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Livermore
Livermore
ZHEN

Conning Inc.

SEC CIK
0000801051
Latest filing
Jul 30, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 5, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
435
−39 vs. Q2 2021
Portfolio value
$3.48B
+$25.1M (+0.7%) vs. Q2 2021
Filed
Nov 5, 2021
SEC
Holdings of Conning Inc. in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMCRAmcor plcORD10,300$119.0K<0.1%−8,110−44.1%ReducedHistory
PFNPIMCO Income Strategy Fund IICOM13,666$139.0K<0.1%00.0%UnchangedHistory
VLYValley National BancorpCOM11,340$151.0K<0.1%00.0%UnchangedHistory
MROMarathon Oil CorpCOM11,363$155.0K<0.1%+82+0.7%AddedHistory
NUVNuveen Municipal Value Fund IncCOM15,800$179.0K<0.1%00.0%UnchangedHistory
VTRSViatris IncStock13,708$186.0K<0.1%−4,973−26.6%ReducedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN18,747$191.0K<0.1%00.0%UnchangedHistory
HBANHuntington Bancshares IncCOM12,488$193.0K<0.1%+209+1.7%AddedHistory
BGRBlackRock Energy & Resources TrustCOM21,014$199.0K<0.1%+254+1.2%AddedHistory
MAAMid America Apartment Communities Inc.COM1,076$201.0K<0.1%+1,076NewHistory
MKCMcCormick & Co IncStock2,521$204.0K<0.1%−890−26.1%ReducedHistory
CORCencora, Inc.Stock1,735$207.0K<0.1%−180−9.4%ReducedHistory
MLMMartin Marietta Materials IncCOM612$209.0K<0.1%−94−13.3%ReducedHistory
HALHalliburton CoStock9,711$210.0K<0.1%−1,630−14.4%ReducedHistory
DVNDevon Energy CorpStock5,982$212.0K<0.1%+5,982NewHistory
CFGCitizens Financial Group IncCOM4,560$214.0K<0.1%−510−10.1%ReducedHistory
WSTWest Pharmaceutical Services IncCOM507$215.0K<0.1%−180−26.2%ReducedHistory
KEYKeycorpCOM10,027$217.0K<0.1%−1,180−10.5%ReducedHistory
EIXEdison InternationalStock3,930$218.0K<0.1%−760−16.2%ReducedHistory
EXRExtra Space Storage Inc.COM1,295$218.0K<0.1%−250−16.2%ReducedHistory
DQDaqo New Energy Corp.SPNSRD ADS NEW3,875$221.0K<0.1%+3,875NewHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP4,859$221.0K<0.1%00.0%UnchangedHistory
SYFSynchrony FinancialCOM4,613$225.0K<0.1%−600−11.5%ReducedHistory
DRIDarden Restaurants IncCOM1,492$226.0K<0.1%−169−10.2%ReducedHistory
TSCOTractor Supply CoCOM1,120$227.0K<0.1%−180−13.8%ReducedHistory
HESHess CorpStock2,922$228.0K<0.1%−490−14.4%ReducedHistory
DGXQuest Diagnostics IncCOM1,571$228.0K<0.1%−170−9.8%ReducedHistory
ANSSAnsys IncCOM671$228.0K<0.1%−270−28.7%ReducedHistory
ITGartner IncCOM754$229.0K<0.1%−130−14.7%ReducedHistory
EPDEnterprise Products Partners L.P.Stock10,640$230.0K<0.1%00.0%UnchangedHistory
AJGArthur J. Gallagher & Co.COM1,550$230.0K<0.1%−390−20.1%ReducedHistory
Paramount Global92556H206CL B5,820$230.0K<0.1%−990−14.5%Reduced–
CLXClorox CoStock1,394$231.0K<0.1%−230−14.2%ReducedHistory
VRSNVerisign IncCOM1,125$231.0K<0.1%−160−12.5%ReducedHistory
HPEHewlett Packard Enterprise CoCOM16,265$232.0K<0.1%−1,858−10.3%ReducedHistory
ETSYEtsy IncCOM1,140$237.0K<0.1%−350−23.5%ReducedHistory
STZConstellation Brands, Inc.Stock1,130$238.0K<0.1%−150−11.7%ReducedHistory
AEEAmeren CorpCOM2,940$238.0K<0.1%−370−11.2%ReducedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF4,850$239.0K<0.1%00.0%Unchanged–
DTEDte Energy CoCOM2,150$240.0K<0.1%−310−12.6%ReducedHistory
NDAQNasdaq, Inc.COM1,261$243.0K<0.1%−110−8.0%ReducedHistory
WTWWillis Towers Watson PLCSHS1,050$244.0K<0.1%−250−19.2%ReducedHistory
MSIMotorola Solutions, Inc.Stock1,055$245.0K<0.1%−540−33.9%ReducedHistory
RFRegions Financial CorpCOM11,512$245.0K<0.1%−1,120−8.9%ReducedHistory
IFFInternational Flavors & Fragrances IncCOM1,834$245.0K<0.1%−1,214−39.8%ReducedHistory
NTAPNetApp, Inc.Stock2,738$246.0K<0.1%−299−9.8%ReducedHistory
DOVDOVER CorpCOM1,603$249.0K<0.1%−230−12.5%ReducedHistory
KEYSKeysight Technologies, Inc.Stock1,520$250.0K<0.1%−490−24.4%ReducedHistory
MTDMettler Toledo International IncCOM182$251.0K<0.1%−56−23.5%ReducedHistory
CPRTCopart IncCOM1,811$251.0K<0.1%−489−21.3%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock1,529$252.0K<0.1%−320−17.3%ReducedHistory
KSUKansas City SouthernCOM NEW936$253.0K<0.1%−125−11.8%ReducedHistory
XYLXylem Inc.COM2,064$255.0K<0.1%−140−6.4%ReducedHistory
AWKAmerican Water Works Company, Inc.Stock1,520$257.0K<0.1%−339−18.2%ReducedHistory
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM11,250$257.0K<0.1%00.0%UnchangedHistory
ALBAlbemarle CorpStock1,179$258.0K<0.1%−120−9.2%ReducedHistory
KMXCarMax IncCOM2,019$258.0K<0.1%−180−8.2%ReducedHistory
TDGTransDigm Group INCCOM418$261.0K<0.1%−182−30.3%ReducedHistory
LENLennar CorpCL A2,784$261.0K<0.1%−490−15.0%ReducedHistory
NTRSNorthern Trust CorpCOM2,444$263.0K<0.1%−240−8.9%ReducedHistory
FTVFortive CorpStock3,734$264.0K<0.1%−320−7.9%ReducedHistory
RSGRepublic Services, Inc.COM2,216$266.0K<0.1%−380−14.6%ReducedHistory
OXYOccidental Petroleum CorpStock9,027$267.0K<0.1%−1,440−13.8%ReducedHistory
RIORio Tinto PLCADR4,002$267.0K<0.1%+1,547+63.0%AddedHistory
CNCCentene CorpStock4,302$268.0K<0.1%−1,930−31.0%ReducedHistory
NXPINXP Semiconductors N.V.COM1,374$269.0K<0.1%+14+1.0%AddedHistory
VRSKVerisk Analytics, Inc.COM1,359$272.0K<0.1%−460−25.3%ReducedHistory
CTVACorteva, Inc.Stock6,493$273.0K<0.1%−1,950−23.1%ReducedHistory
VMCVulcan Materials COCOM1,616$273.0K<0.1%−120−6.9%ReducedHistory
DDDuPont de Nemours, Inc.COM4,050$275.0K<0.1%−821−16.9%ReducedHistory
BGTBlackRock Floating Rate Income TrustCOM20,786$276.0K<0.1%+305+1.5%AddedHistory
HLTHilton Worldwide Holdings Inc.COM2,101$278.0K<0.1%−490−18.9%ReducedHistory
STTState Street CorpCOM3,321$281.0K<0.1%−720−17.8%ReducedHistory
ESEversource EnergyStock3,512$287.0K<0.1%−610−14.8%ReducedHistory
DLRDigital Realty Trust, Inc.COM2,028$293.0K<0.1%−1,120−35.6%ReducedHistory
DHIHorton D R IncCOM3,504$294.0K<0.1%−499−12.5%ReducedHistory
WATWaters CorpCOM825$295.0K<0.1%−136−14.2%ReducedHistory
LUVSouthwest Airlines CoCOM5,760$296.0K<0.1%−1,030−15.2%ReducedHistory
First Rep BK San Francisco C33616C100COM1,551$299.0K<0.1%−229−12.9%Reduced–
HSYHershey CoCOM1,783$302.0K<0.1%−130−6.8%ReducedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM30,849$302.0K<0.1%+449+1.5%AddedHistory
SWKStanley Black & Decker, Inc.COM1,741$305.0K<0.1%−239−12.1%ReducedHistory
FASTFastenal CoStock5,930$306.0K<0.1%−1,030−14.8%ReducedHistory
URIUnited Rentals, Inc.COM875$307.0K<0.1%−65−6.9%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR2,768$309.0K<0.1%+2,768NewHistory
LHLabcorp Holdings Inc.COM NEW1,099$309.0K<0.1%−85−7.2%ReducedHistory
WELLWelltower Inc.REIT3,761$310.0K<0.1%−1,050−21.8%ReducedHistory
SNYSanofiSPONSORED ADR6,456$311.0K<0.1%+6,456NewHistory
OTISOtis Worldwide CorpStock3,794$312.0K<0.1%−706−15.7%ReducedHistory
ZBHZimmer Biomet Holdings, Inc.Stock2,156$316.0K<0.1%−380−15.0%ReducedHistory
WBAWalgreens Boots Alliance, Inc.COM6,712$316.0K<0.1%−2,560−27.6%ReducedHistory
INFOIHS Markit Ltd.SHS2,719$317.0K<0.1%−1,440−34.6%ReducedHistory
KRKroger CoStock7,971$322.0K<0.1%−1,840−18.8%ReducedHistory
PCARPaccar IncCOM4,096$323.0K<0.1%−309−7.0%ReducedHistory
FITBFifth Third BancorpCOM7,655$325.0K<0.1%−980−11.3%ReducedHistory
BALLBALL CorpCOM3,642$328.0K<0.1%−400−9.9%ReducedHistory
GLWCorning IncCOM8,993$328.0K<0.1%−1,080−10.7%ReducedHistory
DOWDow Inc.Stock5,722$329.0K<0.1%−1,410−19.8%ReducedHistory
DREDuke Realty CorpCOM NEW6,863$329.0K<0.1%−830−10.8%ReducedHistory
AZOAutoZone IncCOM195$331.0K<0.1%−47−19.4%ReducedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Conning Inc. in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$7.51M–

Sold out since Q2 2021 (60)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Conning Inc. sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Priceline Grp Inc741503AX4NOTE 0.900% 9/1–$8.92M0.3%–
On Semiconductor Corp682189AP0NOTE 1.625%10/1–$5.80M0.2%–
iShares Tips Bond ETF464287176ETF22,918$2.93M0.1%–
American Elec PWR Co Inc025537127UNIT 08/01/202156,000$2.75M0.1%–
Vanguard Total Bond Market ETF921937835ETF18,725$1.61M<0.1%–
ABBNYABB LtdSPONSORED ADR21,048$715.0K<0.1%History
iShares Global Clean Energy ETF464288224ETF27,886$654.0K<0.1%–
MPLXMPLX LPCOM UNIT REP LTD16,452$487.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM2,592$476.0K<0.1%History
NTESNetEase, Inc.SPONSORED ADS3,120$360.0K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT20,358$328.0K<0.1%History
ZBRAZebra Technologies CorpCL A595$315.0K<0.1%History
DALDelta Air Lines, Inc.COM NEW7,180$311.0K<0.1%History
AMEAmetek IncCOM2,260$302.0K<0.1%History
LYBLyondellBasell Industries N.V.SHS - A -2,880$296.0K<0.1%History
EDConsolidated Edison IncStock4,085$293.0K<0.1%History
MXIMMaxim Integrated Products IncCOM2,731$288.0K<0.1%History
KHCKraft Heinz CoStock6,858$280.0K<0.1%History
IPInternational Paper CoCOM4,437$272.0K<0.1%History
DLTRDollar Tree, Inc.COM2,728$271.0K<0.1%History
WDCWestern Digital CorpCOM3,792$270.0K<0.1%History
AREAlexandria Real Estate Equities, Inc.COM1,440$262.0K<0.1%History
VTRVentas, Inc.REIT4,535$259.0K<0.1%History
QRVOQorvo, Inc.Stock1,320$258.0K<0.1%History
EXPEExpedia Group, Inc.Stock1,567$257.0K<0.1%History
ORealty Income CorpREIT3,641$243.0K<0.1%History
HIGHartford Insurance Group, Inc.Stock3,885$241.0K<0.1%History
AKAMAkamai Technologies IncCOM2,054$239.0K<0.1%History
PPLPPL CorpCOM8,498$238.0K<0.1%History
CPAYCorpay, Inc.COM926$237.0K<0.1%History
ETREntergy CorpCOM2,370$236.0K<0.1%History
GRMNGarmin LtdSHS1,619$234.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/99998,887$234.0K<0.1%History
CAGConagra Brands Inc.Stock6,390$232.0K<0.1%History
TTWOTake Two Interactive Software IncCOM1,311$232.0K<0.1%History
FEFirstenergy CorpCOM6,236$232.0K<0.1%History
ANETArista Networks, Inc.COM635$230.0K<0.1%History
GWWW.W. Grainger, Inc.Stock513$225.0K<0.1%History
CDWCDW CorpCOM1,280$224.0K<0.1%History
AESAES CorpStock8,553$223.0K<0.1%History
STXSeagate Technology Holdings plcORD SHS2,541$223.0K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM870$221.0K<0.1%History
CINFCincinnati Financial CorpCOM1,899$221.0K<0.1%History
TFXTeleflex IncCOM550$221.0K<0.1%History
ULTAUlta Beauty, Inc.Stock625$216.0K<0.1%History
CHDChurch & Dwight Co IncCOM2,530$216.0K<0.1%History
ESSEssex Property Trust, Inc.COM720$216.0K<0.1%History
MCYMercury General CorpCOM3,300$214.0K<0.1%History
RVTYRevvity, Inc.COM1,383$214.0K<0.1%History
AVYAvery Dennison CorpCOM1,017$214.0K<0.1%History
MASMasco CorpCOM3,624$213.0K<0.1%History
BXPBXP, Inc.COM1,862$213.0K<0.1%History
KKellanovaStock3,295$212.0K<0.1%History
EMNEastman Chemical CoStock1,803$211.0K<0.1%History
MKTXMarketaxess Holdings IncCOM452$210.0K<0.1%History
BBWIBath & Body Works, Inc.COM2,882$208.0K<0.1%History
PHMPultegroup IncCOM3,773$206.0K<0.1%History
EXPDExpeditors International of Washington IncCOM1,603$203.0K<0.1%History
CTLTCatalent, Inc.COM1,850$200.0K<0.1%History
SWNSouthwestern Energy CoCOM11,240$64.0K<0.1%History