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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,248
+34 vs. Q3 2023
Portfolio value
$5.80B
+$580.7M (+11.1%) vs. Q3 2023
Filed
Feb 13, 2024
SEC
Holdings of Stephens Inc in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Helix Energy Solutions Grp I42330PAK3NOTE 6.750% 2/166,000$106.1K<0.1%+24,000+57.1%Added–
MRCCMonroe Capital CorpCOM16,263$114.9K<0.1%+716+4.6%AddedHistory
Pioneer Nat Res Co723787AP2NOTE 0.250% 5/149,000$119.1K<0.1%+18,000+58.1%Added–
SLABSilicon Laboratories Inc.Stock913$120.8K<0.1%+324+55.0%AddedHistory
BBDCBarings BDC, Inc.COM14,114$121.1K<0.1%+1,217+9.4%AddedHistory
DHDefinitive Healthcare Corp.CLASS A COM12,280$122.1K<0.1%+1,650+15.5%AddedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER15,375$124.2K<0.1%00.0%UnchangedHistory
MODNModel N, Inc.COM4,679$126.0K<0.1%−7,501−61.6%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM14,466$127.0K<0.1%+14,466NewHistory
Palo Alto Networks Inc697435AF2NOTE 0.375% 6/043,000$127.4K<0.1%+17,000+65.4%Added–
ONTOOnto Innovation Inc.COM840$128.4K<0.1%+77+10.1%AddedHistory
GELGenesis Energy LPUNIT LTD PARTN11,228$130.0K<0.1%+19+0.2%AddedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS12,680$132.4K<0.1%+25+0.2%AddedHistory
LSCCLattice Semiconductor CorpCOM1,921$132.5K<0.1%+962+100.3%AddedHistory
SABASaba Capital Income & Opportunities Fund IICOM35,036$132.8K<0.1%−66,729−65.6%ReducedHistory
NMFCNew Mountain Finance CorpCOM10,500$133.6K<0.1%00.0%UnchangedHistory
PSECProspect Capital CorpCOM22,417$134.3K<0.1%+1,000+4.7%AddedHistory
DRSLeonardo DRS, Inc.Stock6,722$134.7K<0.1%−333−4.7%ReducedHistory
PRPermian Resources CorpCLASS A COM10,000$136.0K<0.1%00.0%UnchangedHistory
BCPCBalchem CorpCOM926$137.7K<0.1%−121−11.6%ReducedHistory
BRBRBellring Brands, Inc.Stock2,535$140.5K<0.1%00.0%UnchangedHistory
BOXBox IncCL A5,595$143.3K<0.1%−596−9.6%ReducedHistory
KRNTKornit Digital Ltd.SHS7,513$143.9K<0.1%−66,627−89.9%ReducedHistory
DECKDeckers Outdoor CorpCOM218$145.7K<0.1%−18−7.6%ReducedHistory
BCSBarclays PLCADR18,527$146.0K<0.1%+3,499+23.3%AddedHistory
PZZAPapa Johns International IncStock1,989$151.6K<0.1%00.0%UnchangedHistory
CELHCelsius Holdings, Inc.COM NEW2,808$153.1K<0.1%−9,045−76.3%ReducedConverted for a 3-for-1 splitHistory
HSICHenry Schein IncCOM2,051$155.3K<0.1%−224−9.8%ReducedHistory
UNITUniti Group Inc.COM27,416$158.5K<0.1%−3,332−10.8%ReducedHistory
FIPFTAI Infrastructure Inc.COMMON STOCK41,125$160.0K<0.1%+8,641+26.6%AddedHistory
STEWSRH Total Return Fund, Inc.COM11,583$160.7K<0.1%00.0%UnchangedHistory
COTYCoty Inc.COM CL A13,363$166.0K<0.1%−55−0.4%ReducedHistory
NEONeogenomics IncCOM NEW10,358$167.6K<0.1%−75−0.7%ReducedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD12,757$169.7K<0.1%−281−2.2%Reduced–
Invesco Exchange Traded FD T46137V621FINL PFD ETF11,653$169.9K<0.1%−5,063−30.3%Reduced–
Cyberark Software LtdM2682V108SHS780$170.9K<0.1%00.0%Unchanged–
USALiberty All Star Equity FundSH BEN INT26,785$170.9K<0.1%00.0%UnchangedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD24,696$171.6K<0.1%+1,373+5.9%AddedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A10,787$172.0K<0.1%+88+0.8%AddedHistory
HQLabrdn Life Sciences InvestorsSH BEN INT12,836$172.8K<0.1%+1,288+11.2%AddedHistory
Advisorshares Tr00768Y453PURE US CANN ETF24,800$173.8K<0.1%−1,000−3.9%Reduced–
AVAVAeroVironment IncCOM1,400$176.5K<0.1%−86−5.8%ReducedHistory
RMAXRE/MAX Holdings, Inc.CL A13,298$177.3K<0.1%−62−0.5%ReducedHistory
CONNConns IncCOM40,763$181.0K<0.1%−5,150−11.2%ReducedHistory
FIVNFive9, Inc.COM2,311$181.9K<0.1%−542−19.0%ReducedHistory
iShares Global Clean Energy ETF464288224ETF11,707$182.3K<0.1%+513+4.6%Added–
CCUUnited Breweries Co IncSPONSORED ADR14,620$183.3K<0.1%+793+5.7%AddedHistory
GMEDGlobus Medical IncStock3,445$183.6K<0.1%−463−11.8%ReducedHistory
WUWestern Union COStock15,440$184.0K<0.1%−255−1.6%ReducedHistory
UECUranium Energy CorpCOM29,385$188.1K<0.1%+29,385NewHistory
BGTBlackRock Floating Rate Income TrustCOM15,290$189.3K<0.1%−805−5.0%ReducedHistory
TEITempleton Emerging Markets Income FundCOM37,175$189.6K<0.1%+263+0.7%AddedHistory
DBRGDigitalBridge Group, Inc.CL A NEW10,998$192.9K<0.1%−1,906−14.8%ReducedHistory
Global X FDS37954Y483NASDAQ 100 COVER11,155$193.4K<0.1%−3,665−24.7%Reduced–
HOLXHologic IncCOM2,715$194.0K<0.1%−719−20.9%ReducedHistory
VZIOVizio Holding Corp.CL A COM25,233$194.3K<0.1%−37,091−59.5%ReducedHistory
SNAPSnap IncStock11,500$194.7K<0.1%00.0%UnchangedHistory
FTITechnipFMC plcCOM9,713$195.6K<0.1%−2,540−20.7%ReducedHistory
RUNSunrun Inc.COM10,054$197.4K<0.1%−2,338−18.9%ReducedHistory
NUWNuveen AMT-Free Municipal Value FundCOM14,500$197.6K<0.1%+14,500NewHistory
HNVRHanover Bancorp, Inc.COM NEW11,260$198.6K<0.1%−979−8.0%ReducedHistory
NIMNuveen Select Maturities Municipal FundSH BEN INT22,700$200.2K<0.1%+6,000+35.9%AddedHistory
NICENICE Ltd.SPONSORED ADR1,004$200.3K<0.1%−2,314−69.7%ReducedHistory
ATOAtmos Energy CorpCOM1,733$200.9K<0.1%+1,733NewHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF6,872$200.9K<0.1%+6,872New–
CWHCamping World Holdings, Inc.CL A7,659$201.1K<0.1%+7,659NewHistory
MTNVail Resorts IncCOM949$202.6K<0.1%+949NewHistory
LYGLloyds Banking Group plcSPONSORED ADR84,839$202.8K<0.1%+3,840+4.7%AddedHistory
WOLFWolfspeed, Inc.Stock4,668$203.1K<0.1%+4,668NewHistory
RTORentokil Initial PLCSPONSORED ADR7,122$203.8K<0.1%−194−2.7%ReducedHistory
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC2,435$204.0K<0.1%+2,435New–
DOLEDole plcORD SHS16,695$205.2K<0.1%−871−5.0%ReducedHistory
CMGChipotle Mexican Grill IncCOM90$205.8K<0.1%+90NewHistory
DBPInvesco DB Precious Metals FundPRECIOUS METAL4,125$206.0K<0.1%+4,125NewHistory
BLDQXO Insulation, LLCStock552$206.6K<0.1%+552NewHistory
Innovator ETFs Trust45782C474US SML CP PWR B6,030$206.9K<0.1%−600−9.0%Reduced–
Invesco Exch TRD SLF Idx FD46138J429BULETSHS 2031 CP12,618$207.1K<0.1%+12,618New–
FBINFortune Brands Innovations, Inc.COM2,724$207.4K<0.1%+2,724NewHistory
LNCLincoln National CorpCOM7,702$207.7K<0.1%+7,702NewHistory
STAAStaar Surgical CoCOM PAR $0.016,661$207.9K<0.1%+300+4.7%AddedHistory
EXELExelixis, Inc.COM8,692$208.5K<0.1%−375−4.1%ReducedHistory
NVTnVent Electric plcSHS3,532$208.7K<0.1%−250−6.6%ReducedHistory
SBACSba Communications CorpCL A823$208.8K<0.1%+823NewHistory
CVCOCavco Industries, Inc.COM606$210.1K<0.1%+606NewHistory
OKTAOkta, Inc.CL A2,327$210.7K<0.1%−165−6.6%ReducedHistory
DCIDonaldson Co IncStock3,227$210.9K<0.1%+3,227NewHistory
ETF Managers Tr26924G201PRIME CYBR SCRTY3,491$210.9K<0.1%+3,491New–
DOCUDocuSign, Inc.Stock3,569$212.2K<0.1%+3,569NewHistory
BBYBest Buy Co IncStock2,713$212.4K<0.1%+2,713NewHistory
ELFe.l.f. Beauty, Inc.COM1,474$212.8K<0.1%+1,474NewHistory
NNNNNN REIT, Inc.REIT4,940$212.9K<0.1%+4,940NewHistory
SWNSouthwestern Energy CoCOM32,534$213.1K<0.1%−1,243−3.7%ReducedHistory
SMGScotts Miracle-Gro CoStock3,352$213.7K<0.1%+3,352NewHistory
UFPIUfp Industries IncCOM1,709$214.6K<0.1%−14,610−89.5%ReducedHistory
LADLithia Motors IncCOM656$216.0K<0.1%+656NewHistory
MTZMastec IncCOM2,854$216.1K<0.1%00.0%UnchangedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF4,217$216.1K<0.1%+4,217New–
THQabrdn Healthcare Opportunities FundSHS11,948$216.4K<0.1%+11,948NewHistory
PHMPultegroup IncCOM2,098$216.6K<0.1%+2,098NewHistory
CGNTCognyte Software Ltd.ORD SHS33,925$218.1K<0.1%+1,950+6.1%AddedHistory

Sold out since Q3 2023 (68)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Stephens Inc sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB514,109$10.9M0.2%–
GLBEGlobal-E Online Ltd.SHS268,625$10.7M0.2%History
MTWManitowoc Co IncCOM NEW503,455$7.58M0.1%History
Innovator ETFs Trust45782C680US EQTY PWR BF235,485$7.31M0.1%–
THTarget Hospitality Corp.COM417,673$6.63M0.1%History
SMCISuper Micro Computer, Inc.COM10,643$2.92M0.1%History
DKSDick's Sporting Goods, Inc.Stock24,062$2.61M0.1%History
Innovator ETFs Trust45782C342US SML CP PWR ET90,900$2.43M<0.1%–
ROCKGibraltar Industries, Inc.COM26,734$1.80M<0.1%History
ACLSAxcelis Technologies IncStock10,693$1.74M<0.1%History
KAIKadant IncCOM6,711$1.51M<0.1%History
ABGAsbury Automotive Group IncCOM6,478$1.49M<0.1%History
ATVIActivision Blizzard, Inc.COM12,399$1.16M<0.1%History
VMWVmware LLCCL A COM6,269$1.04M<0.1%History
iShares Tr464287812US CONSM STAPLES4,022$750.2K<0.1%–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN8,425$672.3K<0.1%–
iShares Tr464287796U.S. ENERGY ETF13,327$632.1K<0.1%–
Accretion Acquisition Corp00438Y206UNIT 03/01/202856,000$589.1K<0.1%–
NDMONuveen Dynamic Municipal Opportunities FundCOM SHS58,130$570.3K<0.1%History
TREELendingTree, Inc.COM31,438$487.3K<0.1%History
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI18,490$463.0K<0.1%–
Black Mountain Acq Corp09216A207UNIT 99/99/999942,000$450.2K<0.1%–
VMIValmont Industries IncCOM1,812$435.3K<0.1%History
KWRQuaker Chemical CorpCOM2,576$412.2K<0.1%History
iShares Tr464288513IBOXX HI YD ETF4,984$367.4K<0.1%–
Vanguard Long-Term Treasury ETF92206C847ETF6,100$338.6K<0.1%–
iShares Tr46429B7470-5 YR TIPS ETF3,402$329.7K<0.1%–
iShares Tr46435U713US INFRASTRUC8,954$327.6K<0.1%–
FRFirst Industrial Realty Trust IncCOM6,637$315.8K<0.1%History
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY12,829$301.5K<0.1%–
NOANorth American Construction Group Ltd.COM13,165$285.9K<0.1%History
CBRLCracker Barrel Old Country Store, IncCOM4,151$278.9K<0.1%History
KTBKontoor Brands, Inc.Stock6,236$273.8K<0.1%History
EXEExpand Energy CorpCOM2,753$237.4K<0.1%History
TTITetra Technologies IncCOM37,161$237.1K<0.1%History
CIENCiena CorpCOM NEW4,950$233.9K<0.1%History
WRKWestRock CoCOM6,382$228.5K<0.1%History
ENPHEnphase Energy, Inc.Stock1,882$226.1K<0.1%History
OGNOrganon & Co.Stock12,711$220.7K<0.1%History
AEHRAehr Test SystemsCOM4,821$220.3K<0.1%History
LADRLadder Capital CorpCL A21,365$219.2K<0.1%History
iShares Tr464288182MSCI AC ASIA ETF3,410$216.5K<0.1%–
HRBH&R Block IncCOM5,000$215.3K<0.1%History
CNHCNH Industrial N.V.SHS17,031$206.1K<0.1%History
iShares Tr46434V4070-5YR HI YL CP5,001$205.2K<0.1%–
FMCFMC CorpCOM NEW3,042$203.7K<0.1%History
OCOwens CorningStock1,493$203.7K<0.1%History
DARDarling Ingredients Inc.COM3,874$202.2K<0.1%History
iShares Tr464288307MRGSTR MD CP GRW3,507$200.4K<0.1%–
SDCSmileDirectClub, Inc.CL A COM401,172$166.5K<0.1%History
OMCLOmnicell, Inc.COM3,643$164.1K<0.1%History
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR16,436$161.9K<0.1%History
INSGInseego Corp.COM250,000$105.0K<0.1%History
RNGRingCentral, Inc.CL A2,903$86.0K<0.1%History
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM12,059$85.9K<0.1%History
TDFTempleton Dragon Fund IncCOM10,010$85.5K<0.1%History
DISHDISH Network CORPCL A13,659$80.0K<0.1%History
LAWCS Disco, Inc.COM10,300$68.4K<0.1%History
EQT Corp26884LAK5NOTE 1.750% 5/022,000$61.1K<0.1%–
FOXFFox Factory Holding CorpCOM540$53.5K<0.1%History
INFNInfinera CorpCOM10,075$42.1K<0.1%History
FNDFloor & Decor Holdings, Inc.CL A344$31.1K<0.1%History
Liberty Media Corp Del531229AB8NOTE 1.375%10/126,000$28.6K<0.1%–
Navios Maritime Holdings Inc.Y62197119COM13,998$28.0K<0.1%–
Spirit Airls Inc848577AB8NOTE 1.000% 5/126,000$21.6K<0.1%–
QBTSD-Wave Quantum Inc.Stock15,000$14.5K<0.1%History
AVOMission Produce, Inc.COM1,000$9.68K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A10,144$6.15K<0.1%History