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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,214
−13 vs. Q2 2023
Portfolio value
$5.22B
−$341.9M (−6.2%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Stephens Inc in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
J P Morgan Exchange Traded F46654Q609ACTIVE GROWTH5,335$287.5K<0.1%+1,115+26.4%Added–
LNGCheniere Energy, Inc.COM NEW1,750$290.4K<0.1%−130−6.9%ReducedHistory
First Tr Exchng Traded FD VI33740F698FT VEST US EQT8,585$291.6K<0.1%+8,585New–
ROADConstruction Partners, Inc.COM CL A8,000$292.5K<0.1%00.0%UnchangedHistory
NUVNuveen Municipal Value Fund IncCOM35,759$295.4K<0.1%+500+1.4%AddedHistory
RACEFerrari N.V.COM1,000$295.5K<0.1%00.0%UnchangedHistory
CCJCameco CorpStock7,471$296.1K<0.1%−2,025−21.3%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF6,229$296.5K<0.1%−665−9.6%Reduced–
MODNModel N, Inc.COM12,180$297.3K<0.1%+8,973+279.8%AddedHistory
HQYHealthequity, Inc.COM4,078$297.9K<0.1%−133−3.2%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY12,829$301.5K<0.1%+122+1.0%Added–
CHDNChurchill Downs IncCOM2,600$301.7K<0.1%00.0%UnchangedHistory
MKLMarkel Group Inc.COM205$301.9K<0.1%−6−2.8%ReducedHistory
WHDCactus, Inc.CL A6,020$302.3K<0.1%00.0%UnchangedHistory
PDIPIMCO Dynamic Income FundSHS17,505$302.5K<0.1%+68+0.4%AddedHistory
HUBBHubbell IncCOM965$302.6K<0.1%+965NewHistory
CFRCullen/Frost Bankers, Inc.COM3,335$304.2K<0.1%−592−15.1%ReducedHistory
AZPNAspen Technology, Inc.COM1,494$305.2K<0.1%−20−1.3%ReducedHistory
KRGKite Realty Group TrustCOM NEW14,303$306.4K<0.1%−1,412−9.0%ReducedHistory
CFGCitizens Financial Group IncCOM11,541$309.3K<0.1%−1,326−10.3%ReducedHistory
SPDR Series Trust78468R556SP O&G EXPL PRO2,102$310.9K<0.1%00.0%Unchanged–
BCXBlackRock Resources & Commodities Strategy TrustSHS33,948$312.7K<0.1%−1,592−4.5%ReducedHistory
ARLOArlo Technologies, Inc.COM30,357$312.7K<0.1%−1,277−4.0%ReducedHistory
EVVEaton Vance Ltd Duration Income FundCOM34,765$314.3K<0.1%+2,325+7.2%AddedHistory
ALLYAlly Financial Inc.Stock11,781$314.3K<0.1%−2,784−19.1%ReducedHistory
MMSMaximus, Inc.COM4,228$315.7K<0.1%−74−1.7%ReducedHistory
FRFirst Industrial Realty Trust IncCOM6,637$315.8K<0.1%−3,252−32.9%ReducedHistory
IPGPIpg Photonics CorpCOM3,112$316.0K<0.1%−562−15.3%ReducedHistory
PNFPPinnacle Financial Partners, Inc.COM4,716$316.1K<0.1%−2,943−38.4%ReducedHistory
CRCrane CoCOMMON STOCK3,562$316.5K<0.1%+488+15.9%AddedHistory
CMICummins IncStock1,412$322.5K<0.1%−112−7.3%ReducedHistory
NHINational Health Investors IncCOM6,337$325.4K<0.1%+53+0.8%AddedHistory
WTWWillis Towers Watson PLCSHS1,558$325.6K<0.1%+11+0.7%AddedHistory
New York Life Investments Et45409B107HEDGE MULTI STRA10,847$325.7K<0.1%00.0%Unchanged–
LHLabcorp Holdings Inc.COM NEW1,626$326.9K<0.1%+15+0.9%AddedHistory
PCRXPacira BioSciences, Inc.COM10,658$327.0K<0.1%−52−0.5%ReducedHistory
iShares Tr46435U713US INFRASTRUC8,954$327.6K<0.1%+289+3.3%Added–
GPKGraphic Packaging Holding CoCOM14,751$328.7K<0.1%+59+0.4%AddedHistory
iShares Tr46429B7470-5 YR TIPS ETF3,402$329.7K<0.1%−61,507−94.8%Reduced–
SONYSony Group CorpSPONSORED ADR4,003$329.9K<0.1%−56−1.4%ReducedHistory
MDBMongoDB, Inc.CL A954$329.9K<0.1%+135+16.5%AddedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,987$330.0K<0.1%−1,189−28.5%Reduced–
GRMNGarmin LtdSHS3,155$331.9K<0.1%00.0%UnchangedHistory
SPSCSPS Commerce IncCOM1,963$334.9K<0.1%−56−2.8%ReducedHistory
GHIGreystone Housing Impact Investors LPBEN UNIT CTF21,731$335.7K<0.1%−900−4.0%ReducedHistory
VZIOVizio Holding Corp.CL A COM62,324$337.2K<0.1%+561+0.9%AddedHistory
AMCRAmcor plcORD36,877$337.8K<0.1%−19,456−34.5%ReducedHistory
VRRMVerra Mobility CorpCL A COM STK18,102$338.5K<0.1%+18,102NewHistory
Vanguard Long-Term Treasury ETF92206C847ETF6,100$338.6K<0.1%00.0%Unchanged–
IONSIonis Pharmaceuticals IncCOM7,485$339.5K<0.1%−21−0.3%ReducedHistory
TMToyota Motor CorpADS1,902$341.8K<0.1%+22+1.2%AddedHistory
EAElectronic Arts Inc.COM2,844$342.4K<0.1%−270−8.7%ReducedHistory
RBARB Global Inc.COM5,488$343.0K<0.1%−3,398−38.2%ReducedHistory
QLYSQualys, Inc.COM2,249$343.1K<0.1%−2−0.1%ReducedHistory
PCHPotlatchdeltic CorpCOM7,576$343.9K<0.1%+117+1.6%AddedHistory
TREXTrex Co IncCOM5,581$344.0K<0.1%−83−1.5%ReducedHistory
Victory Portfolios II92647N667VICSHS DV AC ETF8,007$347.6K<0.1%+28+0.4%Added–
GHGuardant Health, Inc.COM11,746$348.2K<0.1%+2,746+30.5%AddedHistory
GLOBGlobant S.A.COM1,767$349.6K<0.1%−217−10.9%ReducedHistory
MINAberdeen Intermediate Income FundSH BEN INT130,555$349.9K<0.1%−1,000−0.8%ReducedHistory
ANETArista Networks, Inc.COM1,903$350.0K<0.1%+117+6.6%AddedHistory
SITESiteOne Landscape Supply, Inc.COM2,143$350.3K<0.1%+24+1.1%AddedHistory
CPAYCorpay, Inc.COM1,374$350.8K<0.1%−3,452−71.5%ReducedHistory
KKellanovaStock5,906$351.5K<0.1%+406+7.4%AddedHistory
DRIDarden Restaurants IncCOM2,460$352.3K<0.1%−3−0.1%ReducedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF10,515$353.0K<0.1%−449−4.1%Reduced–
iShares Tr464288273EAFE SML CP ETF6,252$353.1K<0.1%−74−1.2%Reduced–
EXPEExpedia Group, Inc.Stock3,450$355.6K<0.1%−50−1.4%ReducedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF3,555$356.0K<0.1%−741−17.2%Reduced–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY15,839$356.1K<0.1%+924+6.2%Added–
FEFirstenergy CorpCOM10,523$359.7K<0.1%−1,029−8.9%ReducedHistory
ORealty Income CorpREIT7,239$361.5K<0.1%−2,575−26.2%ReducedHistory
First Trust Financials Alphadex Fund33734X135ETF9,559$361.6K<0.1%−155−1.6%Reduced–
POWIPower Integrations IncCOM4,739$361.6K<0.1%−70−1.5%ReducedHistory
DTEDte Energy CoCOM3,644$361.8K<0.1%+562+18.2%AddedHistory
Invesco Exch TRD SLF Idx FD46138J635INVSCO BLSH 2616,123$364.9K<0.1%+3,114+23.9%Added–
CRLCharles River Laboratories International, Inc.COM1,863$365.1K<0.1%+32+1.7%AddedHistory
MRNAModerna, Inc.Stock3,536$365.2K<0.1%−20−0.6%ReducedHistory
SNPSSynopsys IncCOM796$365.3K<0.1%−15−1.8%ReducedHistory
ORIOld Republic International CorpCOM13,569$365.5K<0.1%−58−0.4%ReducedHistory
Legg Mason ETF Invt52468L505FRANKLIN INTL LW13,413$365.6K<0.1%+99+0.7%Added–
Vanguard Morningstar Large-Cap ETF922908637ETF1,877$367.2K<0.1%−314−14.3%Reduced–
iShares Tr464288513IBOXX HI YD ETF4,984$367.4K<0.1%−1,127−18.4%Reduced–
CHTRCharter Communications, Inc.CL A836$367.7K<0.1%−478−36.4%ReducedHistory
ACHCAcadia Healthcare Company, Inc.COM5,233$367.9K<0.1%−432−7.6%ReducedHistory
PCGPG&E CorpStock22,823$368.1K<0.1%+1,106+5.1%AddedHistory
AVBAvalonbay Communities IncCOM2,150$369.2K<0.1%−116−5.1%ReducedHistory
iShares Tr464287291GLOBAL TECH ETF6,387$369.4K<0.1%00.0%Unchanged–
DLBDolby Laboratories, Inc.COM CL A4,682$371.1K<0.1%−399−7.9%ReducedHistory
First Tr Exchange Trad FD VI33739H101FST TR GLB FD15,523$372.6K<0.1%−392,246−96.2%Reduced–
HALHalliburton CoStock9,242$374.3K<0.1%−125−1.3%ReducedHistory
iShares Tr464288786U.S. INSRNCE ETF4,109$376.6K<0.1%00.0%Unchanged–
VTRSViatris IncStock38,264$377.3K<0.1%−1,001−2.5%ReducedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF3,745$378.0K<0.1%00.0%Unchanged–
Global X FDS37954Y673US INFR DEV ETF12,459$378.5K<0.1%−2,591−17.2%Reduced–
KEYSKeysight Technologies, Inc.Stock2,872$380.0K<0.1%−1,351−32.0%ReducedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX5,334$381.1K<0.1%00.0%Unchanged–
iShares Tr464288257MSCI ACWI ETF4,131$381.6K<0.1%+424+11.4%Added–
WPMWheaton Precious Metals Corp.COM9,434$382.5K<0.1%−108−1.1%ReducedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT36,562$385.4K<0.1%00.0%UnchangedHistory

Sold out since Q2 2023 (88)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Stephens Inc sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
RHIRobert Half Inc.COM54,044$4.07M0.1%History
BKIBlack Knight, Inc.COM60,363$3.61M0.1%History
Schwab US Tips ETF808524870ETF59,089$3.10M0.1%–
BLDRBuilders FirstSource, Inc.Stock21,356$2.90M0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP37,653$2.35M<0.1%History
OPRAOpera LtdSPONSORED ADS95,878$1.91M<0.1%History
DOCUDocuSign, Inc.Stock34,300$1.75M<0.1%History
SYMSymbotic Inc.Stock38,841$1.66M<0.1%History
SPDR Ser Tr78464A532S&P TRANSN ETF14,954$1.25M<0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF58,090$1.21M<0.1%–
VanEck Digital Native Economy ETF92189F882ETF26,706$1.19M<0.1%–
VCYTVeracyte, Inc.COM37,577$957.1K<0.1%History
First Tr Exchange Traded FD33738R704RBA INDL ETF17,552$948.9K<0.1%–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE8,897$935.3K<0.1%–
HXLHexcel CorpCOM10,891$827.9K<0.1%History
iShares Tr46434VAX8IBONDS DEC23 ETF29,855$755.0K<0.1%–
FLNGFlex LNG Ltd.SHS22,078$674.1K<0.1%History
iShares Tr46434V787YLD OPTIM BD30,095$660.3K<0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF25,812$635.5K<0.1%–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF25,290$616.6K<0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF23,196$531.2K<0.1%–
SOVOSovos Brands, Inc.COM25,289$494.7K<0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX10,215$484.4K<0.1%–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF16,881$428.3K<0.1%–
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF6,200$424.2K<0.1%–
iShares Tr46435U796SYSTEMATIC BD ET4,995$420.1K<0.1%–
DSEYDiversey Holdings, Ltd.ORD SHS49,150$412.4K<0.1%History
NXGNNextgen Healthcare, Inc.COM24,332$394.7K<0.1%History
WOLFWolfspeed, Inc.Stock6,687$371.7K<0.1%History
WEAVWeave Communications, Inc.Stock27,953$310.6K<0.1%History
EEFTEuronet Worldwide, Inc.COM2,622$307.7K<0.1%History
NATINational Instruments CorpCOM5,266$302.3K<0.1%History
GENIGenius Sports LtdSHARES CL A48,454$299.9K<0.1%History
INTTIntest CorpCOM11,300$296.7K<0.1%History
TCMDTactile Systems Technology IncCOM11,832$295.0K<0.1%History
ETNB89bio, Inc.COM15,360$291.1K<0.1%History
IASIntegral Ad Science Holding Corp.COM16,017$288.0K<0.1%History
PHRPhreesia, Inc.COM9,248$286.8K<0.1%History
ENVXEnovix CorpCOM15,506$279.7K<0.1%History
SIBNSI-BONE, Inc.COM10,238$276.2K<0.1%History
iShares Tr464288281JPMORGAN USD EMG3,160$273.5K<0.1%–
EQHEquitable Holdings, Inc.COM10,040$272.7K<0.1%History
HEIHeico CorpCOM1,514$267.9K<0.1%History
iShares Core MSCI Eafe ETF46432F842ETF3,931$265.4K<0.1%–
DBPInvesco DB Precious Metals FundPRECIOUS METAL5,284$260.8K<0.1%History
CWHCamping World Holdings, Inc.CL A8,604$259.0K<0.1%History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD9,104$258.4K<0.1%History
KEYKeycorpCOM27,438$253.5K<0.1%History
East Res Acquisition Co274681204UNIT 07/01/202725,000$250.0K<0.1%–
ERIIEnergy Recovery, Inc.COM8,535$238.6K<0.1%History
SBACSba Communications CorpCL A1,025$237.6K<0.1%History
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF9,595$235.1K<0.1%–
Pacer FDS Tr69374H741DATA AND INFRAST7,974$232.8K<0.1%–
CPTCamden Property TrustREIT2,128$231.7K<0.1%History
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR3,334$228.2K<0.1%–
DOCSDoximity, Inc.CL A6,679$227.2K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF4,388$225.3K<0.1%–
VanEck Semiconductor ETF92189F676ETF1,470$223.8K<0.1%–
ETSYEtsy IncCOM2,631$222.6K<0.1%History
LADLithia Motors IncCOM727$221.1K<0.1%History
FWRDForward Air CorpCOM2,059$218.5K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF2,088$217.2K<0.1%–
iShares Tr464287580US CONSUM DISCRE2,994$213.1K<0.1%–
TDCTeradata CorpStock3,966$211.8K<0.1%History
iShares Tr464287838U.S. BAS MTL ETF1,573$209.3K<0.1%–
FBINFortune Brands Innovations, Inc.COM2,893$208.2K<0.1%History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH2,088$207.0K<0.1%–
AOSSmith A O CorpCOM2,829$205.9K<0.1%History
Vanguard Industrials ETF92204A603ETF998$205.1K<0.1%–
iShares Core S&P US Value ETF464287663ETF2,621$205.1K<0.1%–
LWLamb Weston Holdings, Inc.Stock1,784$205.1K<0.1%History
SMGScotts Miracle-Gro CoStock3,268$204.9K<0.1%History
Pacer Trendpilot US Bond ETF69374H642ETF10,210$204.1K<0.1%–
CBRECbre Group, Inc.CL A2,509$202.5K<0.1%History
ADCAgree Realty CorpCOM3,094$202.3K<0.1%History
DCIDonaldson Co IncStock3,227$201.7K<0.1%History
Victory Portfolios II92647N824VCSHS US EQ INCM3,502$201.7K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER5,335$200.9K<0.1%–
GERNGeron CorpCOM55,000$176.6K<0.1%History
ESRTEmpire State Realty Trust, Inc.CL A21,135$158.3K<0.1%History
Farfetch Ltd30744W107ORD SH CL A19,847$119.9K<0.1%–
NUVANuvasive IncCOM2,534$105.4K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM12,032$98.9K<0.1%History
SOUNSoundhound AI, Inc.CLASS A COM12,172$55.4K<0.1%History
CONMED Corp207410AF8NOTE 2.625% 2/034,000$52.3K<0.1%–
SYNHSyneos Health, Inc.CL A1,046$44.1K<0.1%History
Snap Inc83304AAB2NOTE 0.750% 8/017,000$15.7K<0.1%–
IBPInstalled Building Products, Inc.COM8$1.12K<0.1%History