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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,214
−13 vs. Q2 2023
Portfolio value
$5.22B
−$341.9M (−6.2%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Stephens Inc in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMHAmerican Homes 4 RentCL A11,452$385.8K<0.1%+435+3.9%AddedHistory
CEGConstellation Energy CorpStock3,556$387.9K<0.1%−1,221−25.6%ReducedHistory
SPDR Ser Tr78468R689S&P KENSHO SMART12,592$388.8K<0.1%−1,048−7.7%Reduced–
EGPEastgroup Properties IncCOM2,341$389.8K<0.1%−1,184−33.6%ReducedHistory
GPNGlobal Payments IncStock3,393$391.6K<0.1%−253−6.9%ReducedHistory
BTZBlackRock Credit Allocation Income TrustCOM40,560$392.6K<0.1%−8,100−16.6%ReducedHistory
SABASaba Capital Income & Opportunities Fund IICOM101,765$392.8K<0.1%−4,649−4.4%ReducedHistory
HEI.AHeico CorpCL A3,046$393.6K<0.1%−53−1.7%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF5,457$396.8K<0.1%+997+22.4%Added–
Invesco Exch TRD SLF Idx FD46138J577BULETSHS 202922,665$397.2K<0.1%+6,715+42.1%Added–
EWBCEast West Bancorp IncCOM7,599$400.5K<0.1%−778−9.3%ReducedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN13,490$400.6K<0.1%−20.0%ReducedHistory
iShares Tr464287341GLOBAL ENERG ETF9,800$404.3K<0.1%00.0%Unchanged–
ASAASA Gold & Precious Metals LtdSHS30,336$404.4K<0.1%+1,690+5.9%AddedHistory
OHIOmega Healthcare Investors IncCOM12,274$407.0K<0.1%−801−6.1%ReducedHistory
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL10,432$409.2K<0.1%−42,982−80.5%Reduced–
KWRQuaker Chemical CorpCOM2,576$412.2K<0.1%+2,576NewHistory
WESTWestrock Coffee CoCOM46,532$412.3K<0.1%+8,890+23.6%AddedHistory
State Street SPDR S&P Semiconductor ETF78464A862ETF2,118$415.1K<0.1%−8,399−79.9%Reduced–
EQTEQT CorpStock10,232$415.2K<0.1%−473−4.4%ReducedHistory
DFSDiscover Financial ServicesCOM4,795$415.4K<0.1%+264+5.8%AddedHistory
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM12,958$415.6K<0.1%+18+0.1%AddedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM50,600$420.0K<0.1%+4,850+10.6%AddedHistory
CINFCincinnati Financial CorpCOM4,113$420.7K<0.1%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY18,716$420.7K<0.1%+3,153+20.3%Added–
First Tr Exchng Traded FD VI33740U653FT VEST US EQT14,299$421.1K<0.1%+14,299New–
ODFLOld Dominion Freight Line, Inc.COM1,036$423.8K<0.1%−77−6.9%ReducedHistory
EIXEdison InternationalStock6,724$425.6K<0.1%+547+8.9%AddedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF7,099$425.9K<0.1%+336+5.0%Added–
AGNCAGNC Investment Corp.REIT45,318$427.8K<0.1%+352+0.8%AddedHistory
VICIVici Properties Inc.COM14,732$428.7K<0.1%−380−2.5%ReducedHistory
MGMMGM Resorts InternationalStock11,684$429.5K<0.1%−12,522−51.7%ReducedHistory
Global X FDS37954Y293GLB X MLP ENRG I10,145$430.0K<0.1%00.0%Unchanged–
iShares Tr464287754US INDUSTRIALS4,310$434.8K<0.1%00.0%Unchanged–
MGPIMGP Ingredients IncCOM4,124$435.0K<0.1%+1,883+84.0%AddedHistory
VMIValmont Industries IncCOM1,812$435.3K<0.1%+1,114+159.6%AddedHistory
CERSCerus CorpCOM269,778$437.0K<0.1%+12,839+5.0%AddedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS7,588$437.1K<0.1%+892+13.3%Added–
VanEck Vectors ETF Tr92189F593MORNINGSTAR INTL14,685$438.1K<0.1%−306−2.0%Reduced–
FFWMFirst Foundation Inc.COM72,693$442.0K<0.1%+35,091+93.3%AddedHistory
ALBAlbemarle CorpStock2,607$443.3K<0.1%+183+7.5%AddedHistory
First Tr Exchange-Traded Alp33734Y109COM SHS5,500$443.6K<0.1%00.0%Unchanged–
AAPAdvance Auto Parts IncCOM7,951$444.7K<0.1%+2,751+52.9%AddedHistory
FMXMexican Economic Development IncSPON ADR UNITS4,082$445.6K<0.1%−380−8.5%ReducedHistory
iShares Tr464288612INTRM GOV CR ETF4,438$449.7K<0.1%−20−0.4%Reduced–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR31,425$450.0K<0.1%00.0%UnchangedHistory
Black Mountain Acq Corp09216A207UNIT 99/99/999942,000$450.2K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT14,960$451.0K<0.1%00.0%UnchangedConverted for a 5-for-1 split–
FTAIFTAI Aviation Ltd.SHS12,706$451.7K<0.1%−950−7.0%ReducedHistory
iShares U.S. Medical Devices ETF464288810ETF9,413$456.5K<0.1%−25,616−73.1%Reduced–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH3,130$458.1K<0.1%−200−6.0%Reduced–
SWKStanley Black & Decker, Inc.COM5,499$459.6K<0.1%−219−3.8%ReducedHistory
CPCanadian Pacific Kansas City LtdCOM6,195$461.0K<0.1%+1,097+21.5%AddedHistory
HQHabrdn Healthcare InvestorsSH BEN INT29,685$461.6K<0.1%+3,481+13.3%AddedHistory
HPHelmerich & Payne, Inc.COM10,968$462.4K<0.1%−189−1.7%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI18,490$463.0K<0.1%+50.0%Added–
ZGZillow Group, Inc.CL A10,365$464.2K<0.1%+10,365NewHistory
NEOGNeogen CorpCOM25,144$466.2K<0.1%−274−1.1%ReducedHistory
JNPRJuniper Networks IncCOM16,813$467.2K<0.1%+6,689+66.1%AddedHistory
Direxion Shs ETF Tr25460E307AUSPCE CMD STG15,831$470.0K<0.1%+4,341+37.8%Added–
Legg Mason ETF Invt Tr524682101CLRBRG GWT ETF11,547$470.1K<0.1%−166−1.4%Reduced–
Legg Mason ETF Invt52468L406FRANKLIN US LOW13,915$471.4K<0.1%+740+5.6%Added–
SUSuncor Energy IncStock13,727$471.9K<0.1%+529+4.0%AddedHistory
MRVLMarvell Technology, Inc.COM8,720$472.0K<0.1%−974−10.0%ReducedHistory
OTISOtis Worldwide CorpStock5,898$473.7K<0.1%−92−1.5%ReducedHistory
STELStellar Bancorp, Inc.COM22,230$473.9K<0.1%−349−1.5%ReducedHistory
iShares Tr464287515EXPANDED TECH1,389$474.0K<0.1%−110−7.3%Reduced–
Vanguard Financials ETF92204A405ETF5,915$475.1K<0.1%−1,194−16.8%Reduced–
MAAMid America Apartment Communities Inc.COM3,694$475.2K<0.1%+49+1.3%AddedHistory
GGenpact LTDSHS13,160$476.4K<0.1%+7,470+131.3%AddedHistory
LYVLive Nation Entertainment, Inc.COM5,750$477.5K<0.1%−452−7.3%ReducedHistory
EGEverest Group, Ltd.COM1,288$478.7K<0.1%+358+38.5%AddedHistory
SPGSimon Property Group Inc.REIT4,434$479.1K<0.1%−245−5.2%ReducedHistory
VEEVVeeva Systems IncStock2,357$479.5K<0.1%−161−6.4%ReducedHistory
INGRIngredion IncCOM4,881$480.3K<0.1%+24+0.5%AddedHistory
Vanguard S&P 500 Value ETF921932703ETF3,241$481.9K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI28,185$482.0K<0.1%+2,402+9.3%Added–
CMCOColumbus McKinnon CorpCOM13,815$482.3K<0.1%+13,815NewHistory
GLGlobe Life Inc.COM4,436$482.3K<0.1%−7−0.2%ReducedHistory
BKRBaker Hughes CoCL A13,734$485.1K<0.1%−31−0.2%ReducedHistory
TREELendingTree, Inc.COM31,438$487.3K<0.1%+31,438NewHistory
First Tr Exchng Traded FD VI33740F433FT VEST U.S EQT16,495$488.7K<0.1%+16,495New–
AERAerCap Holdings N.V.SHS7,848$491.8K<0.1%00.0%UnchangedHistory
WBSWebster Financial CorpCOM12,250$493.8K<0.1%−317−2.5%ReducedHistory
VanEck ETF Trust92189F411BDC INCOME ETF30,815$494.0K<0.1%00.0%Unchanged–
HMCHonda Motor Co LtdADR ECH CNV IN 314,689$494.1K<0.1%−360−2.4%ReducedHistory
First Tr Exchange-Traded FD33734X150INDLS PROD DUR8,649$496.7K<0.1%00.0%Unchanged–
RJFRaymond James Financial IncCOM4,952$497.3K<0.1%−38−0.8%ReducedHistory
BVSBioventus Inc.COM CL A151,475$499.9K<0.1%−121,121−44.4%ReducedHistory
ACGLArch Capital Group Ltd.Stock6,274$500.1K<0.1%+6,274NewHistory
TECHBIO-TECHNE CorpCOM7,365$501.3K<0.1%−124−1.7%ReducedHistory
SNOWSnowflake Inc.Stock3,288$502.3K<0.1%−452−12.1%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2826,028$504.0K<0.1%+6,110+30.7%Added–
EXCExelon CorpStock13,351$504.5K<0.1%−388−2.8%ReducedHistory
CBSHCommerce Bancshares IncStock10,554$506.4K<0.1%−1,074−9.2%ReducedHistory
FANGDiamondback Energy, Inc.Stock3,270$506.4K<0.1%−280−7.9%ReducedHistory
ONBOld National BancorpStock34,922$507.8K<0.1%−659−1.9%ReducedHistory
CLXClorox CoStock3,910$512.4K<0.1%−90−2.3%ReducedHistory
KRPKimbell Royalty Partners, LPUNIT32,145$514.3K<0.1%+2,237+7.5%AddedHistory
AKYAAkoya Biosciences, Inc.COM110,627$514.4K<0.1%−13,299−10.7%ReducedHistory

Sold out since Q2 2023 (88)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Stephens Inc sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
RHIRobert Half Inc.COM54,044$4.07M0.1%History
BKIBlack Knight, Inc.COM60,363$3.61M0.1%History
Schwab US Tips ETF808524870ETF59,089$3.10M0.1%–
BLDRBuilders FirstSource, Inc.Stock21,356$2.90M0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP37,653$2.35M<0.1%History
OPRAOpera LtdSPONSORED ADS95,878$1.91M<0.1%History
DOCUDocuSign, Inc.Stock34,300$1.75M<0.1%History
SYMSymbotic Inc.Stock38,841$1.66M<0.1%History
SPDR Ser Tr78464A532S&P TRANSN ETF14,954$1.25M<0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF58,090$1.21M<0.1%–
VanEck Digital Native Economy ETF92189F882ETF26,706$1.19M<0.1%–
VCYTVeracyte, Inc.COM37,577$957.1K<0.1%History
First Tr Exchange Traded FD33738R704RBA INDL ETF17,552$948.9K<0.1%–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE8,897$935.3K<0.1%–
HXLHexcel CorpCOM10,891$827.9K<0.1%History
iShares Tr46434VAX8IBONDS DEC23 ETF29,855$755.0K<0.1%–
FLNGFlex LNG Ltd.SHS22,078$674.1K<0.1%History
iShares Tr46434V787YLD OPTIM BD30,095$660.3K<0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF25,812$635.5K<0.1%–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF25,290$616.6K<0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF23,196$531.2K<0.1%–
SOVOSovos Brands, Inc.COM25,289$494.7K<0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX10,215$484.4K<0.1%–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF16,881$428.3K<0.1%–
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF6,200$424.2K<0.1%–
iShares Tr46435U796SYSTEMATIC BD ET4,995$420.1K<0.1%–
DSEYDiversey Holdings, Ltd.ORD SHS49,150$412.4K<0.1%History
NXGNNextgen Healthcare, Inc.COM24,332$394.7K<0.1%History
WOLFWolfspeed, Inc.Stock6,687$371.7K<0.1%History
WEAVWeave Communications, Inc.Stock27,953$310.6K<0.1%History
EEFTEuronet Worldwide, Inc.COM2,622$307.7K<0.1%History
NATINational Instruments CorpCOM5,266$302.3K<0.1%History
GENIGenius Sports LtdSHARES CL A48,454$299.9K<0.1%History
INTTIntest CorpCOM11,300$296.7K<0.1%History
TCMDTactile Systems Technology IncCOM11,832$295.0K<0.1%History
ETNB89bio, Inc.COM15,360$291.1K<0.1%History
IASIntegral Ad Science Holding Corp.COM16,017$288.0K<0.1%History
PHRPhreesia, Inc.COM9,248$286.8K<0.1%History
ENVXEnovix CorpCOM15,506$279.7K<0.1%History
SIBNSI-BONE, Inc.COM10,238$276.2K<0.1%History
iShares Tr464288281JPMORGAN USD EMG3,160$273.5K<0.1%–
EQHEquitable Holdings, Inc.COM10,040$272.7K<0.1%History
HEIHeico CorpCOM1,514$267.9K<0.1%History
iShares Core MSCI Eafe ETF46432F842ETF3,931$265.4K<0.1%–
DBPInvesco DB Precious Metals FundPRECIOUS METAL5,284$260.8K<0.1%History
CWHCamping World Holdings, Inc.CL A8,604$259.0K<0.1%History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD9,104$258.4K<0.1%History
KEYKeycorpCOM27,438$253.5K<0.1%History
East Res Acquisition Co274681204UNIT 07/01/202725,000$250.0K<0.1%–
ERIIEnergy Recovery, Inc.COM8,535$238.6K<0.1%History
SBACSba Communications CorpCL A1,025$237.6K<0.1%History
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF9,595$235.1K<0.1%–
Pacer FDS Tr69374H741DATA AND INFRAST7,974$232.8K<0.1%–
CPTCamden Property TrustREIT2,128$231.7K<0.1%History
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR3,334$228.2K<0.1%–
DOCSDoximity, Inc.CL A6,679$227.2K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF4,388$225.3K<0.1%–
VanEck Semiconductor ETF92189F676ETF1,470$223.8K<0.1%–
ETSYEtsy IncCOM2,631$222.6K<0.1%History
LADLithia Motors IncCOM727$221.1K<0.1%History
FWRDForward Air CorpCOM2,059$218.5K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF2,088$217.2K<0.1%–
iShares Tr464287580US CONSUM DISCRE2,994$213.1K<0.1%–
TDCTeradata CorpStock3,966$211.8K<0.1%History
iShares Tr464287838U.S. BAS MTL ETF1,573$209.3K<0.1%–
FBINFortune Brands Innovations, Inc.COM2,893$208.2K<0.1%History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH2,088$207.0K<0.1%–
AOSSmith A O CorpCOM2,829$205.9K<0.1%History
Vanguard Industrials ETF92204A603ETF998$205.1K<0.1%–
iShares Core S&P US Value ETF464287663ETF2,621$205.1K<0.1%–
LWLamb Weston Holdings, Inc.Stock1,784$205.1K<0.1%History
SMGScotts Miracle-Gro CoStock3,268$204.9K<0.1%History
Pacer Trendpilot US Bond ETF69374H642ETF10,210$204.1K<0.1%–
CBRECbre Group, Inc.CL A2,509$202.5K<0.1%History
ADCAgree Realty CorpCOM3,094$202.3K<0.1%History
DCIDonaldson Co IncStock3,227$201.7K<0.1%History
Victory Portfolios II92647N824VCSHS US EQ INCM3,502$201.7K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER5,335$200.9K<0.1%–
GERNGeron CorpCOM55,000$176.6K<0.1%History
ESRTEmpire State Realty Trust, Inc.CL A21,135$158.3K<0.1%History
Farfetch Ltd30744W107ORD SH CL A19,847$119.9K<0.1%–
NUVANuvasive IncCOM2,534$105.4K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM12,032$98.9K<0.1%History
SOUNSoundhound AI, Inc.CLASS A COM12,172$55.4K<0.1%History
CONMED Corp207410AF8NOTE 2.625% 2/034,000$52.3K<0.1%–
SYNHSyneos Health, Inc.CL A1,046$44.1K<0.1%History
Snap Inc83304AAB2NOTE 0.750% 8/017,000$15.7K<0.1%–
IBPInstalled Building Products, Inc.COM8$1.12K<0.1%History