CorpCOM15,000$743.0K0.1%History
EFOREverforth IncCOM7,375$715.0K0.1%History
OPIOffice Properties Income TrustCOM SHS BEN INT23,991$703.0K0.1%History
APOApollo Global Management, Inc.COM CL A11,158$694.0K0.1%History
ROSTRoss Stores, Inc.COM5,540$687.0K0.1%History
ORCLOracle CorpStock8,288$645.0K0.1%History
TTEKTetra Tech IncCOM5,250$641.0K0.1%History
SNBRQSleep Number CorpCOM5,719$629.0K0.1%History
ARESAres Management CorpCL A COM STK9,751$620.0K0.1%History
SNDRSchneider National, Inc.CL B28,077$611.0K0.1%History
FIZZNational Beverage CorpCOM12,880$608.0K0.1%History
CSODCornerstone OnDemand IncCOM11,517$594.0K0.1%History
RAMPLiveRamp Holdings, Inc.COM12,365$579.0K0.1%History
Tenneco Inc880349105CL A VTG COM STK29,614$572.0K0.1%–
MSIMotorola Solutions, Inc.Stock2,634$571.0K0.1%History
HIGHartford Insurance Group, Inc.Stock8,954$555.0K0.1%History
EXPOExponent IncCOM6,045$539.0K0.1%History
HFCHollyFrontier CorpCOM16,159$532.0K0.1%History
OKEONEOK IncCOM9,500$529.0K0.1%History
FISFidelity National Information Services, Inc.Stock3,709$525.0K0.1%History
ROLRollins IncCOM15,231$521.0K0.1%History
SWBISmith & Wesson Brands, Inc.COM14,941$518.0K0.1%History
RHRHCOM763$518.0K0.1%History
PRFTPerficient IncCOM6,337$510.0K0.1%History
MORNMorningstar, Inc.COM1,971$507.0K0.1%History
ORAOrmat Technologies, Inc.COM7,272$506.0K0.1%History
CDMOAvid Bioservices, Inc.COM19,166$492.0K0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW18,202$486.0K0.1%–
Companhia Brasileira de Dist20440T300SPONSORED ADR61,919$482.0K0.1%–
AVAVAeroVironment IncCOM4,734$474.0K0.1%History
CALMCal-Maine Foods IncCOM NEW13,017$471.0K0.1%History
HOGHarley-Davidson, Inc.COM10,198$467.0K0.1%History
HSICHenry Schein IncCOM6,283$466.0K0.1%History
APDAir Products & Chemicals, Inc.Stock1,602$461.0K0.1%History
PGNYProgyny, Inc.COM7,748$457.0K0.1%History
HEIHeico CorpCOM3,250$453.0K0.1%History
MMSMaximus, Inc.COM5,095$448.0K0.1%History
VRSKVerisk Analytics, Inc.COM2,530$442.0K0.1%History
GKOSGLAUKOS CorpCOM5,172$439.0K0.1%History
MDRXVeradigm Inc.COM23,740$439.0K0.1%History
TVTYTivity Health, Inc.COM16,687$439.0K0.1%History
HUBBHubbell IncCOM2,323$434.0K0.1%History
AAONAaon, Inc.COM PAR $0.0046,915$433.0K0.1%History
QLYSQualys, Inc.COM4,295$432.0K0.1%History
CIVICivitas Resources, Inc.COM NEW9,002$424.0K0.1%History
GOLFAcushnet Holdings Corp.COM8,508$420.0K0.1%History
FCPTFour Corners Property Trust, Inc.COM15,161$419.0K0.1%History
CBBCincinnati Bell IncCOM NEW26,759$413.0K0.1%History
WORWorthington Enterprises, Inc.COM6,737$412.0K0.1%History
ESIElement Solutions IncCOM17,576$411.0K0.1%History
SBRASabra Health Care REIT, Inc.REIT22,535$410.0K0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW4,356$408.0K0.1%History
CLNEClean Energy Fuels Corp.COM40,000$406.0K0.1%History
COWNCowen Inc.CL A NEW9,797$402.0K0.1%History
UHSUniversal Health Services IncCL B2,734$400.0K0.1%History
PSECProspect Capital CorpCOM47,663$400.0K0.1%History
SPGIS&P Global Inc.Stock973$399.0K0.1%History
CHSChico's Fas, Inc.COM60,161$396.0K0.1%History
ECLEcolab Inc.Stock1,913$394.0K0.1%History
CARMCarisma Therapeutics Inc.COM84,801$392.0K0.1%History
SHWSherwin Williams CoCOM1,432$390.0K0.1%History
TPTXTurning Point Therapeutics, Inc.COM4,931$385.0K0.1%History
QVCGAOld QVC Group, Inc.COM SER A28,552$374.0K<0.1%History
TXG10x Genomics, Inc.CL A COM1,893$371.0K<0.1%History
HIBBHibbett IncCOM4,140$371.0K<0.1%History
HPQHP IncStock12,243$370.0K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW20,015$370.0K<0.1%History
CUTRCutera IncCOM7,518$369.0K<0.1%History
POWIPower Integrations IncCOM4,453$365.0K<0.1%History
LXPLXP Industrial TrustCOM30,296$362.0K<0.1%History
MTUSMetallus Inc.COM25,294$358.0K<0.1%History
RDUSRadius Recycling, Inc.CL A7,275$357.0K<0.1%History
MPCMarathon Petroleum CorpStock5,900$356.0K<0.1%History