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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,214
−13 vs. Q2 2023
Portfolio value
$5.22B
−$341.9M (−6.2%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Stephens Inc in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TWOU2U, LLCCOM33,900$83.7K<0.1%−438−1.3%ReducedHistory
DHDefinitive Healthcare Corp.CLASS A COM10,630$84.9K<0.1%+10,630NewHistory
TDFTempleton Dragon Fund IncCOM10,010$85.5K<0.1%−1,758−14.9%ReducedHistory
LNKBLINKBANCORP, Inc.COMMON STOCK12,500$85.6K<0.1%−3,069−19.7%ReducedHistory
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM12,059$85.9K<0.1%+1,600+15.3%AddedHistory
RNGRingCentral, Inc.CL A2,903$86.0K<0.1%−75−2.5%ReducedHistory
AMPYAmplify Energy Corp.COM12,000$88.2K<0.1%00.0%UnchangedHistory
GABGabelli Equity Trust IncCOM18,108$92.9K<0.1%−16,995−48.4%ReducedHistory
ONTOOnto Innovation Inc.COM763$97.3K<0.1%00.0%UnchangedHistory
AZTAAzenta, Inc.COM2,000$100.4K<0.1%+110+5.8%AddedHistory
ZTRVirtus Total Return Fund Inc.COM21,341$102.4K<0.1%+21,341NewHistory
SNAPSnap IncStock11,500$102.5K<0.1%+11,500NewHistory
BRBRBellring Brands, Inc.Stock2,535$104.5K<0.1%−35−1.4%ReducedHistory
FIPFTAI Infrastructure Inc.COMMON STOCK32,484$104.6K<0.1%+4,750+17.1%AddedHistory
INSGInseego Corp.COM250,000$105.0K<0.1%00.0%UnchangedHistory
BBDCBarings BDC, Inc.COM12,897$114.9K<0.1%−549−4.1%ReducedHistory
GELGenesis Energy LPUNIT LTD PARTN11,209$115.7K<0.1%+25+0.2%AddedHistory
MRCCMonroe Capital CorpCOM15,547$115.8K<0.1%−849−5.2%ReducedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER15,375$116.5K<0.1%00.0%UnchangedHistory
BCSBarclays PLCADR15,028$117.1K<0.1%−10,068−40.1%ReducedHistory
DRSLeonardo DRS, Inc.Stock7,055$117.8K<0.1%00.0%UnchangedHistory
DECKDeckers Outdoor CorpCOM236$121.3K<0.1%−52−18.1%ReducedHistory
FIVEFive Below, IncCOM758$122.0K<0.1%−240−24.0%ReducedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD23,323$125.2K<0.1%+161+0.7%AddedHistory
Cyberark Software LtdM2682V108SHS780$127.7K<0.1%+89+12.9%Added–
NEONeogenomics IncCOM NEW10,433$128.3K<0.1%−450−4.1%ReducedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS12,655$129.1K<0.1%−100−0.8%ReducedHistory
PSECProspect Capital CorpCOM21,417$129.6K<0.1%+500+2.4%AddedHistory
BCPCBalchem CorpCOM1,047$129.9K<0.1%−42−3.9%ReducedHistory
PZZAPapa Johns International IncStock1,989$135.7K<0.1%00.0%UnchangedHistory
NMFCNew Mountain Finance CorpCOM10,500$136.0K<0.1%00.0%UnchangedHistory
PRPermian Resources CorpCLASS A COM10,000$139.6K<0.1%00.0%UnchangedHistory
NIMNuveen Select Maturities Municipal FundSH BEN INT16,700$141.4K<0.1%00.0%UnchangedHistory
HQLabrdn Life Sciences InvestorsSH BEN INT11,548$144.0K<0.1%−95−0.8%ReducedHistory
UNITUniti Group Inc.COM30,748$145.1K<0.1%+1,053+3.5%AddedHistory
SCTLSocietal CDMO, Inc.COM313,198$146.9K<0.1%−110,232−26.0%ReducedHistory
COTYCoty Inc.COM CL A13,418$147.2K<0.1%−172−1.3%ReducedHistory
KTOSKratos Defense & Security Solutions, Inc.COM NEW9,916$148.9K<0.1%+4,495+82.9%AddedHistory
BOXBox IncCL A6,191$149.9K<0.1%−116−1.8%ReducedHistory
STEWSRH Total Return Fund, Inc.COM11,583$150.3K<0.1%00.0%UnchangedHistory
CGNTCognyte Software Ltd.ORD SHS31,975$153.8K<0.1%00.0%UnchangedHistory
PODDInsulet CorpStock965$153.9K<0.1%+15+1.6%AddedHistory
RUNSunrun Inc.COM12,392$155.6K<0.1%−2,419−16.3%ReducedHistory
USALiberty All Star Equity FundSH BEN INT26,785$158.6K<0.1%−647−2.4%ReducedHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR16,436$161.9K<0.1%−1,073−6.1%ReducedHistory
iShares Global Clean Energy ETF464288224ETF11,194$163.7K<0.1%−1,059−8.6%Reduced–
OMCLOmnicell, Inc.COM3,643$164.1K<0.1%−373−9.3%ReducedHistory
CDLXCardlytics, Inc.COM10,000$165.0K<0.1%00.0%UnchangedHistory
AVAVAeroVironment IncCOM1,486$165.7K<0.1%+16+1.1%AddedHistory
SDCSmileDirectClub, Inc.CL A COM401,172$166.5K<0.1%−43,000−9.7%ReducedHistory
HSICHenry Schein IncCOM2,275$168.9K<0.1%−73−3.1%ReducedHistory
HSTHost Hotels & Resorts, Inc.COM10,547$169.5K<0.1%−1,300−11.0%ReducedHistory
TEITempleton Emerging Markets Income FundCOM36,912$170.2K<0.1%−840−2.2%ReducedHistory
ABXAbacus Global Management, Inc.CL A25,000$170.8K<0.1%+25,000NewHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A10,699$172.5K<0.1%−105−1.0%ReducedHistory
LYGLloyds Banking Group plcSPONSORED ADR80,999$172.5K<0.1%+4,925+6.5%AddedHistory
RMAXRE/MAX Holdings, Inc.CL A13,360$172.9K<0.1%+13,360NewHistory
CCUUnited Breweries Co IncSPONSORED ADR13,827$174.2K<0.1%+97+0.7%AddedHistory
CHEFChefs' Warehouse, Inc.COM8,442$178.8K<0.1%+625+8.0%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM18,658$180.6K<0.1%+365+2.0%AddedHistory
CONNConns IncCOM45,913$181.4K<0.1%+3,000+7.0%AddedHistory
TERTeradyne, IncStock1,813$182.1K<0.1%+21+1.2%AddedHistory
FIVNFive9, Inc.COM2,853$183.4K<0.1%+196+7.4%AddedHistory
BURLBurlington Stores, Inc.COM1,381$186.8K<0.1%+163+13.4%AddedHistory
PRCHPorch Group, Inc.COM234,190$188.0K<0.1%−11,039−4.5%ReducedHistory
RVTRoyce Small-Cap Trust, Inc.COM14,833$190.9K<0.1%+271+1.9%AddedHistory
GMEDGlobus Medical IncStock3,908$194.0K<0.1%+3,908NewHistory
BGTBlackRock Floating Rate Income TrustCOM16,095$194.1K<0.1%00.0%UnchangedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD13,038$194.9K<0.1%+367+2.9%Added–
PBPBPotbelly CorpCOM25,185$196.4K<0.1%00.0%UnchangedHistory
EXELExelixis, Inc.COM9,067$198.1K<0.1%−59−0.6%ReducedHistory
AREAlexandria Real Estate Equities, Inc.COM1,999$200.1K<0.1%−452−18.4%ReducedHistory
iShares Tr464288307MRGSTR MD CP GRW3,507$200.4K<0.1%−1,857−34.6%Reduced–
NVTnVent Electric plcSHS3,782$200.4K<0.1%+3,782NewHistory
NGLNGL Energy Partners LPCOM UNIT REPST52,000$201.2K<0.1%00.0%UnchangedHistory
ALVAutoliv IncCOM2,088$201.5K<0.1%+2,088NewHistory
BFAMBright Horizons Family Solutions Inc.COM2,474$201.5K<0.1%+41+1.7%AddedHistory
DARDarling Ingredients Inc.COM3,874$202.2K<0.1%00.0%UnchangedHistory
OKTAOkta, Inc.CL A2,492$203.1K<0.1%+466+23.0%AddedHistory
DOLEDole plcORD SHS17,566$203.4K<0.1%+124+0.7%AddedHistory
Innovator ETFs Trust45782C474US SML CP PWR B6,630$203.7K<0.1%−440−6.2%Reduced–
OCOwens CorningStock1,493$203.7K<0.1%+1,493NewHistory
FMCFMC CorpCOM NEW3,042$203.7K<0.1%+300+10.9%AddedHistory
PBProsperity Bancshares IncCOM3,745$204.4K<0.1%+35+0.9%AddedHistory
Advisorshares Tr00768Y453PURE US CANN ETF25,800$204.9K<0.1%−4,000−13.4%Reduced–
iShares Tr46434V4070-5YR HI YL CP5,001$205.2K<0.1%00.0%Unchanged–
MTZMastec IncCOM2,854$205.4K<0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW3,008$205.9K<0.1%00.0%Unchanged–
CNHCNH Industrial N.V.SHS17,031$206.1K<0.1%+17,031NewHistory
WUWestern Union COStock15,695$206.9K<0.1%+813+5.5%AddedHistory
First Tr Exchange-Traded FD33739Q507SSI STRG ETF6,670$207.2K<0.1%00.0%Unchanged–
EXASExact Sciences CorpCOM3,041$207.5K<0.1%00.0%UnchangedHistory
First Tr Exchng Traded FD VI33740F466FT VEST U.S10,208$207.5K<0.1%+10,208New–
WGOWinnebago Industries IncCOM3,500$208.1K<0.1%00.0%UnchangedHistory
WHRWhirlpool CorpStock1,561$208.7K<0.1%−660−29.7%ReducedHistory
BAXBaxter International IncStock5,538$209.0K<0.1%−1,895−25.5%ReducedHistory
FLRFluor CorpStock5,695$209.0K<0.1%+5,695NewHistory
Pacer FDS Tr69374H766INDUSTRIAL RELET5,970$209.5K<0.1%+5,970New–
POOLPool CorpCOM595$211.9K<0.1%−13−2.1%ReducedHistory
OECOrion S.A.COM9,972$212.2K<0.1%−2,160−17.8%ReducedHistory

Sold out since Q2 2023 (88)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Stephens Inc sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
RHIRobert Half Inc.COM54,044$4.07M0.1%History
BKIBlack Knight, Inc.COM60,363$3.61M0.1%History
Schwab US Tips ETF808524870ETF59,089$3.10M0.1%–
BLDRBuilders FirstSource, Inc.Stock21,356$2.90M0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP37,653$2.35M<0.1%History
OPRAOpera LtdSPONSORED ADS95,878$1.91M<0.1%History
DOCUDocuSign, Inc.Stock34,300$1.75M<0.1%History
SYMSymbotic Inc.Stock38,841$1.66M<0.1%History
SPDR Ser Tr78464A532S&P TRANSN ETF14,954$1.25M<0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF58,090$1.21M<0.1%–
VanEck Digital Native Economy ETF92189F882ETF26,706$1.19M<0.1%–
VCYTVeracyte, Inc.COM37,577$957.1K<0.1%History
First Tr Exchange Traded FD33738R704RBA INDL ETF17,552$948.9K<0.1%–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE8,897$935.3K<0.1%–
HXLHexcel CorpCOM10,891$827.9K<0.1%History
iShares Tr46434VAX8IBONDS DEC23 ETF29,855$755.0K<0.1%–
FLNGFlex LNG Ltd.SHS22,078$674.1K<0.1%History
iShares Tr46434V787YLD OPTIM BD30,095$660.3K<0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF25,812$635.5K<0.1%–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF25,290$616.6K<0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF23,196$531.2K<0.1%–
SOVOSovos Brands, Inc.COM25,289$494.7K<0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX10,215$484.4K<0.1%–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF16,881$428.3K<0.1%–
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF6,200$424.2K<0.1%–
iShares Tr46435U796SYSTEMATIC BD ET4,995$420.1K<0.1%–
DSEYDiversey Holdings, Ltd.ORD SHS49,150$412.4K<0.1%History
NXGNNextgen Healthcare, Inc.COM24,332$394.7K<0.1%History
WOLFWolfspeed, Inc.Stock6,687$371.7K<0.1%History
WEAVWeave Communications, Inc.Stock27,953$310.6K<0.1%History
EEFTEuronet Worldwide, Inc.COM2,622$307.7K<0.1%History
NATINational Instruments CorpCOM5,266$302.3K<0.1%History
GENIGenius Sports LtdSHARES CL A48,454$299.9K<0.1%History
INTTIntest CorpCOM11,300$296.7K<0.1%History
TCMDTactile Systems Technology IncCOM11,832$295.0K<0.1%History
ETNB89bio, Inc.COM15,360$291.1K<0.1%History
IASIntegral Ad Science Holding Corp.COM16,017$288.0K<0.1%History
PHRPhreesia, Inc.COM9,248$286.8K<0.1%History
ENVXEnovix CorpCOM15,506$279.7K<0.1%History
SIBNSI-BONE, Inc.COM10,238$276.2K<0.1%History
iShares Tr464288281JPMORGAN USD EMG3,160$273.5K<0.1%–
EQHEquitable Holdings, Inc.COM10,040$272.7K<0.1%History
HEIHeico CorpCOM1,514$267.9K<0.1%History
iShares Core MSCI Eafe ETF46432F842ETF3,931$265.4K<0.1%–
DBPInvesco DB Precious Metals FundPRECIOUS METAL5,284$260.8K<0.1%History
CWHCamping World Holdings, Inc.CL A8,604$259.0K<0.1%History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD9,104$258.4K<0.1%History
KEYKeycorpCOM27,438$253.5K<0.1%History
East Res Acquisition Co274681204UNIT 07/01/202725,000$250.0K<0.1%–
ERIIEnergy Recovery, Inc.COM8,535$238.6K<0.1%History
SBACSba Communications CorpCL A1,025$237.6K<0.1%History
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF9,595$235.1K<0.1%–
Pacer FDS Tr69374H741DATA AND INFRAST7,974$232.8K<0.1%–
CPTCamden Property TrustREIT2,128$231.7K<0.1%History
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR3,334$228.2K<0.1%–
DOCSDoximity, Inc.CL A6,679$227.2K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF4,388$225.3K<0.1%–
VanEck Semiconductor ETF92189F676ETF1,470$223.8K<0.1%–
ETSYEtsy IncCOM2,631$222.6K<0.1%History
LADLithia Motors IncCOM727$221.1K<0.1%History
FWRDForward Air CorpCOM2,059$218.5K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF2,088$217.2K<0.1%–
iShares Tr464287580US CONSUM DISCRE2,994$213.1K<0.1%–
TDCTeradata CorpStock3,966$211.8K<0.1%History
iShares Tr464287838U.S. BAS MTL ETF1,573$209.3K<0.1%–
FBINFortune Brands Innovations, Inc.COM2,893$208.2K<0.1%History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH2,088$207.0K<0.1%–
AOSSmith A O CorpCOM2,829$205.9K<0.1%History
Vanguard Industrials ETF92204A603ETF998$205.1K<0.1%–
iShares Core S&P US Value ETF464287663ETF2,621$205.1K<0.1%–
LWLamb Weston Holdings, Inc.Stock1,784$205.1K<0.1%History
SMGScotts Miracle-Gro CoStock3,268$204.9K<0.1%History
Pacer Trendpilot US Bond ETF69374H642ETF10,210$204.1K<0.1%–
CBRECbre Group, Inc.CL A2,509$202.5K<0.1%History
ADCAgree Realty CorpCOM3,094$202.3K<0.1%History
DCIDonaldson Co IncStock3,227$201.7K<0.1%History
Victory Portfolios II92647N824VCSHS US EQ INCM3,502$201.7K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER5,335$200.9K<0.1%–
GERNGeron CorpCOM55,000$176.6K<0.1%History
ESRTEmpire State Realty Trust, Inc.CL A21,135$158.3K<0.1%History
Farfetch Ltd30744W107ORD SH CL A19,847$119.9K<0.1%–
NUVANuvasive IncCOM2,534$105.4K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM12,032$98.9K<0.1%History
SOUNSoundhound AI, Inc.CLASS A COM12,172$55.4K<0.1%History
CONMED Corp207410AF8NOTE 2.625% 2/034,000$52.3K<0.1%–
SYNHSyneos Health, Inc.CL A1,046$44.1K<0.1%History
Snap Inc83304AAB2NOTE 0.750% 8/017,000$15.7K<0.1%–
IBPInstalled Building Products, Inc.COM8$1.12K<0.1%History