NBC Securities, Inc.
- SEC CIK
- 0000791540
- Latest filing
- Jul 21, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed Apr 5, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 2,176
- +73 vs. Q4 2023
- Portfolio value
- $1.07B
- +$73.4M (+7.4%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| RYRoyal Bank of Canada | Stock | 361,630 | $36.5M | 3.4% | −544−0.2% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 82,250 | $34.6M | 3.2% | +418+0.5% | Added | History |
| AAPLApple Inc. | Stock | 187,912 | $32.2M | 3.0% | −2,188−1.2% | Reduced | History |
| BRK.ABerkshire Hathaway Inc | CL A | 46 | $29.2M | 2.7% | 00.0% | Unchanged | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 28,603 | $15.0M | 1.4% | +1,046+3.8% | Added | History |
| AMZNAmazon Com Inc | Stock | 65,681 | $11.8M | 1.1% | +1,096+1.7% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 19,462 | $11.2M | 1.1% | −1,171−5.7% | Reduced | – |
| AVGOBroadcom Inc. | Stock | 8,414 | $11.2M | 1.0% | +13+0.2% | Added | History |
| PGProcter & Gamble Co | Stock | 58,464 | $9.48M | 0.9% | −115−0.2% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 44,232 | $8.86M | 0.8% | +917+2.1% | Added | History |
| HDHome Depot, Inc. | Stock | 21,579 | $8.28M | 0.8% | −61−0.3% | Reduced | History |
| SSBSouthState Bank Corp | COM | 94,665 | $8.15M | 0.8% | −30.0% | Reduced | History |
| NEENextera Energy Inc | Stock | 118,344 | $7.56M | 0.7% | −2,405−2.0% | Reduced | History |
| VVisa Inc. | Stock | 27,097 | $7.56M | 0.7% | −160−0.6% | Reduced | History |
| CEGConstellation Energy Corp | Stock | 40,834 | $7.55M | 0.7% | −6,325−13.4% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 29,936 | $7.36M | 0.7% | −636−2.1% | Reduced | History |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 80,663 | $6.92M | 0.6% | −7,434−8.4% | Reduced | – |
| NVDANVIDIA Corp | Stock | 7,308 | $6.61M | 0.6% | +163+2.3% | Added | History |
| WMTWalmart Inc. | Stock | 109,210 | $6.57M | 0.6% | −3,206−2.9% | ReducedConverted for a 3-for-1 split | History |
| DEDeere & Co | Stock | 15,998 | $6.57M | 0.6% | −145−0.9% | Reduced | History |
| JNJJohnson & Johnson | Stock | 41,268 | $6.53M | 0.6% | +65+0.2% | Added | History |
| LMTLockheed Martin Corp | Stock | 14,337 | $6.52M | 0.6% | −120−0.8% | Reduced | History |
| CVXChevron Corp | Stock | 39,300 | $6.20M | 0.6% | +760+2.0% | Added | History |
| GOOGLAlphabet Inc. | Stock | 39,828 | $6.11M | 0.6% | +1,287+3.3% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 117,930 | $5.92M | 0.6% | +3,984+3.5% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 11,750 | $5.81M | 0.5% | −170−1.4% | Reduced | History |
| MCDMcDonalds Corp | Stock | 17,943 | $5.16M | 0.5% | −146−0.8% | Reduced | History |
| CBChubb Ltd | Stock | 19,442 | $5.14M | 0.5% | −860−4.2% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 10,442 | $5.12M | 0.5% | +783+8.1% | Added | – |
| SRESempra | Stock | 69,423 | $4.99M | 0.5% | +1,884+2.8% | Added | History |
| First Tr Exchange-Traded FD33734H106 | SHS | 116,041 | $4.91M | 0.5% | −12,313−9.6% | Reduced | – |
| SOSouthern Co | Stock | 68,210 | $4.89M | 0.5% | +1,416+2.1% | Added | History |
| LINLinde PLC | Stock | 10,106 | $4.69M | 0.4% | −149−1.5% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 93,732 | $4.68M | 0.4% | −461−0.5% | Reduced | History |
| PEPPepsiCo Inc | Stock | 26,523 | $4.64M | 0.4% | +259+1.0% | Added | History |
| CMCSAComcast Corp | Stock | 105,625 | $4.58M | 0.4% | −8,762−7.7% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 41,598 | $4.53M | 0.4% | −482−1.1% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 13,427 | $4.53M | 0.4% | −191−1.4% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 29,030 | $4.42M | 0.4% | −503−1.7% | Reduced | History |
| LOWLowes Companies Inc | Stock | 17,078 | $4.35M | 0.4% | −405−2.3% | Reduced | History |
| PHParker-Hannifin Corp | Stock | 7,639 | $4.25M | 0.4% | +5,543+264.5% | Added | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 75,030 | $4.21M | 0.4% | −3,378−4.3% | Reduced | – |
| TMUST-Mobile US, Inc. | Stock | 25,545 | $4.17M | 0.4% | +1,711+7.2% | Added | History |
| MDTMedtronic plc | Stock | 46,150 | $4.12M | 0.4% | −1,435−3.0% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 9,803 | $4.12M | 0.4% | +291+3.1% | Added | History |
| ORCLOracle Corp | Stock | 30,974 | $3.89M | 0.4% | +22,194+252.8% | Added | History |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 67,659 | $3.81M | 0.4% | +30,535+82.3% | Added | – |
| RSGRepublic Services, Inc. | COM | 19,911 | $3.81M | 0.4% | −648−3.2% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 8,503 | $3.77M | 0.4% | −522−5.8% | Reduced | – |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 65,789 | $3.77M | 0.4% | +46,922+248.7% | Added | – |
| CRMSalesforce, Inc. | Stock | 12,404 | $3.73M | 0.4% | +340+2.8% | Added | History |
| LLYEli Lilly & Co | Stock | 4,770 | $3.71M | 0.3% | +1,013+27.0% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 17,366 | $3.62M | 0.3% | +396+2.3% | Added | – |
| ABBVAbbVie Inc. | Stock | 19,838 | $3.61M | 0.3% | −1,223−5.8% | Reduced | History |
| SYKStryker Corp | Stock | 10,024 | $3.59M | 0.3% | +8,099+420.7% | Added | History |
| MAMastercard Inc | Stock | 7,423 | $3.57M | 0.3% | −556−7.0% | Reduced | History |
| iShares Russell Midcap ETF464287499 | ETF | 42,462 | $3.57M | 0.3% | −457−1.1% | Reduced | – |
| Vanguard Scottsdale FDS92206C599 | VNG RUS3000IDX | 15,150 | $3.53M | 0.3% | 00.0% | Unchanged | – |
| EQIXEquinix Inc | COM | 4,262 | $3.52M | 0.3% | −63−1.5% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 26,514 | $3.50M | 0.3% | +1,507+6.0% | Added | History |
| CPCanadian Pacific Kansas City Ltd | COM | 39,130 | $3.45M | 0.3% | −945−2.4% | Reduced | History |
| PAYXPaychex Inc | Stock | 28,016 | $3.44M | 0.3% | −458−1.6% | Reduced | History |
| CCOICogent Communications Holdings, Inc. | COM NEW | 52,455 | $3.43M | 0.3% | −861−1.6% | Reduced | History |
| NINisource Inc. | COM | 123,679 | $3.42M | 0.3% | −999−0.8% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 19,042 | $3.41M | 0.3% | +285+1.5% | Added | – |
| METAMeta Platforms, Inc. | Stock | 6,907 | $3.35M | 0.3% | −447−6.1% | Reduced | History |
| NXPINXP Semiconductors N.V. | COM | 13,454 | $3.33M | 0.3% | +12,157+937.3% | Added | History |
| PEGPublic Service Enterprise Group Inc | COM | 49,029 | $3.27M | 0.3% | +42,535+655.0% | Added | History |
| DTMDT Midstream, Inc. | COMMON STOCK | 53,415 | $3.26M | 0.3% | −412−0.8% | Reduced | History |
| UBERUber Technologies, Inc | Stock | 42,214 | $3.25M | 0.3% | −2,211−5.0% | Reduced | History |
| NKENIKE, Inc. | Stock | 34,520 | $3.24M | 0.3% | −488−1.4% | Reduced | History |
| HSYHershey Co | COM | 16,636 | $3.23M | 0.3% | +11,365+215.6% | Added | History |
| DUKDuke Energy CORP | Stock | 33,385 | $3.23M | 0.3% | +657+2.0% | Added | History |
| MSMorgan Stanley | Stock | 33,967 | $3.20M | 0.3% | +28,673+541.6% | Added | History |
| EIXEdison International | Stock | 43,089 | $3.15M | 0.3% | −775−1.8% | Reduced | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 13,795 | $3.13M | 0.3% | +11,993+665.5% | AddedConverted for a 2-for-1 split | History |
| SBUXStarbucks Corp | Stock | 32,968 | $3.11M | 0.3% | −663−2.0% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 25,744 | $2.99M | 0.3% | −923−3.5% | Reduced | History |
| KOCoca Cola Co | Stock | 48,630 | $2.98M | 0.3% | +3,060+6.7% | Added | History |
| Capital Group Core Equity Et14020V108 | SHS CREAT UNIT | 95,245 | $2.97M | 0.3% | +39,534+71.0% | Added | – |
| CNPCenterpoint Energy Inc | COM | 103,634 | $2.95M | 0.3% | +2,507+2.5% | Added | History |
| ATOAtmos Energy Corp | COM | 24,229 | $2.88M | 0.3% | −411−1.7% | Reduced | History |
| VZVerizon Communications Inc | Stock | 66,995 | $2.81M | 0.3% | −121−0.2% | Reduced | History |
| SBACSba Communications Corp | CL A | 12,524 | $2.71M | 0.3% | −244−1.9% | Reduced | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 33,680 | $2.71M | 0.3% | +776+2.4% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 15,719 | $2.66M | 0.2% | −268−1.7% | Reduced | – |
| RCIRogers Communications Inc | CL B | 64,847 | $2.66M | 0.2% | −1,050−1.6% | Reduced | History |
| Global X FDS37950E416 | SOCIAL MED ETF | 65,649 | $2.64M | 0.2% | +42,599+184.8% | Added | – |
| CMSCMS Energy Corp | COM | 43,392 | $2.62M | 0.2% | −853−1.9% | Reduced | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 24,268 | $2.52M | 0.2% | +1,555+6.8% | Added | – |
| STAGSTAG Industrial, Inc. | COM | 65,376 | $2.51M | 0.2% | +34+0.1% | Added | History |
| NFLXNetflix Inc | Stock | 4,065 | $2.47M | 0.2% | +120+3.0% | Added | History |
| PCGPG&E Corp | Stock | 146,136 | $2.45M | 0.2% | +145,684+32,231.0% | Added | History |
| PWRQuanta Services, Inc. | COM | 9,390 | $2.44M | 0.2% | +9,196+4,740.2% | Added | History |
| DISWalt Disney Co | Stock | 19,925 | $2.44M | 0.2% | −1,912−8.8% | Reduced | History |
| IDAIdacorp Inc | COM | 25,703 | $2.39M | 0.2% | +94+0.4% | Added | History |
| ADBEAdobe Inc. | Stock | 4,719 | $2.38M | 0.2% | +44+0.9% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 11,175 | $2.35M | 0.2% | −385−3.3% | Reduced | – |
| CATCaterpillar Inc | Stock | 6,393 | $2.34M | 0.2% | −342−5.1% | Reduced | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 21,031 | $2.32M | 0.2% | +1,041+5.2% | Added | – |
Sold out since Q4 2023 (95)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| AES Corp00130H204 | UNIT 99/99/9999 | 2,035 | $154.0K | <0.1% | – |
| AEGAegon Ltd. | AMER REG 1 CERT | 22,820 | $131.0K | <0.1% | History |
| VVVValvoline Inc | COM | 2,554 | $95.0K | <0.1% | History |
| BKRBaker Hughes Co | CL A | 2,715 | $92.0K | <0.1% | History |
| KEKimball Electronics, Inc. | Stock | 2,969 | $80.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 1,549 | $73.0K | <0.1% | – |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 2,169 | $72.0K | <0.1% | – |
| DXCDXC Technology Co | Stock | 3,082 | $70.0K | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 4,764 | $67.0K | <0.1% | History |
| LTHMLivent Corp. | COM | 2,905 | $52.0K | <0.1% | History |
| WisdomTree Tr97717W596 | US ESG FUND | 1,000 | $49.0K | <0.1% | – |
| CNHCNH Industrial N.V. | SHS | 3,800 | $46.0K | <0.1% | History |
| CCSCentury Communities, Inc. | COM | 500 | $45.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 1,120 | $41.0K | <0.1% | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | 37,000 | $38.0K | <0.1% | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | 38,000 | $37.0K | <0.1% | – |
| iShares Tr46435G532 | MSCI GBL SUS DEV | 437 | $35.0K | <0.1% | – |
| Textainer Group Holdings LtdG8766E109 | SHS | 706 | $34.0K | <0.1% | – |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 348 | $32.0K | <0.1% | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 272 | $29.0K | <0.1% | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | 26,000 | $28.0K | <0.1% | – |
| TDCTeradata Corp | Stock | 605 | $26.0K | <0.1% | History |
| WisdomTree Tr97717X156 | US SHT TRM CORP | 538 | $25.0K | <0.1% | – |
| SRCSpirit Realty Capital, Inc. | COM NEW | 540 | $23.0K | <0.1% | History |
| Healthpeak Properties, Inc.71943U104 | COM | 1,450 | $19.0K | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | 14,000 | $17.0K | <0.1% | – |
| Tidal ETF Tr88634T709 | II TSLA OPTION INCM | 1,450 | $17.0K | <0.1% | – |
| GBCIGlacier Bancorp, Inc. | COM | 396 | $16.0K | <0.1% | History |
| iShares Inc464286350 | MSCI AGR PRO ETF | 423 | $16.0K | <0.1% | – |
| DCGODocGo Inc. | COM | 2,923 | $16.0K | <0.1% | History |
| Schwab International Equity ETF808524805 | ETF | 414 | $15.0K | <0.1% | – |
| SANBanco Santander, S.A. | ADR | 3,737 | $15.0K | <0.1% | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 440 | $12.0K | <0.1% | – |
| CPECallon Petroleum Co | COM | 378 | $12.0K | <0.1% | History |
| RCMR1 RCM Inc. | COM | 1,158 | $12.0K | <0.1% | History |
| HTLFHeartland Financial USA Inc | COM | 300 | $11.0K | <0.1% | History |
| Expedia Group, Inc.30212PBE4 | NOTE 2/1 | 12,000 | $11.0K | <0.1% | – |
| HTHHilltop Holdings Inc. | COM | 300 | $10.0K | <0.1% | History |
| EDITEditas Medicine, Inc. | COM | 1,000 | $10.0K | <0.1% | History |
| ULCCFrontier Group Holdings, Inc. | COM | 2,000 | $10.0K | <0.1% | History |
| HESHess Corp | Stock | 69 | $9.00K | <0.1% | History |
| iShares Tr464288166 | AGENCY BOND ETF | 86 | $9.00K | <0.1% | – |
| VICRVicor Corp | COM | 222 | $9.00K | <0.1% | History |
| MACMacerich Co | COM | 629 | $9.00K | <0.1% | History |
| XUnited States Steel Corp | COM | 200 | $9.00K | <0.1% | History |
| EEExcelerate Energy, Inc. | CL A COM | 525 | $8.00K | <0.1% | History |
| UHTUniversal Health Realty Income Trust | SH BEN INT | 200 | $8.00K | <0.1% | History |
| DSKEDaseke, Inc. | COM | 1,050 | $8.00K | <0.1% | History |
| ZBRAZebra Technologies Corp | CL A | 26 | $7.00K | <0.1% | History |
| iShares Tr46435G219 | INVT GRAD SY ETF | 135 | $6.00K | <0.1% | – |
| Invesco Exchange Traded FD T46137V787 | BIOTECHNOLOGY | 100 | $6.00K | <0.1% | – |
| VCVisteon Corp | COM NEW | 56 | $6.00K | <0.1% | History |
| VanEck Vectors ETF Tr92189F122 | MRNGSTR GBL WD | 196 | $6.00K | <0.1% | – |
| LAZLazard, Inc. | COM | 150 | $5.00K | <0.1% | History |
| SPDR Series Trust78468R705 | ST STR 1500MOM | 26 | $5.00K | <0.1% | – |
| REGRegency Centers Corp | COM | 80 | $5.00K | <0.1% | History |
| Listed FD Tr53656F789 | ROUNDHILL SPORTS | 300 | $5.00K | <0.1% | – |
| CAVACava Group, Inc. | COM | 100 | $4.00K | <0.1% | History |
| TRINTrinity Capital Inc. | COM | 311 | $4.00K | <0.1% | History |
| NPKINPK International Inc. | COM SHS | 700 | $4.00K | <0.1% | History |
| ILMNIllumina, Inc. | COM | 35 | $4.00K | <0.1% | History |
| NWBINorthwest Bancshares, Inc. | COM | 400 | $4.00K | <0.1% | History |
| Proshares Ultrapro Short Qqq - US ETP74347G432 | Exchange-Traded Fund | 300 | $4.00K | <0.1% | – |
| WENWendy's Co | Stock | 195 | $3.00K | <0.1% | History |
| WTTRSelect Water Solutions, Inc. | CL A COM | 500 | $3.00K | <0.1% | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 69 | $3.00K | <0.1% | – |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 16 | $3.00K | <0.1% | History |
| ProShares Tr74347B607 | INVT INT RT HG | 45 | $3.00K | <0.1% | – |
| KIMKimco Realty Corp | COM | 179 | $3.00K | <0.1% | History |
| BBDBank Bradesco | SP ADR PFD NEW | 1,000 | $3.00K | <0.1% | History |
| SHAKShake Shack Inc. | CL A | 50 | $3.00K | <0.1% | History |
| First Tr Exch TRD Alphdx FD33737J406 | EX US SML CP | 87 | $3.00K | <0.1% | – |
| PODDInsulet Corp | Stock | 11 | $2.00K | <0.1% | History |
| HRHealthcare Realty Trust Inc | CL A COM | 155 | $2.00K | <0.1% | History |
| DFINDonnelley Financial Solutions, Inc. | COM | 37 | $2.00K | <0.1% | History |
| NATLNCR Atleos Corp | COM SHS | 100 | $2.00K | <0.1% | History |
| GNTGAMCO Natural Resources, Gold & Income Trust | SH BEN INT | 500 | $2.00K | <0.1% | History |
| CEVACeva Inc | COM | 116 | $2.00K | <0.1% | History |
| AVBAvalonbay Communities Inc | COM | 16 | $2.00K | <0.1% | History |
| APPNAppian Corp | CL A | 74 | $2.00K | <0.1% | History |
| CHWYChewy, Inc. | CL A | 52 | $1.00K | <0.1% | History |
| PENNPENN Entertainment, Inc. | COM | 65 | $1.00K | <0.1% | History |
| HOMBHome Bancshares Inc | COM | 47 | $1.00K | <0.1% | History |
| Global X FDS37954Y442 | CLOUD COMPUTNG | 66 | $1.00K | <0.1% | – |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | 5 | $1.00K | <0.1% | – |
| Ssga Active ETF Tr78467V103 | ST STR REAL ETF | 68 | $1.00K | <0.1% | – |
| Global X FDS37954Y384 | CYBRSCURTY ETF | 59 | $1.00K | <0.1% | – |
| Innovator ETFs Trust45782C318 | US EQTY PWR BUF | 40 | $1.00K | <0.1% | – |
| ETSYEtsy Inc | COM | 15 | $1.00K | <0.1% | History |
| NETCloudflare, Inc. | CL A COM | 18 | $1.00K | <0.1% | History |
| ETDEthan Allen Interiors Inc | COM | 33 | $1.00K | <0.1% | History |
| ABRArbor Realty Trust Inc | COM | 125 | $1.00K | <0.1% | History |
| SIDNational Steel Co | SPONSORED ADR | 350 | $1.00K | <0.1% | History |
| OPKOpko Health, Inc. | COM | 1,000 | $1.00K | <0.1% | History |
| DISHDISH Network CORP | CL A | 300 | $1.00K | <0.1% | History |