NBC Securities, Inc.
- SEC CIK
- 0000791540
- Latest filing
- Jul 21, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 7, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 2,103
- −93 vs. Q3 2023
- Portfolio value
- $992.0M
- +$81.5M (+9.0%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| RYRoyal Bank of Canada | Stock | 362,174 | $36.6M | 3.7% | −30,497−7.8% | Reduced | History |
| AAPLApple Inc. | Stock | 190,100 | $36.6M | 3.7% | −5,706−2.9% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 81,832 | $30.8M | 3.1% | −2,446−2.9% | Reduced | History |
| BRK.ABerkshire Hathaway Inc | CL A | 46 | $25.0M | 2.5% | 00.0% | Unchanged | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 27,557 | $13.1M | 1.3% | +514+1.9% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 20,633 | $9.85M | 1.0% | −1,299−5.9% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 64,585 | $9.81M | 1.0% | −411−0.6% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 8,401 | $9.38M | 0.9% | −93−1.1% | Reduced | History |
| PGProcter & Gamble Co | Stock | 58,579 | $8.58M | 0.9% | −753−1.3% | Reduced | History |
| SSBSouthState Bank Corp | COM | 94,668 | $7.99M | 0.8% | −290.0% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 30,572 | $7.51M | 0.8% | −577−1.9% | Reduced | History |
| HDHome Depot, Inc. | Stock | 21,640 | $7.50M | 0.8% | −459−2.1% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 43,315 | $7.37M | 0.7% | +2,300+5.6% | Added | History |
| NEENextera Energy Inc | Stock | 120,749 | $7.33M | 0.7% | −7,187−5.6% | Reduced | History |
| VVisa Inc. | Stock | 27,257 | $7.10M | 0.7% | +386+1.4% | Added | History |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 88,097 | $7.05M | 0.7% | −1,738−1.9% | Reduced | – |
| LMTLockheed Martin Corp | Stock | 14,457 | $6.55M | 0.7% | −165−1.1% | Reduced | History |
| JNJJohnson & Johnson | Stock | 41,203 | $6.46M | 0.7% | −3,009−6.8% | Reduced | History |
| DEDeere & Co | Stock | 16,143 | $6.46M | 0.7% | −11−0.1% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 11,920 | $6.28M | 0.6% | −147−1.2% | Reduced | History |
| WMTWalmart Inc. | Stock | 37,472 | $5.91M | 0.6% | −1,779−4.5% | Reduced | History |
| CVXChevron Corp | Stock | 38,540 | $5.75M | 0.6% | +1,870+5.1% | Added | History |
| CEGConstellation Energy Corp | Stock | 47,159 | $5.51M | 0.6% | −708−1.5% | Reduced | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 113,946 | $5.46M | 0.6% | +11,330+11.0% | Added | – |
| GOOGLAlphabet Inc. | Stock | 38,541 | $5.38M | 0.5% | −2,669−6.5% | Reduced | History |
| MCDMcDonalds Corp | Stock | 18,089 | $5.36M | 0.5% | −1,363−7.0% | Reduced | History |
| First Tr Exchange-Traded FD33734H106 | SHS | 128,354 | $5.21M | 0.5% | −7,265−5.4% | Reduced | – |
| SRESempra | Stock | 67,539 | $5.05M | 0.5% | +2,062+3.1% | Added | History |
| CMCSAComcast Corp | Stock | 114,387 | $5.01M | 0.5% | −119−0.1% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 94,193 | $4.76M | 0.5% | −11,735−11.1% | Reduced | History |
| SOSouthern Co | Stock | 66,794 | $4.68M | 0.5% | +6,491+10.8% | Added | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 42,080 | $4.66M | 0.5% | −1,446−3.3% | Reduced | – |
| ARK Innovation ETF00214Q104 | ETF | 88,257 | $4.62M | 0.5% | −1,658−1.8% | Reduced | – |
| CBChubb Ltd | Stock | 20,302 | $4.59M | 0.5% | +613+3.1% | Added | History |
| PEPPepsiCo Inc | Stock | 26,264 | $4.46M | 0.4% | −382−1.4% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 9,659 | $4.22M | 0.4% | +685+7.6% | Added | – |
| LINLinde PLC | Stock | 10,255 | $4.21M | 0.4% | +314+3.2% | Added | History |
| GOOGAlphabet Inc. | Stock | 29,533 | $4.16M | 0.4% | −341−1.1% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 13,618 | $4.13M | 0.4% | 00.0% | Unchanged | – |
| CCOICogent Communications Holdings, Inc. | COM NEW | 53,316 | $4.05M | 0.4% | −898−1.7% | Reduced | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 78,408 | $4.05M | 0.4% | −2,345−2.9% | Reduced | – |
| MDTMedtronic plc | Stock | 47,585 | $3.92M | 0.4% | +7,667+19.2% | Added | History |
| LOWLowes Companies Inc | Stock | 17,483 | $3.89M | 0.4% | −415−2.3% | Reduced | History |
| ABTAbbott Laboratories | Stock | 35,207 | $3.88M | 0.4% | +351+1.0% | Added | History |
| TMUST-Mobile US, Inc. | Stock | 23,834 | $3.82M | 0.4% | +528+2.3% | Added | History |
| NKENIKE, Inc. | Stock | 35,008 | $3.80M | 0.4% | +1,606+4.8% | Added | History |
| TXNTexas Instruments Inc | Stock | 22,073 | $3.76M | 0.4% | −721−3.2% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 9,025 | $3.70M | 0.4% | +139+1.6% | Added | – |
| HONHoneywell International Inc | COM | 17,469 | $3.66M | 0.4% | −480−2.7% | Reduced | History |
| NVDANVIDIA Corp | Stock | 7,145 | $3.54M | 0.4% | +155+2.2% | Added | History |
| EQIXEquinix Inc | COM | 4,325 | $3.48M | 0.4% | −76−1.7% | Reduced | History |
| BACBank of America Corp | Stock | 102,837 | $3.46M | 0.3% | −2,303−2.2% | Reduced | History |
| MAMastercard Inc | Stock | 7,979 | $3.40M | 0.3% | −617−7.2% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 9,512 | $3.39M | 0.3% | +122+1.3% | Added | History |
| PAYXPaychex Inc | Stock | 28,474 | $3.39M | 0.3% | −243−0.8% | Reduced | History |
| RSGRepublic Services, Inc. | COM | 20,559 | $3.39M | 0.3% | −335−1.6% | Reduced | History |
| AWKAmerican Water Works Company, Inc. | Stock | 25,680 | $3.39M | 0.3% | +7,910+44.5% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 42,919 | $3.34M | 0.3% | −656−1.5% | Reduced | – |
| KMBKimberly Clark Corp | Stock | 27,393 | $3.33M | 0.3% | +239+0.9% | Added | History |
| NINisource Inc. | COM | 124,678 | $3.31M | 0.3% | +18,660+17.6% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 16,970 | $3.27M | 0.3% | +436+2.6% | Added | – |
| ABBVAbbVie Inc. | Stock | 21,061 | $3.26M | 0.3% | −293−1.4% | Reduced | History |
| SBACSba Communications Corp | CL A | 12,768 | $3.24M | 0.3% | −226−1.7% | Reduced | History |
| SBUXStarbucks Corp | Stock | 33,631 | $3.23M | 0.3% | −874−2.5% | Reduced | History |
| Vanguard Scottsdale FDS92206C599 | VNG RUS3000IDX | 15,150 | $3.22M | 0.3% | 00.0% | Unchanged | – |
| DUKDuke Energy CORP | Stock | 32,728 | $3.17M | 0.3% | −163−0.5% | Reduced | History |
| CRMSalesforce, Inc. | Stock | 12,064 | $3.17M | 0.3% | +30+0.2% | Added | History |
| CPCanadian Pacific Kansas City Ltd | COM | 40,075 | $3.17M | 0.3% | −673−1.7% | Reduced | History |
| EIXEdison International | Stock | 43,864 | $3.13M | 0.3% | −616−1.4% | Reduced | History |
| LNTAlliant Energy Corp | Stock | 60,547 | $3.11M | 0.3% | −903−1.5% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 18,757 | $3.10M | 0.3% | +383+2.1% | Added | – |
| RCIRogers Communications Inc | CL B | 65,897 | $3.08M | 0.3% | −1,104−1.6% | Reduced | History |
| DDominion Energy, Inc | Stock | 65,271 | $3.07M | 0.3% | +54,974+533.9% | Added | History |
| AMTAmerican Tower Corp | REIT | 13,854 | $2.99M | 0.3% | −356−2.5% | Reduced | History |
| EXCExelon Corp | Stock | 82,777 | $2.97M | 0.3% | −1,374−1.6% | Reduced | History |
| DTMDT Midstream, Inc. | COMMON STOCK | 53,827 | $2.95M | 0.3% | −840−1.5% | Reduced | History |
| CNPCenterpoint Energy Inc | COM | 101,127 | $2.89M | 0.3% | +6,393+6.7% | Added | History |
| ATOAtmos Energy Corp | COM | 24,640 | $2.85M | 0.3% | −429−1.7% | Reduced | History |
| ADBEAdobe Inc. | Stock | 4,675 | $2.79M | 0.3% | −269−5.4% | Reduced | History |
| UBERUber Technologies, Inc | Stock | 44,425 | $2.73M | 0.3% | −1,407−3.1% | Reduced | History |
| BABoeing Co | Stock | 10,492 | $2.73M | 0.3% | −580−5.2% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 25,007 | $2.73M | 0.3% | −2,175−8.0% | Reduced | History |
| KOCoca Cola Co | Stock | 45,570 | $2.69M | 0.3% | −1,614−3.4% | Reduced | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 32,904 | $2.67M | 0.3% | +2,808+9.3% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 26,667 | $2.67M | 0.3% | −344−1.3% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 7,354 | $2.60M | 0.3% | +706+10.6% | Added | History |
| CHTRCharter Communications, Inc. | CL A | 6,616 | $2.57M | 0.3% | +6,487+5,028.7% | Added | History |
| CMSCMS Energy Corp | COM | 44,245 | $2.57M | 0.3% | −818−1.8% | Reduced | History |
| STAGSTAG Industrial, Inc. | COM | 65,342 | $2.56M | 0.3% | −222−0.3% | Reduced | History |
| VZVerizon Communications Inc | Stock | 67,116 | $2.53M | 0.3% | −2,408−3.5% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 15,987 | $2.52M | 0.3% | +428+2.8% | Added | – |
| IDAIdacorp Inc | COM | 25,609 | $2.52M | 0.3% | +25,430+14,206.7% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 11,560 | $2.32M | 0.2% | +333+3.0% | Added | – |
| First Tr Exchange-Traded Alp33735J101 | COM SHS | 31,444 | $2.23M | 0.2% | −2,319−6.9% | Reduced | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 22,713 | $2.20M | 0.2% | +1,801+8.6% | Added | – |
| LLYEli Lilly & Co | Stock | 3,757 | $2.19M | 0.2% | −580−13.4% | Reduced | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 19,990 | $2.16M | 0.2% | +4,661+30.4% | Added | – |
| TUTelus Corp | COM | 119,929 | $2.13M | 0.2% | −131,055−52.2% | Reduced | History |
| First Tr Exchange Traded FD33738R688 | S&P INTL DIVID | 132,274 | $2.13M | 0.2% | −8,785−6.2% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 27,629 | $2.08M | 0.2% | +152+0.6% | Added | – |
Sold out since Q3 2023 (176)
Positions held at the end of Q3 2023 that are gone from this filing.
The largest 100 of 176 by value last quarter.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Eneti IncY2294C107 | COM | 21,121 | $212.0K | <0.1% | – |
| Flexshares Tr33939L795 | STOXX GLOBR INF | 2,495 | $120.0K | <0.1% | – |
| TRUTransUnion | COM | 1,675 | $120.0K | <0.1% | History |
| Aim ETF Products Trust00888H703 | ALLIANZIM US EQT | 4,132 | $116.0K | <0.1% | – |
| iShares Tr46436E882 | IBONDS 23 TRM TS | 3,894 | $96.0K | <0.1% | – |
| Nisource Inc.65473P121 | UNIT 12/01/2023 | 930 | $90.0K | <0.1% | – |
| Aim ETF Products Trust00888H778 | ALLIANZIM US EQT | 3,027 | $80.0K | <0.1% | – |
| INMDInMode Ltd. | SHS | 2,611 | $79.0K | <0.1% | History |
| HFROHighland Opportunities & Income Fund | HIGHLAND INCOME | 9,480 | $76.0K | <0.1% | History |
| VRRMVerra Mobility Corp | CL A COM STK | 3,347 | $62.0K | <0.1% | History |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 7,650 | $54.0K | <0.1% | History |
| On Semiconductor Corp682189AP0 | NOTE 1.625%10/1 | 12,000 | $53.0K | <0.1% | – |
| Franklin Templeton ETF Tr35473P744 | FTSE JAPAN ETF | 1,835 | $48.0K | <0.1% | – |
| EMBCEmbecta Corp. | Stock | 2,953 | $44.0K | <0.1% | History |
| WHRWhirlpool Corp | Stock | 300 | $40.0K | <0.1% | History |
| CINFCincinnati Financial Corp | COM | 386 | $39.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V720 | LEISU ENTMT ETF | 1,025 | $39.0K | <0.1% | – |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 308 | $35.0K | <0.1% | History |
| Dimensional ETF Trust25434V799 | INTL CORE EQUITY | 1,429 | $33.0K | <0.1% | – |
| CLARClarus Corp | COM | 4,203 | $31.0K | <0.1% | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 5,000 | $30.0K | <0.1% | – |
| Indexiq ETF Tr45409B883 | IQ GLB RES ETF | 840 | $27.0K | <0.1% | – |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 620 | $24.0K | <0.1% | – |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 6,420 | $23.0K | <0.1% | – |
| ETF Managers Tr26924G771 | ETFMG TRAVEL TEC | 1,370 | $23.0K | <0.1% | – |
| RIVRivernorth Opportunities Fund, Inc. | COM | 2,000 | $21.0K | <0.1% | History |
| ATVIActivision Blizzard, Inc. | COM | 225 | $21.0K | <0.1% | History |
| IEPIcahn Enterprises L.P. | DEPOSITARY UNIT | 1,111 | $21.0K | <0.1% | History |
| Strive 500 ETF12619C200 | ETF | 771 | $21.0K | <0.1% | – |
| BOXBox Inc | CL A | 866 | $20.0K | <0.1% | History |
| UNGUnited States Natural Gas Fund, LP | UNIT PAR | 3,031 | $20.0K | <0.1% | History |
| SPDR Series Trust78464A540 | ST STR SP TELCO | 276 | $19.0K | <0.1% | – |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 380 | $19.0K | <0.1% | – |
| GUTGabelli Utility Trust | COM | 3,426 | $18.0K | <0.1% | History |
| EVRIEveri Holdings Inc. | COM | 1,400 | $18.0K | <0.1% | History |
| VTNInvesco Trust for Investment Grade New York Municipals | COM | 2,000 | $18.0K | <0.1% | History |
| NPCTNuveen Core Plus Impact Fund | COM BEN INT | 2,000 | $18.0K | <0.1% | History |
| LTRXLantronix Inc | COM NEW | 4,000 | $17.0K | <0.1% | History |
| First Tr Exchange-Traded FD33733E708 | DIVIDEND STRNGTH | 361 | $15.0K | <0.1% | – |
| MGMMGM Resorts International | Stock | 391 | $14.0K | <0.1% | History |
| CFGCitizens Financial Group Inc | COM | 546 | $14.0K | <0.1% | History |
| Fidelity Covington Trust316092832 | DIVID ETF RISI | 350 | $13.0K | <0.1% | – |
| PGREParamount Group, Inc. | COM | 2,825 | $13.0K | <0.1% | History |
| ESGREnstar Group LTD | SHS | 50 | $12.0K | <0.1% | History |
| ENOVEnovis CORP | COM | 229 | $12.0K | <0.1% | History |
| TRHCTabula Rasa HealthCare, Inc. | COM | 1,071 | $11.0K | <0.1% | History |
| FDEUFirst Trust Dynamic Europe Equity Income Fund | COM SHS | 850 | $10.0K | <0.1% | History |
| AVIDAvid Technology, Inc. | COM | 340 | $9.00K | <0.1% | History |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 687 | $8.00K | <0.1% | History |
| Fidelity Covington Trust316092782 | VLU FACTOR ETF | 168 | $8.00K | <0.1% | – |
| ALGMAllegro Microsystems, Inc. | COM | 271 | $8.00K | <0.1% | History |
| Fidelity Covington Trust316092790 | QLTY FCTOR ETF | 165 | $8.00K | <0.1% | – |
| MEGINYLI CBRE Global Infrastructure Megatrends Term Fund | COM | 762 | $8.00K | <0.1% | History |
| HRLHormel Foods Corp | COM | 200 | $7.00K | <0.1% | History |
| VMWVmware LLC | CL A COM | 46 | $7.00K | <0.1% | History |
| Harbor Custom Development IN41150T207 | 8% CONV PFD SR A | 1,750 | $7.00K | <0.1% | – |
| TEXTerex Corp | Stock | 110 | $6.00K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F631 | FT VEST US | 208 | $6.00K | <0.1% | – |
| WisdomTree Tr97717W794 | TRUE DEV INTL FD | 150 | $6.00K | <0.1% | – |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 500 | $5.00K | <0.1% | History |
| DORMDorman Products, Inc. | COM | 66 | $5.00K | <0.1% | History |
| LBRDKLiberty Broadband Corp | COM SER C | 63 | $5.00K | <0.1% | History |
| KIDSOrthopediatrics Corp | COM | 161 | $5.00K | <0.1% | History |
| AAPAdvance Auto Parts Inc | COM | 75 | $4.00K | <0.1% | History |
| BBBLACKBERRY Ltd | COM | 1,000 | $4.00K | <0.1% | History |
| OMOutset Medical, Inc. | COM | 428 | $4.00K | <0.1% | History |
| LAZLazard, Inc. | SHS A | 150 | $4.00K | <0.1% | History |
| ACHCAcadia Healthcare Company, Inc. | COM | 50 | $3.00K | <0.1% | History |
| CFFNCapitol Federal Financial, Inc. | COM | 792 | $3.00K | <0.1% | History |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 966 | $3.00K | <0.1% | History |
| BVHBluegreen Vacations Holding Corp | CLASS A | 100 | $3.00K | <0.1% | History |
| ENZBEnzo Biochem Inc | COM | 2,525 | $3.00K | <0.1% | History |
| Khosla Ventures Acquisition482504107 | CL A | 343 | $3.00K | <0.1% | – |
| APAAPA Corp | Stock | 50 | $2.00K | <0.1% | History |
| TVGrupo Televisa, S.A.B. | SPON ADR REP ORD | 758 | $2.00K | <0.1% | History |
| WTWisdomTree, Inc. | COM | 400 | $2.00K | <0.1% | History |
| SUNSunoco LP | COM UT REP LP | 50 | $2.00K | <0.1% | History |
| Litman Gregory FDS Tr53700T827 | IMGP DBI MAN ETF | 100 | $2.00K | <0.1% | – |
| iShares Tr464288844 | US OIL EQ&SV ETF | 110 | $2.00K | <0.1% | – |
| PINSPinterest, Inc. | CL A | 100 | $2.00K | <0.1% | History |
| LXULSB Industries, Inc. | COM | 200 | $2.00K | <0.1% | History |
| Direxion Shs ETF Tr25459W730 | DLY MIDCAP ETF3X | 75 | $2.00K | <0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,400 | $2.00K | <0.1% | History |
| OKUROnKure Therapeutics, Inc. | COM | 320 | $2.00K | <0.1% | History |
| EVAEnviva, LLC | COM | 400 | $2.00K | <0.1% | History |
| ENVXEnovix Corp | COM | 93 | $1.00K | <0.1% | History |
| EXRExtra Space Storage Inc. | COM | 13 | $1.00K | <0.1% | History |
| RXORXO, Inc. | COMMON STOCK | 100 | $1.00K | <0.1% | History |
| JHGJanus Henderson Group Ltd. | ORD SHS | 50 | $1.00K | <0.1% | History |
| AIRSAirsculpt Technologies, Inc. | COM | 200 | $1.00K | <0.1% | History |
| CUROCURO Group Holdings Corp. | COM | 1,000 | $1.00K | <0.1% | History |
| HYMCHycroft Mining Holding Corp | COM CL A | 4,000 | $1.00K | <0.1% | History |
| WWWW International, Inc. | COM | 100 | $1.00K | <0.1% | History |
| Freyr BatteryL4135L100 | COM | 305 | $1.00K | <0.1% | – |
| LICYLi-Cycle Holdings Corp. | COMMON SHARES | 450 | $1.00K | <0.1% | History |
| NYCAmerican Strategic Investment Co. | COM | 138 | $1.00K | <0.1% | History |
| PLLPiedmont Lithium Inc. | Stock | 14 | $0 | 0.0% | History |
| State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391 | ETF | 28 | $0 | 0.0% | – |
| WDSWoodside Energy Group Ltd | ADR | 38 | $0 | 0.0% | History |
| HIMSHims & Hers Health, Inc. | Stock | 100 | $0 | 0.0% | History |