Conning Inc.
- SEC CIK
- 0000801051
- Latest filing
- Jul 30, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 5, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 435
- −39 vs. Q2 2021
- Portfolio value
- $3.48B
- +$25.1M (+0.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 205,686 | $88.3M | 2.5% | +20,274+10.9% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 160,179 | $69.0M | 2.0% | −39,776−19.9% | Reduced | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 1,421,795 | $65.4M | 1.9% | +205,000+16.8% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 346,956 | $56.8M | 1.6% | +6,309+1.9% | Added | History |
| BACBank of America Corp | Stock | 1,284,191 | $54.5M | 1.6% | +59,474+4.9% | Added | History |
| PGProcter & Gamble Co | Stock | 376,933 | $52.7M | 1.5% | −27,664−6.8% | Reduced | History |
| TXNTexas Instruments Inc | Stock | 272,383 | $52.3M | 1.5% | −4,346−1.6% | Reduced | History |
| PNCPNC Financial Services Group, Inc. | Stock | 266,740 | $52.1M | 1.5% | +14,527+5.8% | Added | History |
| RTXRTX Corp | Stock | 602,984 | $51.8M | 1.5% | +40,633+7.2% | Added | History |
| INTCIntel Corp | Stock | 971,642 | $51.7M | 1.5% | +44,952+4.9% | Added | History |
| COPConocoPhillips | Stock | 753,428 | $51.0M | 1.5% | +737,671+4,681.5% | Added | History |
| PFEPfizer Inc | Stock | 1,185,274 | $50.9M | 1.5% | −231,306−16.3% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 104,686 | $50.7M | 1.5% | −6,054−5.5% | Reduced | History |
| PEPPepsiCo Inc | Stock | 335,717 | $50.5M | 1.5% | −22,269−6.2% | Reduced | History |
| iShares Tr464288588 | MBS ETF | 465,000 | $50.3M | 1.4% | +465,000 | New | – |
| CSCOCisco Systems, Inc. | Stock | 908,549 | $49.4M | 1.4% | −101,804−10.1% | Reduced | History |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 1,350,000 | $49.3M | 1.4% | +1,350,000 | New | – |
| GILDGilead Sciences, Inc. | Stock | 706,158 | $49.3M | 1.4% | −69,901−9.0% | Reduced | History |
| ADPAutomatic Data Processing Inc | Stock | 245,964 | $49.1M | 1.4% | −5,651−2.2% | Reduced | History |
| KOCoca Cola Co | Stock | 927,606 | $48.6M | 1.4% | −28,647−3.0% | Reduced | History |
| AMGNAmgen Inc | Stock | 228,288 | $48.5M | 1.4% | +9,230+4.2% | Added | History |
| KMBKimberly Clark Corp | Stock | 365,557 | $48.4M | 1.4% | −20,921−5.4% | Reduced | History |
| CMICummins Inc | Stock | 213,985 | $48.0M | 1.4% | +27,414+14.7% | Added | History |
| APDAir Products & Chemicals, Inc. | Stock | 187,578 | $48.0M | 1.4% | +17,813+10.5% | Added | History |
| MDLZMondelez International, Inc. | Stock | 825,053 | $48.0M | 1.4% | +10,434+1.3% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 263,569 | $48.0M | 1.4% | +27,034+11.4% | Added | History |
| TRVTravelers Companies, Inc. | Stock | 312,603 | $47.5M | 1.4% | −533−0.2% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 239,609 | $46.9M | 1.4% | +9,650+4.2% | Added | History |
| LLYEli Lilly & Co | Stock | 201,514 | $46.5M | 1.3% | −58,145−22.4% | Reduced | History |
| HDHome Depot, Inc. | Stock | 141,229 | $46.3M | 1.3% | −3,798−2.6% | Reduced | History |
| CATCaterpillar Inc | Stock | 240,088 | $46.1M | 1.3% | +28,903+13.7% | Added | History |
| QCOMQualcomm Inc | Stock | 356,441 | $45.9M | 1.3% | −30,613−7.9% | Reduced | History |
| BLKBlackRock, Inc. | COM | 54,575 | $45.7M | 1.3% | −2,598−4.5% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 772,558 | $45.7M | 1.3% | −22,210−2.8% | Reduced | History |
| ITWIllinois Tool Works Inc | Stock | 218,891 | $45.2M | 1.3% | −452−0.2% | Reduced | History |
| JNJJohnson & Johnson | Stock | 274,434 | $44.3M | 1.3% | −16,108−5.5% | Reduced | History |
| MTBM&T Bank Corp | COM | 295,191 | $44.0M | 1.3% | +67,243+29.5% | Added | History |
| MCDMcDonalds Corp | Stock | 181,746 | $43.8M | 1.3% | −4,577−2.5% | Reduced | History |
| VFCV F Corp | Stock | 649,983 | $43.5M | 1.3% | +22,447+3.6% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 381,303 | $41.6M | 1.2% | −34,982−8.4% | Reduced | – |
| TSNTyson Foods, Inc. | Stock | 527,488 | $41.6M | 1.2% | +6,598+1.3% | Added | History |
| GPCGenuine Parts Co | Stock | 340,074 | $41.2M | 1.2% | +336,764+10,174.1% | Added | History |
| GDGeneral Dynamics Corp | Stock | 209,911 | $41.1M | 1.2% | −13,179−5.9% | Reduced | History |
| CLColgate Palmolive Co | Stock | 538,030 | $40.6M | 1.2% | +24,886+4.8% | Added | History |
| CAHCardinal Health Inc | Stock | 819,367 | $40.5M | 1.2% | +44,324+5.7% | Added | History |
| ABTAbbott Laboratories | Stock | 342,470 | $40.4M | 1.2% | +258,400+307.4% | Added | History |
| LMTLockheed Martin Corp | Stock | 117,212 | $40.4M | 1.2% | +5,863+5.3% | Added | History |
| AMPAmeriprise Financial Inc | COM | 152,438 | $40.2M | 1.2% | −7,014−4.4% | Reduced | History |
| HPQHP Inc | Stock | 1,401,050 | $38.3M | 1.1% | −2,155−0.2% | Reduced | History |
| MMM3M Co | Stock | 217,825 | $38.2M | 1.1% | +7,246+3.4% | Added | History |
| BBYBest Buy Co Inc | Stock | 356,202 | $37.6M | 1.1% | −7,023−1.9% | Reduced | History |
| PMPhilip Morris International Inc. | Stock | 326,298 | $30.9M | 0.9% | −26,092−7.4% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 63,175 | $30.4M | 0.9% | −40,960−39.3% | Reduced | History |
| iShares Tr464288687 | PFD AND INCM SEC | 781,359 | $30.3M | 0.9% | 00.0% | Unchanged | – |
| AAPLApple Inc. | Stock | 207,636 | $29.4M | 0.8% | −32,794−13.6% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 101,845 | $28.7M | 0.8% | −15,614−13.3% | Reduced | History |
| iShares MSCI Eafe ETF464287465 | ETF | 316,427 | $24.7M | 0.7% | −11,476−3.5% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 88,803 | $23.4M | 0.7% | −16,879−16.0% | Reduced | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 383,080 | $20.9M | 0.6% | +109,280+39.9% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 53,067 | $20.9M | 0.6% | +5,450+11.4% | Added | – |
| Global X FDS37954Y657 | US PFD ETF | 775,225 | $20.0M | 0.6% | 00.0% | Unchanged | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 428,474 | $19.6M | 0.6% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 470,000 | $15.5M | 0.4% | +470,000 | New | – |
| iShares Russell 2000 ETF464287655 | ETF | 69,923 | $15.3M | 0.4% | +1,513+2.2% | Added | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 479,375 | $15.0M | 0.4% | −115,954−19.5% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 677,050 | $15.0M | 0.4% | 00.0% | Unchanged | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 181,450 | $15.0M | 0.4% | 00.0% | Unchanged | – |
| AMZNAmazon Com Inc | Stock | 4,521 | $14.9M | 0.4% | −402−8.2% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 63,981 | $14.2M | 0.4% | 00.0% | Unchanged | – |
| iShares Russell Midcap ETF464287499 | ETF | 180,044 | $14.1M | 0.4% | +17,433+10.7% | Added | – |
| GOOGLAlphabet Inc. | Stock | 4,965 | $13.3M | 0.4% | −141−2.8% | Reduced | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 248,000 | $12.4M | 0.4% | +248,000 | New | – |
| NVDANVIDIA Corp | Stock | 58,845 | $12.2M | 0.4% | −9,523−13.9% | ReducedConverted for a 4-for-1 split | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 155,075 | $11.5M | 0.3% | 00.0% | Unchanged | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 131,545 | $11.5M | 0.3% | 00.0% | Unchanged | – |
| VVisa Inc. | Stock | 48,941 | $10.9M | 0.3% | −2,651−5.1% | Reduced | History |
| MAMastercard Inc | Stock | 30,569 | $10.6M | 0.3% | +259+0.9% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 26,626 | $10.4M | 0.3% | −1,713−6.0% | Reduced | History |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $10.2M | 0.3% | – | – | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 37,022 | $10.1M | 0.3% | +12,388+50.3% | Added | – |
| MDTMedtronic plc | Stock | 79,910 | $10.0M | 0.3% | +15,080+23.3% | Added | History |
| ETNEaton Corp plc | Stock | 60,184 | $8.99M | 0.3% | −2,993−4.7% | Reduced | History |
| PFGPrincipal Financial Group Inc | COM | 137,178 | $8.83M | 0.3% | −328−0.2% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 25,264 | $8.57M | 0.2% | −3,773−13.0% | Reduced | History |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $8.33M | 0.2% | – | – | – |
| NKENIKE, Inc. | Stock | 56,499 | $8.21M | 0.2% | +38,784+218.9% | Added | History |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $8.11M | 0.2% | – | – | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $8.09M | 0.2% | – | – | – |
| INTUIntuit Inc. | Stock | 14,913 | $8.05M | 0.2% | −3,534−19.2% | Reduced | History |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $7.82M | 0.2% | – | – | – |
| SCHWSchwab Charles Corp | Stock | 107,215 | $7.81M | 0.2% | +90,919+557.9% | Added | History |
| AMATApplied Materials Inc | Stock | 59,811 | $7.70M | 0.2% | −1,184−1.9% | Reduced | History |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $7.57M | 0.2% | – | – | – |
| TGTTarget Corp | Stock | 32,403 | $7.41M | 0.2% | −3,432−9.6% | Reduced | History |
| LRCXLam Research Corp | COM | 12,743 | $7.25M | 0.2% | +258+2.1% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 48,862 | $7.24M | 0.2% | +3,504+7.7% | Added | – |
| ELEstee Lauder Companies Inc | CL A | 23,712 | $7.11M | 0.2% | −3,983−14.4% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 114,965 | $7.10M | 0.2% | +14,963+15.0% | Added | – |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $6.15M | 0.2% | – | – | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 69,472 | $5.99M | 0.2% | +69,472 | New | – |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $7.51M | – |
Sold out since Q2 2021 (60)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $8.92M | 0.3% | – |
| On Semiconductor Corp682189AP0 | NOTE 1.625%10/1 | – | $5.80M | 0.2% | – |
| iShares Tips Bond ETF464287176 | ETF | 22,918 | $2.93M | 0.1% | – |
| American Elec PWR Co Inc025537127 | UNIT 08/01/2021 | 56,000 | $2.75M | 0.1% | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 18,725 | $1.61M | <0.1% | – |
| ABBNYABB Ltd | SPONSORED ADR | 21,048 | $715.0K | <0.1% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 27,886 | $654.0K | <0.1% | – |
| MPLXMPLX LP | COM UNIT REP LTD | 16,452 | $487.0K | <0.1% | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 2,592 | $476.0K | <0.1% | History |
| NTESNetEase, Inc. | SPONSORED ADS | 3,120 | $360.0K | <0.1% | History |
| GSGiShares S&P GSCI Commodity-Indexed Trust | UNIT BEN INT | 20,358 | $328.0K | <0.1% | History |
| ZBRAZebra Technologies Corp | CL A | 595 | $315.0K | <0.1% | History |
| DALDelta Air Lines, Inc. | COM NEW | 7,180 | $311.0K | <0.1% | History |
| AMEAmetek Inc | COM | 2,260 | $302.0K | <0.1% | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,880 | $296.0K | <0.1% | History |
| EDConsolidated Edison Inc | Stock | 4,085 | $293.0K | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 2,731 | $288.0K | <0.1% | History |
| KHCKraft Heinz Co | Stock | 6,858 | $280.0K | <0.1% | History |
| IPInternational Paper Co | COM | 4,437 | $272.0K | <0.1% | History |
| DLTRDollar Tree, Inc. | COM | 2,728 | $271.0K | <0.1% | History |
| WDCWestern Digital Corp | COM | 3,792 | $270.0K | <0.1% | History |
| AREAlexandria Real Estate Equities, Inc. | COM | 1,440 | $262.0K | <0.1% | History |
| VTRVentas, Inc. | REIT | 4,535 | $259.0K | <0.1% | History |
| QRVOQorvo, Inc. | Stock | 1,320 | $258.0K | <0.1% | History |
| EXPEExpedia Group, Inc. | Stock | 1,567 | $257.0K | <0.1% | History |
| ORealty Income Corp | REIT | 3,641 | $243.0K | <0.1% | History |
| HIGHartford Insurance Group, Inc. | Stock | 3,885 | $241.0K | <0.1% | History |
| AKAMAkamai Technologies Inc | COM | 2,054 | $239.0K | <0.1% | History |
| PPLPPL Corp | COM | 8,498 | $238.0K | <0.1% | History |
| CPAYCorpay, Inc. | COM | 926 | $237.0K | <0.1% | History |
| ETREntergy Corp | COM | 2,370 | $236.0K | <0.1% | History |
| GRMNGarmin Ltd | SHS | 1,619 | $234.0K | <0.1% | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 8,887 | $234.0K | <0.1% | History |
| CAGConagra Brands Inc. | Stock | 6,390 | $232.0K | <0.1% | History |
| TTWOTake Two Interactive Software Inc | COM | 1,311 | $232.0K | <0.1% | History |
| FEFirstenergy Corp | COM | 6,236 | $232.0K | <0.1% | History |
| ANETArista Networks, Inc. | COM | 635 | $230.0K | <0.1% | History |
| GWWW.W. Grainger, Inc. | Stock | 513 | $225.0K | <0.1% | History |
| CDWCDW Corp | COM | 1,280 | $224.0K | <0.1% | History |
| AESAES Corp | Stock | 8,553 | $223.0K | <0.1% | History |
| STXSeagate Technology Holdings plc | ORD SHS | 2,541 | $223.0K | <0.1% | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 870 | $221.0K | <0.1% | History |
| CINFCincinnati Financial Corp | COM | 1,899 | $221.0K | <0.1% | History |
| TFXTeleflex Inc | COM | 550 | $221.0K | <0.1% | History |
| ULTAUlta Beauty, Inc. | Stock | 625 | $216.0K | <0.1% | History |
| CHDChurch & Dwight Co Inc | COM | 2,530 | $216.0K | <0.1% | History |
| ESSEssex Property Trust, Inc. | COM | 720 | $216.0K | <0.1% | History |
| MCYMercury General Corp | COM | 3,300 | $214.0K | <0.1% | History |
| RVTYRevvity, Inc. | COM | 1,383 | $214.0K | <0.1% | History |
| AVYAvery Dennison Corp | COM | 1,017 | $214.0K | <0.1% | History |
| MASMasco Corp | COM | 3,624 | $213.0K | <0.1% | History |
| BXPBXP, Inc. | COM | 1,862 | $213.0K | <0.1% | History |
| KKellanova | Stock | 3,295 | $212.0K | <0.1% | History |
| EMNEastman Chemical Co | Stock | 1,803 | $211.0K | <0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 452 | $210.0K | <0.1% | History |
| BBWIBath & Body Works, Inc. | COM | 2,882 | $208.0K | <0.1% | History |
| PHMPultegroup Inc | COM | 3,773 | $206.0K | <0.1% | History |
| EXPDExpeditors International of Washington Inc | COM | 1,603 | $203.0K | <0.1% | History |
| CTLTCatalent, Inc. | COM | 1,850 | $200.0K | <0.1% | History |
| SWNSouthwestern Energy Co | COM | 11,240 | $64.0K | <0.1% | History |