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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,227
+36 vs. Q1 2023
Portfolio value
$5.56B
+$346.0M (+6.6%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of Stephens Inc in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
STELStellar Bancorp, Inc.COM22,579$516.8K<0.1%−501−2.2%ReducedHistory
AIFApollo Tactical Income Fund Inc.COM40,783$517.5K<0.1%00.0%UnchangedHistory
RJFRaymond James Financial IncCOM4,990$517.8K<0.1%+71+1.4%AddedHistory
iShares Tr464287515EXPANDED TECH1,499$518.5K<0.1%+1,499New–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR8,649$519.7K<0.1%−17−0.2%Reduced–
FRFirst Industrial Realty Trust IncCOM9,889$520.5K<0.1%00.0%UnchangedHistory
CECelanese CorpStock4,535$525.2K<0.1%+40+0.9%AddedHistory
FISFidelity National Information Services, Inc.Stock9,663$528.6K<0.1%−159−1.6%ReducedHistory
iShares Tr464287796U.S. ENERGY ETF12,350$529.1K<0.1%00.0%Unchanged–
DFSDiscover Financial ServicesCOM4,531$529.5K<0.1%+30+0.7%AddedHistory
First Tr Exchng Traded FD VI33740F482FT VEST U.S EQT16,693$530.8K<0.1%+5,465+48.7%Added–
iShares U.S. Treasury Bond ETF46429B267ETF23,196$531.2K<0.1%00.0%Unchanged–
VanEck ETF Trust92189F791JUNIOR GOLD MINE14,899$531.3K<0.1%−201−1.3%Reduced–
RBARB Global Inc.COM8,886$533.1K<0.1%+735+9.0%AddedHistory
OTISOtis Worldwide CorpStock5,990$533.2K<0.1%+357+6.3%AddedHistory
First Tr MLP & Energy Incom33739B104COM69,450$535.5K<0.1%00.0%Unchanged–
SWKStanley Black & Decker, Inc.COM5,718$535.9K<0.1%−43−0.7%ReducedHistory
SPGSimon Property Group Inc.REIT4,679$540.3K<0.1%+321+7.4%AddedHistory
ALBAlbemarle CorpStock2,424$540.8K<0.1%−298−10.9%ReducedHistory
iShares Tr464287788U.S. FINLS ETF7,304$544.9K<0.1%−543−6.9%Reduced–
NEOGNeogen CorpCOM25,418$552.8K<0.1%+3,950+18.4%AddedHistory
MAAMid America Apartment Communities Inc.COM3,645$553.5K<0.1%00.0%UnchangedHistory
IMOImperial Oil LtdCOM NEW10,842$554.7K<0.1%+10,842NewHistory
TROWPrice T Rowe Group IncStock4,979$557.7K<0.1%−663−11.8%ReducedHistory
NBIXNeurocrine Biosciences IncStock5,933$559.5K<0.1%+49+0.8%AddedHistory
EXCExelon CorpStock13,739$559.7K<0.1%+479+3.6%AddedHistory
Global X Uranium ETF37954Y871ETF25,822$560.3K<0.1%−75−0.3%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F10,011$561.4K<0.1%+173+1.8%Added–
APTVAptiv PLCSHS5,504$561.9K<0.1%+37+0.7%AddedHistory
AMCRAmcor plcORD56,333$562.2K<0.1%+608+1.1%AddedHistory
VODVodafone Group Public Ltd CoADR59,504$562.3K<0.1%+5,271+9.7%AddedHistory
VGIVirtus Global Multi-Sector Income FundCOM75,540$564.3K<0.1%+4,575+6.4%AddedHistory
LYVLive Nation Entertainment, Inc.COM6,202$565.1K<0.1%−84−1.3%ReducedHistory
CBSHCommerce Bancshares IncStock11,628$566.3K<0.1%+457+4.1%AddedHistory
BALLBALL CorpCOM9,738$566.8K<0.1%+1,094+12.7%AddedHistory
STXSeagate Technology Holdings plcORD SHS9,227$570.9K<0.1%−861−8.5%ReducedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC6,125$574.2K<0.1%00.0%Unchanged–
CMECME Group Inc.COM3,100$574.4K<0.1%−258−7.7%ReducedHistory
Vanguard Financials ETF92204A405ETF7,109$577.5K<0.1%−155−2.1%Reduced–
Accretion Acquisition Corp00438Y206UNIT 03/01/202856,000$579.0K<0.1%00.0%Unchanged–
MRVLMarvell Technology, Inc.COM9,694$579.5K<0.1%+9,694NewHistory
WELLWelltower Inc.REIT7,235$585.3K<0.1%00.0%UnchangedHistory
WINGWingstop Inc.COM2,928$586.1K<0.1%−114−3.7%ReducedHistory
ORealty Income CorpREIT9,814$586.8K<0.1%−12−0.1%ReducedHistory
Vanguard Index FDS922908652EXTEND MKT ETF3,979$592.2K<0.1%−415−9.4%Reduced–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF13,745$593.8K<0.1%+13,745New–
GSBDGoldman Sachs BDC, Inc.SHS42,857$594.0K<0.1%00.0%UnchangedHistory
ONOn Semiconductor CorpStock6,391$604.5K<0.1%−36−0.6%ReducedHistory
VBTXVeritex Holdings, Inc.COM33,844$606.8K<0.1%−3,562−9.5%ReducedHistory
CLHClean Harbors IncCOM3,712$610.4K<0.1%+873+30.8%AddedHistory
TECHBIO-TECHNE CorpCOM7,489$611.3K<0.1%+750+11.1%AddedHistory
EGPEastgroup Properties IncCOM3,525$611.9K<0.1%00.0%UnchangedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM228,296$616.4K<0.1%+4,592+2.1%AddedHistory
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF25,290$616.6K<0.1%00.0%Unchanged–
MCKMcKesson CorpStock1,443$616.6K<0.1%+61+4.4%AddedHistory
MKCMcCormick & Co IncStock7,153$623.9K<0.1%−17,087−70.5%ReducedHistory
YUMCYum China Holdings, Inc.COM11,124$628.5K<0.1%−17−0.2%ReducedHistory
DXPEDXP Enterprises IncCOM NEW17,352$631.8K<0.1%−200−1.1%ReducedHistory
CERSCerus CorpCOM256,939$632.1K<0.1%−11,290−4.2%ReducedHistory
Vanguard Consumer Staples ETF92204A207ETF3,268$635.5K<0.1%00.0%Unchanged–
iShares Tr46434VBG4IBONDS DEC24 ETF25,812$635.5K<0.1%00.0%Unchanged–
CLXClorox CoStock4,000$636.1K<0.1%−2,559−39.0%ReducedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY23,602$637.2K<0.1%−113−0.5%Reduced–
BSTBlackRock Science & Technology TrustSHS18,535$638.3K<0.1%00.0%UnchangedHistory
VFCV F CorpStock33,567$640.8K<0.1%−862−2.5%ReducedHistory
TCBITexas Capital Bancshares IncCOM12,500$643.8K<0.1%+12,500NewHistory
ANSSAnsys IncCOM1,973$651.6K<0.1%−9−0.5%ReducedHistory
iShares Tr464288877EAFE VALUE ETF13,358$653.7K<0.1%−72−0.5%Reduced–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF9,700$654.8K<0.1%00.0%Unchanged–
ALCAlcon IncStock8,006$657.4K<0.1%−308−3.7%ReducedHistory
SNOWSnowflake Inc.Stock3,740$658.2K<0.1%+307+8.9%AddedHistory
WYWeyerhaeuser CoCOM NEW19,643$658.2K<0.1%+704+3.7%AddedHistory
iShares Tr46434V787YLD OPTIM BD30,095$660.3K<0.1%00.0%Unchanged–
JPMorgan Chase & Co46625H365ALERIAN ML ETN29,251$670.1K<0.1%+395+1.4%Added–
iShares Tr464288851US OIL GS EX ETF7,913$672.0K<0.1%−2,201−21.8%Reduced–
FLNGFlex LNG Ltd.SHS22,078$674.1K<0.1%−24,964−53.1%ReducedHistory
HLTHilton Worldwide Holdings Inc.COM4,640$675.4K<0.1%+4,640NewHistory
KRKroger CoStock14,379$675.8K<0.1%−653−4.3%ReducedHistory
GLWCorning IncCOM19,302$676.4K<0.1%−4,536−19.0%ReducedHistory
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF13,871$681.5K<0.1%+1,371+11.0%Added–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF9,513$682.9K<0.1%00.0%Unchanged–
iShares Core MSCI Europe ETF46434V738ETF12,986$683.5K<0.1%−685−5.0%Reduced–
ROSTRoss Stores, Inc.COM6,121$686.3K<0.1%−11,806−65.9%ReducedHistory
ARK Next Generation Technology ETF00214Q401ETF11,712$686.4K<0.1%−1,575−11.9%Reduced–
iShares Russell Top 200 Growth ETF464289438ETF4,334$687.2K<0.1%+20.0%Added–
AXONAxon Enterprise, Inc.COM3,531$689.0K<0.1%+14+0.4%AddedHistory
Pacer US Cash Cows 100 ETF69374H881ETF14,451$691.8K<0.1%+77+0.5%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF6,449$692.1K<0.1%+2,288+55.0%Added–
NDMONuveen Dynamic Municipal Opportunities FundCOM SHS68,130$692.9K<0.1%−110,000−61.8%ReducedHistory
WENWendy's CoStock32,177$699.9K<0.1%+523+1.7%AddedHistory
CDNSCadence Design Systems IncStock3,013$706.6K<0.1%+440+17.1%AddedHistory
KEYSKeysight Technologies, Inc.Stock4,223$707.1K<0.1%−500−10.6%ReducedHistory
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU35,516$709.6K<0.1%+35,516New–
SPDR Series Trust78464A128ST STR SP1500VT4,790$711.5K<0.1%00.0%Unchanged–
WWDWoodward, Inc.COM6,067$721.4K<0.1%+6,067NewHistory
BHEBenchmark Electronics IncCOM28,008$723.4K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33735T109COMMON SHS64,447$731.5K<0.1%−200−0.3%Reduced–
iShares S&P Small-Cap 600 Value ETF464287879ETF7,699$732.1K<0.1%−499−6.1%Reduced–
ProShares Tr74348A467S&P 500 DV ARIST7,766$732.2K<0.1%+1,008+14.9%Added–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD9,336$732.8K<0.1%−1,696−15.4%Reduced–

Sold out since Q1 2023 (74)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Stephens Inc sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
SPDR Series Trust78464A755ST STR SP METAL135,878$7.22M0.1%–
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF260,677$6.31M0.1%–
TEXTerex CorpStock82,630$4.00M0.1%History
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF20,783$2.71M0.1%–
Global X FDS37954Y780INTERNET OF THNG74,422$2.48M<0.1%–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF53,776$2.41M<0.1%–
Pgim ETF Tr69344A107PGIM ULTRA SH BD37,755$1.86M<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF83,626$1.77M<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS72,875$1.74M<0.1%History
SPDR Series Trust78468R200ST STR RATE ETF47,862$1.46M<0.1%–
ACLSAxcelis Technologies IncStock9,628$1.28M<0.1%History
EXKEndeavour Silver CorpCOM196,597$762.8K<0.1%History
MODVModivCare IncCOM6,033$507.3K<0.1%History
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI18,145$451.7K<0.1%–
CFCF Industries Holdings, Inc.COM6,165$446.9K<0.1%History
Pacer FDS Tr69374H717LUNT LRG CP ALTR10,559$400.9K<0.1%–
FOURShift4 Payments, Inc.CL A5,288$400.8K<0.1%History
CROXCrocs, Inc.COM3,039$384.3K<0.1%History
Victory Portfolios II92647N782VCSHS US 500 ENH6,147$383.0K<0.1%–
CXTCrane NXT, Co.COM3,062$347.5K<0.1%History
ATKRAtkore Inc.COM2,449$344.0K<0.1%History
BXMXNuveen S&P 500 BuyWrite Income FundCOM26,227$343.3K<0.1%History
TRIThomson Reuters CorpCOM NEW2,636$343.0K<0.1%History
MODModine Manufacturing CoCOM14,313$329.9K<0.1%History
HROWHarrow, Inc.COM14,753$312.2K<0.1%History
PLYAPlaya Hotels & Resorts N.V.SHS32,232$309.4K<0.1%History
NEWRNew Relic, Inc.COM4,099$308.6K<0.1%History
INSPInspire Medical Systems, Inc.COM1,283$300.3K<0.1%History
AGYSAgilysys IncCOM3,596$296.7K<0.1%History
ASURAsure Software IncCOM20,315$294.6K<0.1%History
iShares Tr464288794US BR DEL SE ETF3,179$291.3K<0.1%–
ZYMEZymeworks Inc.COM29,882$270.1K<0.1%History
CIENCiena CorpCOM NEW5,105$268.1K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD9,590$257.8K<0.1%–
AESIAtlas Energy Solutions Inc.COM CLASS A15,125$257.6K<0.1%History
CALMCal-Maine Foods IncCOM NEW4,152$252.8K<0.1%History
VMOInvesco Municipal Opportunity TrustCOM24,300$238.4K<0.1%History
SESea LtdSPONSORD ADS2,722$235.6K<0.1%History
EXRExtra Space Storage Inc.COM1,444$235.3K<0.1%History
Invesco Exchange Traded FD T46137V324S&P500 EQL IND1,243$233.2K<0.1%–
Vanguard Mortgage-Backed Securities ETF92206C771ETF4,876$227.0K<0.1%–
FBNCFirst BancorpCOM6,370$226.3K<0.1%History
MSCIMSCI Inc.Stock395$221.1K<0.1%History
ZIMZIM Integrated Shipping Services Ltd.SHS9,250$218.1K<0.1%History
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG11,348$217.7K<0.1%–
ITTItt Inc.COM2,519$217.4K<0.1%History
SRPTSarepta Therapeutics, Inc.COM1,562$215.3K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY4,491$214.8K<0.1%–
UGIUgi CorpStock6,128$213.0K<0.1%History
MPWRMonolithic Power Systems, Inc.COM418$209.2K<0.1%History
NFGNational Fuel Gas CoStock3,619$209.0K<0.1%History
OVLYOak Valley BancorpCOM8,762$207.3K<0.1%History
OLNOLIN CorpStock3,719$206.4K<0.1%History
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC2,800$206.3K<0.1%–
FLRFluor CorpStock6,625$204.8K<0.1%History
Global X FDS37954Y624AUTONMOUS EV ETF8,470$201.9K<0.1%–
BIOBio-Rad Laboratories, Inc.CL A421$201.7K<0.1%History
Pacer FDS Tr69374H766INDUSTRIAL RELET4,970$201.3K<0.1%–
MTCHMatch Group, Inc.COM5,243$201.3K<0.1%History
DKNGDraftKings Inc.Stock10,357$200.5K<0.1%History
PRAAPra Group IncCOM4,642$180.9K<0.1%History
Yamana Gold Inc98462Y100COM29,761$174.1K<0.1%–
AALAmerican Airlines Group Inc.Stock10,099$149.0K<0.1%History
ContextLogic Inc.21077C107COM CL A232,866$103.8K<0.1%–
VISNVistance Networks, Inc.COM10,078$64.2K<0.1%History
Silicon Laboratories Inc.826919AD4NOTE 0.625% 6/135,000$52.3K<0.1%–
Envestnet, Inc.29404KAB2NOTE 1.750% 6/043,000$42.6K<0.1%–
RingCentral, Inc.76680RAF4NOTE 3/043,000$37.9K<0.1%–
Royal Caribbean Group780153BB7NOTE 4.250% 6/135,000$35.5K<0.1%–
OABIOmniAb, Inc.COM8,658$31.9K<0.1%History
AVAHAveanna Healthcare Holdings, Inc.COM12,000$12.5K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A10,080$9.96K<0.1%History
Cbre GBL Real Estate Inc FD12504G118RIGHT 04/06/2023156,905$4.85K<0.1%–
COOKTraeger, Inc.COMMON STOCK1$4<0.1%History