Conning Inc.
- SEC CIK
- 0000801051
- 最新申報
- 2026/7/30
2021 年第 3 季持倉
持倉截至 2021/9/30，2021/11/5 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。
- 持股檔數
- 435
- 較 2021 年第 2 季 −39
- 總值
- $34.8 億
- 較 2021 年第 2 季 +$2,511 萬 (+0.7%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 205,686 | $8,827 萬 | 2.5% | +20,274+10.9% | 加碼 | 歷史 |
| iShares Core S&P 500 ETF464287200 | ETF | 160,179 | $6,901 萬 | 2.0% | −39,776−19.9% | 減碼 | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 1,421,795 | $6,543 萬 | 1.9% | +205,000+16.8% | 加碼 | – |
| JPMJPMorgan Chase & Co | Stock | 346,956 | $5,676 萬 | 1.6% | +6,309+1.9% | 加碼 | 歷史 |
| BACBank of America Corp | Stock | 1,284,191 | $5,448 萬 | 1.6% | +59,474+4.9% | 加碼 | 歷史 |
| PGProcter & Gamble Co | Stock | 376,933 | $5,266 萬 | 1.5% | −27,664−6.8% | 減碼 | 歷史 |
| TXNTexas Instruments Inc | Stock | 272,383 | $5,232 萬 | 1.5% | −4,346−1.6% | 減碼 | 歷史 |
| PNCPNC Financial Services Group, Inc. | Stock | 266,740 | $5,215 萬 | 1.5% | +14,527+5.8% | 加碼 | 歷史 |
| RTXRTX Corp | Stock | 602,984 | $5,180 萬 | 1.5% | +40,633+7.2% | 加碼 | 歷史 |
| INTCIntel Corp | Stock | 971,642 | $5,173 萬 | 1.5% | +44,952+4.9% | 加碼 | 歷史 |
| COPConocoPhillips | Stock | 753,428 | $5,102 萬 | 1.5% | +737,671+4,681.5% | 加碼 | 歷史 |
| PFEPfizer Inc | Stock | 1,185,274 | $5,094 萬 | 1.5% | −231,306−16.3% | 減碼 | 歷史 |
| AVGOBroadcom Inc. | Stock | 104,686 | $5,073 萬 | 1.5% | −6,054−5.5% | 減碼 | 歷史 |
| PEPPepsiCo Inc | Stock | 335,717 | $5,046 萬 | 1.5% | −22,269−6.2% | 減碼 | 歷史 |
| iShares Tr464288588 | MBS ETF | 465,000 | $5,029 萬 | 1.4% | +465,000 | 新進 | – |
| CSCOCisco Systems, Inc. | Stock | 908,549 | $4,942 萬 | 1.4% | −101,804−10.1% | 減碼 | 歷史 |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 1,350,000 | $4,930 萬 | 1.4% | +1,350,000 | 新進 | – |
| GILDGilead Sciences, Inc. | Stock | 706,158 | $4,929 萬 | 1.4% | −69,901−9.0% | 減碼 | 歷史 |
| ADPAutomatic Data Processing Inc | Stock | 245,964 | $4,914 萬 | 1.4% | −5,651−2.2% | 減碼 | 歷史 |
| KOCoca Cola Co | Stock | 927,606 | $4,864 萬 | 1.4% | −28,647−3.0% | 減碼 | 歷史 |
| AMGNAmgen Inc | Stock | 228,288 | $4,851 萬 | 1.4% | +9,230+4.2% | 加碼 | 歷史 |
| KMBKimberly Clark Corp | Stock | 365,557 | $4,838 萬 | 1.4% | −20,921−5.4% | 減碼 | 歷史 |
| CMICummins Inc | Stock | 213,985 | $4,802 萬 | 1.4% | +27,414+14.7% | 加碼 | 歷史 |
| APDAir Products & Chemicals, Inc. | Stock | 187,578 | $4,801 萬 | 1.4% | +17,813+10.5% | 加碼 | 歷史 |
| MDLZMondelez International, Inc. | Stock | 825,053 | $4,797 萬 | 1.4% | +10,434+1.3% | 加碼 | 歷史 |
| UPSUnited Parcel Service Inc | Stock | 263,569 | $4,796 萬 | 1.4% | +27,034+11.4% | 加碼 | 歷史 |
| TRVTravelers Companies, Inc. | Stock | 312,603 | $4,748 萬 | 1.4% | −533−0.2% | 減碼 | 歷史 |
| UNPUnion Pacific Corp | Stock | 239,609 | $4,693 萬 | 1.4% | +9,650+4.2% | 加碼 | 歷史 |
| LLYEli Lilly & Co | Stock | 201,514 | $4,653 萬 | 1.3% | −58,145−22.4% | 減碼 | 歷史 |
| HDHome Depot, Inc. | Stock | 141,229 | $4,632 萬 | 1.3% | −3,798−2.6% | 減碼 | 歷史 |
| CATCaterpillar Inc | Stock | 240,088 | $4,606 萬 | 1.3% | +28,903+13.7% | 加碼 | 歷史 |
| QCOMQualcomm Inc | Stock | 356,441 | $4,594 萬 | 1.3% | −30,613−7.9% | 減碼 | 歷史 |
| BLKBlackRock, Inc. | COM | 54,575 | $4,574 萬 | 1.3% | −2,598−4.5% | 減碼 | 歷史 |
| BMYBristol Myers Squibb Co | Stock | 772,558 | $4,568 萬 | 1.3% | −22,210−2.8% | 減碼 | 歷史 |
| ITWIllinois Tool Works Inc | Stock | 218,891 | $4,520 萬 | 1.3% | −452−0.2% | 減碼 | 歷史 |
| JNJJohnson & Johnson | Stock | 274,434 | $4,429 萬 | 1.3% | −16,108−5.5% | 減碼 | 歷史 |
| MTBM&T Bank Corp | COM | 295,191 | $4,404 萬 | 1.3% | +67,243+29.5% | 加碼 | 歷史 |
| MCDMcDonalds Corp | Stock | 181,746 | $4,378 萬 | 1.3% | −4,577−2.5% | 減碼 | 歷史 |
| VFCV F Corp | Stock | 649,983 | $4,351 萬 | 1.3% | +22,447+3.6% | 加碼 | 歷史 |
| iShares Core S&P Small Cap ETF464287804 | ETF | 381,303 | $4,163 萬 | 1.2% | −34,982−8.4% | 減碼 | – |
| TSNTyson Foods, Inc. | Stock | 527,488 | $4,160 萬 | 1.2% | +6,598+1.3% | 加碼 | 歷史 |
| GPCGenuine Parts Co | Stock | 340,074 | $4,119 萬 | 1.2% | +336,764+10,174.1% | 加碼 | 歷史 |
| GDGeneral Dynamics Corp | Stock | 209,911 | $4,111 萬 | 1.2% | −13,179−5.9% | 減碼 | 歷史 |
| CLColgate Palmolive Co | Stock | 538,030 | $4,063 萬 | 1.2% | +24,886+4.8% | 加碼 | 歷史 |
| CAHCardinal Health Inc | Stock | 819,367 | $4,049 萬 | 1.2% | +44,324+5.7% | 加碼 | 歷史 |
| ABTAbbott Laboratories | Stock | 342,470 | $4,042 萬 | 1.2% | +258,400+307.4% | 加碼 | 歷史 |
| LMTLockheed Martin Corp | Stock | 117,212 | $4,042 萬 | 1.2% | +5,863+5.3% | 加碼 | 歷史 |
| AMPAmeriprise Financial Inc | COM | 152,438 | $4,023 萬 | 1.2% | −7,014−4.4% | 減碼 | 歷史 |
| HPQHP Inc | Stock | 1,401,050 | $3,830 萬 | 1.1% | −2,155−0.2% | 減碼 | 歷史 |
| MMM3M Co | Stock | 217,825 | $3,818 萬 | 1.1% | +7,246+3.4% | 加碼 | 歷史 |
| BBYBest Buy Co Inc | Stock | 356,202 | $3,762 萬 | 1.1% | −7,023−1.9% | 減碼 | 歷史 |
| PMPhilip Morris International Inc. | Stock | 326,298 | $3,090 萬 | 0.9% | −26,092−7.4% | 減碼 | 歷史 |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 63,175 | $3,038 萬 | 0.9% | −40,960−39.3% | 減碼 | 歷史 |
| iShares Tr464288687 | PFD AND INCM SEC | 781,359 | $3,033 萬 | 0.9% | 00.0% | 不變 | – |
| AAPLApple Inc. | Stock | 207,636 | $2,938 萬 | 0.8% | −32,794−13.6% | 減碼 | 歷史 |
| MSFTMicrosoft Corp | Stock | 101,845 | $2,871 萬 | 0.8% | −15,614−13.3% | 減碼 | 歷史 |
| iShares MSCI Eafe ETF464287465 | ETF | 316,427 | $2,468 萬 | 0.7% | −11,476−3.5% | 減碼 | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 88,803 | $2,336 萬 | 0.7% | −16,879−16.0% | 減碼 | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 383,080 | $2,093 萬 | 0.6% | +109,280+39.9% | 加碼 | – |
| Vanguard S&P 500 ETF922908363 | ETF | 53,067 | $2,093 萬 | 0.6% | +5,450+11.4% | 加碼 | – |
| Global X FDS37954Y657 | US PFD ETF | 775,225 | $1,997 萬 | 0.6% | 00.0% | 不變 | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 428,474 | $1,958 萬 | 0.6% | 00.0% | 不變 | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 470,000 | $1,547 萬 | 0.4% | +470,000 | 新進 | – |
| iShares Russell 2000 ETF464287655 | ETF | 69,923 | $1,530 萬 | 0.4% | +1,513+2.2% | 加碼 | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 479,375 | $1,498 萬 | 0.4% | −115,954−19.5% | 減碼 | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 677,050 | $1,497 萬 | 0.4% | 00.0% | 不變 | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 181,450 | $1,495 萬 | 0.4% | 00.0% | 不變 | – |
| AMZNAmazon Com Inc | Stock | 4,521 | $1,485 萬 | 0.4% | −402−8.2% | 減碼 | 歷史 |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 63,981 | $1,421 萬 | 0.4% | 00.0% | 不變 | – |
| iShares Russell Midcap ETF464287499 | ETF | 180,044 | $1,408 萬 | 0.4% | +17,433+10.7% | 加碼 | – |
| GOOGLAlphabet Inc. | Stock | 4,965 | $1,327 萬 | 0.4% | −141−2.8% | 減碼 | 歷史 |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 248,000 | $1,244 萬 | 0.4% | +248,000 | 新進 | – |
| NVDANVIDIA Corp | Stock | 58,845 | $1,219 萬 | 0.4% | −9,523−13.9% | 減碼依 4 比 1 拆股換算 | 歷史 |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 155,075 | $1,151 萬 | 0.3% | 00.0% | 不變 | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 131,545 | $1,151 萬 | 0.3% | 00.0% | 不變 | – |
| VVisa Inc. | Stock | 48,941 | $1,090 萬 | 0.3% | −2,651−5.1% | 減碼 | 歷史 |
| MAMastercard Inc | Stock | 30,569 | $1,063 萬 | 0.3% | +259+0.9% | 加碼 | 歷史 |
| UNHUnitedHealth Group Inc | Stock | 26,626 | $1,040 萬 | 0.3% | −1,713−6.0% | 減碼 | 歷史 |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $1,022 萬 | 0.3% | – | – | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 37,022 | $1,015 萬 | 0.3% | +12,388+50.3% | 加碼 | – |
| MDTMedtronic plc | Stock | 79,910 | $1,002 萬 | 0.3% | +15,080+23.3% | 加碼 | 歷史 |
| ETNEaton Corp plc | Stock | 60,184 | $898.6 萬 | 0.3% | −2,993−4.7% | 減碼 | 歷史 |
| PFGPrincipal Financial Group Inc | COM | 137,178 | $883.4 萬 | 0.3% | −328−0.2% | 減碼 | 歷史 |
| METAMeta Platforms, Inc. | Stock | 25,264 | $857.4 萬 | 0.2% | −3,773−13.0% | 減碼 | 歷史 |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $833.1 萬 | 0.2% | – | – | – |
| NKENIKE, Inc. | Stock | 56,499 | $820.5 萬 | 0.2% | +38,784+218.9% | 加碼 | 歷史 |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $811.1 萬 | 0.2% | – | – | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $808.5 萬 | 0.2% | – | – | – |
| INTUIntuit Inc. | Stock | 14,913 | $804.6 萬 | 0.2% | −3,534−19.2% | 減碼 | 歷史 |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $781.9 萬 | 0.2% | – | – | – |
| SCHWSchwab Charles Corp | Stock | 107,215 | $781.0 萬 | 0.2% | +90,919+557.9% | 加碼 | 歷史 |
| AMATApplied Materials Inc | Stock | 59,811 | $769.9 萬 | 0.2% | −1,184−1.9% | 減碼 | 歷史 |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $757.4 萬 | 0.2% | – | – | – |
| TGTTarget Corp | Stock | 32,403 | $741.3 萬 | 0.2% | −3,432−9.6% | 減碼 | 歷史 |
| LRCXLam Research Corp | COM | 12,743 | $725.3 萬 | 0.2% | +258+2.1% | 加碼 | 歷史 |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 48,862 | $723.6 萬 | 0.2% | +3,504+7.7% | 加碼 | – |
| ELEstee Lauder Companies Inc | CL A | 23,712 | $711.2 萬 | 0.2% | −3,983−14.4% | 減碼 | 歷史 |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 114,965 | $710.0 萬 | 0.2% | +14,963+15.0% | 加碼 | – |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $614.8 萬 | 0.2% | – | – | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 69,472 | $598.5 萬 | 0.2% | +69,472 | 新進 | – |
選擇權（1 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $751.0 萬 | – |
2021 年第 2 季之後清倉（60 檔）
2021 年第 2 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 2 季股數 | 2021 年第 2 季市值 | 2021 年第 2 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $892.2 萬 | 0.3% | – |
| On Semiconductor Corp682189AP0 | NOTE 1.625%10/1 | – | $579.7 萬 | 0.2% | – |
| iShares Tips Bond ETF464287176 | ETF | 22,918 | $293.4 萬 | 0.1% | – |
| American Elec PWR Co Inc025537127 | UNIT 08/01/2021 | 56,000 | $275.1 萬 | 0.1% | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 18,725 | $160.8 萬 | <0.1% | – |
| ABBNYABB Ltd | SPONSORED ADR | 21,048 | $71.5 萬 | <0.1% | 歷史 |
| iShares Global Clean Energy ETF464288224 | ETF | 27,886 | $65.4 萬 | <0.1% | – |
| MPLXMPLX LP | COM UNIT REP LTD | 16,452 | $48.7 萬 | <0.1% | 歷史 |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 2,592 | $47.6 萬 | <0.1% | 歷史 |
| NTESNetEase, Inc. | SPONSORED ADS | 3,120 | $36.0 萬 | <0.1% | 歷史 |
| GSGiShares S&P GSCI Commodity-Indexed Trust | UNIT BEN INT | 20,358 | $32.8 萬 | <0.1% | 歷史 |
| ZBRAZebra Technologies Corp | CL A | 595 | $31.5 萬 | <0.1% | 歷史 |
| DALDelta Air Lines, Inc. | COM NEW | 7,180 | $31.1 萬 | <0.1% | 歷史 |
| AMEAmetek Inc | COM | 2,260 | $30.2 萬 | <0.1% | 歷史 |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,880 | $29.6 萬 | <0.1% | 歷史 |
| EDConsolidated Edison Inc | Stock | 4,085 | $29.3 萬 | <0.1% | 歷史 |
| MXIMMaxim Integrated Products Inc | COM | 2,731 | $28.8 萬 | <0.1% | 歷史 |
| KHCKraft Heinz Co | Stock | 6,858 | $28.0 萬 | <0.1% | 歷史 |
| IPInternational Paper Co | COM | 4,437 | $27.2 萬 | <0.1% | 歷史 |
| DLTRDollar Tree, Inc. | COM | 2,728 | $27.1 萬 | <0.1% | 歷史 |
| WDCWestern Digital Corp | COM | 3,792 | $27.0 萬 | <0.1% | 歷史 |
| AREAlexandria Real Estate Equities, Inc. | COM | 1,440 | $26.2 萬 | <0.1% | 歷史 |
| VTRVentas, Inc. | REIT | 4,535 | $25.9 萬 | <0.1% | 歷史 |
| QRVOQorvo, Inc. | Stock | 1,320 | $25.8 萬 | <0.1% | 歷史 |
| EXPEExpedia Group, Inc. | Stock | 1,567 | $25.7 萬 | <0.1% | 歷史 |
| ORealty Income Corp | REIT | 3,641 | $24.3 萬 | <0.1% | 歷史 |
| HIGHartford Insurance Group, Inc. | Stock | 3,885 | $24.1 萬 | <0.1% | 歷史 |
| AKAMAkamai Technologies Inc | COM | 2,054 | $23.9 萬 | <0.1% | 歷史 |
| PPLPPL Corp | COM | 8,498 | $23.8 萬 | <0.1% | 歷史 |
| CPAYCorpay, Inc. | COM | 926 | $23.7 萬 | <0.1% | 歷史 |
| ETREntergy Corp | COM | 2,370 | $23.6 萬 | <0.1% | 歷史 |
| GRMNGarmin Ltd | SHS | 1,619 | $23.4 萬 | <0.1% | 歷史 |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 8,887 | $23.4 萬 | <0.1% | 歷史 |
| CAGConagra Brands Inc. | Stock | 6,390 | $23.2 萬 | <0.1% | 歷史 |
| TTWOTake Two Interactive Software Inc | COM | 1,311 | $23.2 萬 | <0.1% | 歷史 |
| FEFirstenergy Corp | COM | 6,236 | $23.2 萬 | <0.1% | 歷史 |
| ANETArista Networks, Inc. | COM | 635 | $23.0 萬 | <0.1% | 歷史 |
| GWWW.W. Grainger, Inc. | Stock | 513 | $22.5 萬 | <0.1% | 歷史 |
| CDWCDW Corp | COM | 1,280 | $22.4 萬 | <0.1% | 歷史 |
| AESAES Corp | Stock | 8,553 | $22.3 萬 | <0.1% | 歷史 |
| STXSeagate Technology Holdings plc | ORD SHS | 2,541 | $22.3 萬 | <0.1% | 歷史 |
| ODFLOld Dominion Freight Line, Inc. | COM | 870 | $22.1 萬 | <0.1% | 歷史 |
| CINFCincinnati Financial Corp | COM | 1,899 | $22.1 萬 | <0.1% | 歷史 |
| TFXTeleflex Inc | COM | 550 | $22.1 萬 | <0.1% | 歷史 |
| ULTAUlta Beauty, Inc. | Stock | 625 | $21.6 萬 | <0.1% | 歷史 |
| CHDChurch & Dwight Co Inc | COM | 2,530 | $21.6 萬 | <0.1% | 歷史 |
| ESSEssex Property Trust, Inc. | COM | 720 | $21.6 萬 | <0.1% | 歷史 |
| MCYMercury General Corp | COM | 3,300 | $21.4 萬 | <0.1% | 歷史 |
| RVTYRevvity, Inc. | COM | 1,383 | $21.4 萬 | <0.1% | 歷史 |
| AVYAvery Dennison Corp | COM | 1,017 | $21.4 萬 | <0.1% | 歷史 |
| MASMasco Corp | COM | 3,624 | $21.3 萬 | <0.1% | 歷史 |
| BXPBXP, Inc. | COM | 1,862 | $21.3 萬 | <0.1% | 歷史 |
| KKellanova | Stock | 3,295 | $21.2 萬 | <0.1% | 歷史 |
| EMNEastman Chemical Co | Stock | 1,803 | $21.1 萬 | <0.1% | 歷史 |
| MKTXMarketaxess Holdings Inc | COM | 452 | $21.0 萬 | <0.1% | 歷史 |
| BBWIBath & Body Works, Inc. | COM | 2,882 | $20.8 萬 | <0.1% | 歷史 |
| PHMPultegroup Inc | COM | 3,773 | $20.6 萬 | <0.1% | 歷史 |
| EXPDExpeditors International of Washington Inc | COM | 1,603 | $20.3 萬 | <0.1% | 歷史 |
| CTLTCatalent, Inc. | COM | 1,850 | $20.0 萬 | <0.1% | 歷史 |
| SWNSouthwestern Energy Co | COM | 11,240 | $6.40 萬 | <0.1% | 歷史 |