Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 27, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,353
- +12 vs. Q2 2021
- Portfolio value
- $6.46B
- −$213.4M (−3.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| First Rep BK San Francisco C33616C100 | COM | 3,648 | $704.0K | <0.1% | −72−1.9% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J551 | BULSHS 2022 MUNI | 27,825 | $707.0K | <0.1% | +3,000+12.1% | Added | – |
| DDOGDatadog, Inc. | CL A COM | 5,006 | $708.0K | <0.1% | 00.0% | Unchanged | History |
| OKTAOkta, Inc. | CL A | 2,981 | $708.0K | <0.1% | +116+4.0% | Added | History |
| IONSIonis Pharmaceuticals Inc | COM | 21,141 | $709.0K | <0.1% | −4,497−17.5% | Reduced | History |
| BSTBlackRock Science & Technology Trust | SHS | 13,635 | $711.0K | <0.1% | +13,635 | New | History |
| PHParker-Hannifin Corp | Stock | 2,546 | $712.0K | <0.1% | −15−0.6% | Reduced | History |
| USFDUS Foods Holding Corp. | COM | 20,783 | $720.0K | <0.1% | +14,568+234.4% | Added | History |
| STAAStaar Surgical Co | COM PAR $0.01 | 5,636 | $724.0K | <0.1% | −1,712−23.3% | Reduced | History |
| SNAPSnap Inc | Stock | 9,814 | $725.0K | <0.1% | +174+1.8% | Added | History |
| Legg Mason ETF Invt52468L406 | FRANKLIN US LOW | 20,150 | $725.0K | <0.1% | 00.0% | Unchanged | – |
| RAMPLiveRamp Holdings, Inc. | COM | 15,364 | $726.0K | <0.1% | +4,901+46.8% | Added | History |
| Vanguard Admiral FDS Inc921932844 | MIDCP 400 VAL | 4,609 | $733.0K | <0.1% | +19+0.4% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 14,475 | $736.0K | <0.1% | 00.0% | Unchanged | – |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 29,162 | $740.0K | <0.1% | −14,168−32.7% | Reduced | History |
| AERAerCap Holdings N.V. | SHS | 12,827 | $742.0K | <0.1% | −4,253−24.9% | Reduced | History |
| iShares Tr46434V787 | YLD OPTIM BD | 30,095 | $756.0K | <0.1% | 00.0% | Unchanged | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 10,229 | $759.0K | <0.1% | +1,140+12.5% | Added | – |
| MNDTMandiant, Inc. | COM | 42,825 | $762.0K | <0.1% | −7,596−15.1% | Reduced | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 16,612 | $764.0K | <0.1% | +4,618+38.5% | Added | – |
| VTRSViatris Inc | Stock | 56,584 | $767.0K | <0.1% | −20,085−26.2% | Reduced | History |
| TUTelus Corp | COM | 34,968 | $768.0K | <0.1% | −5,528−13.7% | Reduced | History |
| PSXPhillips 66 | Stock | 10,985 | $769.0K | <0.1% | −132−1.2% | Reduced | History |
| YUMCYum China Holdings, Inc. | COM | 13,234 | $769.0K | <0.1% | −549−4.0% | Reduced | History |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 17,479 | $774.0K | <0.1% | +17+0.1% | Added | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 5,581 | $775.0K | <0.1% | −79−1.4% | Reduced | – |
| NYTNew York Times Co | CL A | 15,746 | $776.0K | <0.1% | +78+0.5% | Added | History |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 29,855 | $776.0K | <0.1% | 00.0% | Unchanged | – |
| TREXTrex Co Inc | COM | 7,629 | $778.0K | <0.1% | +275+3.7% | Added | History |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 41,221 | $781.0K | <0.1% | +9,190+28.7% | Added | – |
| OTISOtis Worldwide Corp | Stock | 9,521 | $783.0K | <0.1% | −2,538−21.0% | Reduced | History |
| GRMNGarmin Ltd | SHS | 5,041 | $784.0K | <0.1% | 00.0% | Unchanged | History |
| LAMRLamar Advertising Co | REIT | 6,924 | $786.0K | <0.1% | −534−7.2% | Reduced | History |
| DFSDiscover Financial Services | COM | 6,420 | $789.0K | <0.1% | −3,147−32.9% | Reduced | History |
| ESEversource Energy | Stock | 9,690 | $792.0K | <0.1% | −6,165−38.9% | Reduced | History |
| AMHAmerican Homes 4 Rent | CL A | 20,816 | $794.0K | <0.1% | −695−3.2% | Reduced | History |
| CPTCamden Property Trust | REIT | 5,421 | $799.0K | <0.1% | −468−7.9% | Reduced | History |
| MGAMagna International Inc | COM | 10,644 | $801.0K | <0.1% | −13,673−56.2% | Reduced | History |
| CTVACorteva, Inc. | Stock | 19,053 | $802.0K | <0.1% | −284−1.5% | Reduced | History |
| Vanguard S&P 500 Value ETF921932703 | ETF | 5,709 | $803.0K | <0.1% | 00.0% | Unchanged | – |
| APTVAptiv PLC | SHS | 5,404 | $805.0K | <0.1% | −408−7.0% | Reduced | History |
| NEONeogenomics Inc | COM NEW | 16,714 | $806.0K | <0.1% | −12−0.1% | Reduced | History |
| RNGRingCentral, Inc. | CL A | 3,704 | $806.0K | <0.1% | −1,463−28.3% | Reduced | History |
| Victory Portfolios II92647N782 | VCSHS US 500 ENH | 11,452 | $815.0K | <0.1% | −697−5.7% | Reduced | – |
| BWXTBWX Technologies, Inc. | COM | 15,279 | $823.0K | <0.1% | +40.0% | Added | History |
| GLPIGaming & Leisure Properties, Inc. | COM | 17,830 | $826.0K | <0.1% | −5,373−23.2% | Reduced | History |
| HUMHumana Inc | Stock | 2,131 | $829.0K | <0.1% | −248−10.4% | Reduced | History |
| iShares Tr464287762 | US HLTHCARE ETF | 3,011 | $831.0K | <0.1% | 00.0% | Unchanged | – |
| KEXKirby Corp | COM | 17,403 | $835.0K | <0.1% | +9,700+125.9% | Added | History |
| SAFESafehold Inc. | COM | 11,622 | $836.0K | <0.1% | −1,282−9.9% | Reduced | History |
| XIFRXPLR Infrastructure, LP | COM UNIT PART IN | 11,105 | $837.0K | <0.1% | +1,113+11.1% | Added | History |
| BKNGBooking Holdings Inc. | Stock | 354 | $840.0K | <0.1% | +15+4.4% | Added | History |
| GPNGlobal Payments Inc | Stock | 5,346 | $842.0K | <0.1% | −971−15.4% | Reduced | History |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 18,887 | $842.0K | <0.1% | −669−3.4% | Reduced | – |
| TAPMolson Coors Beverage Co | CL B | 18,353 | $851.0K | <0.1% | −3,075−14.4% | Reduced | History |
| SHOPShopify Inc. | Stock | 631 | $855.0K | <0.1% | −9−1.4% | Reduced | History |
| SONYSony Group Corp | SPONSORED ADR | 7,760 | $858.0K | <0.1% | +81+1.1% | Added | History |
| Vanguard Materials ETF92204A801 | ETF | 4,988 | $864.0K | <0.1% | −133−2.6% | Reduced | – |
| ANSSAnsys Inc | COM | 2,544 | $866.0K | <0.1% | +31+1.2% | Added | History |
| MKCMcCormick & Co Inc | Stock | 10,702 | $867.0K | <0.1% | +688+6.9% | Added | History |
| OGEOGE Energy Corp. | COM | 26,828 | $884.0K | <0.1% | −3,789−12.4% | Reduced | History |
| ALCAlcon Inc | Stock | 11,024 | $887.0K | <0.1% | −1,104−9.1% | Reduced | History |
| PORPortland General Electric Co | COM NEW | 18,872 | $887.0K | <0.1% | +195+1.0% | Added | History |
| DLBDolby Laboratories, Inc. | COM CL A | 10,082 | $887.0K | <0.1% | −2,129−17.4% | Reduced | History |
| First Tr Exchange-Traded Alp33735B108 | COM SHS | 9,091 | $888.0K | <0.1% | −496−5.2% | Reduced | – |
| MSBMesabi Trust | CTF BEN INT | 29,905 | $888.0K | <0.1% | +18,223+156.0% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J544 | BULSHS 2023 MUNI | 34,750 | $891.0K | <0.1% | +3,000+9.4% | Added | – |
| CMECME Group Inc. | COM | 4,626 | $895.0K | <0.1% | −753−14.0% | Reduced | History |
| Global X FDS37954Y657 | US PFD ETF | 34,899 | $899.0K | <0.1% | +5,329+18.0% | Added | – |
| VanEck ETF Trust92189F411 | BDC INCOME ETF | 52,473 | $900.0K | <0.1% | −4,437−7.8% | Reduced | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 59,777 | $906.0K | <0.1% | +60.0% | Added | History |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 15,329 | $906.0K | <0.1% | 00.0% | Unchanged | – |
| DCIDonaldson Co Inc | Stock | 15,795 | $907.0K | <0.1% | +10,511+198.9% | Added | History |
| Invesco Exch Traded FD Tr II46138E404 | CEF INM COMPSI | 37,858 | $907.0K | <0.1% | +11,430+43.2% | Added | – |
| KEYSKeysight Technologies, Inc. | Stock | 5,529 | $908.0K | <0.1% | −27−0.5% | Reduced | History |
| AOSSmith A O Corp | COM | 14,936 | $912.0K | <0.1% | +536+3.7% | Added | History |
| AREAlexandria Real Estate Equities, Inc. | COM | 4,776 | $913.0K | <0.1% | −301−5.9% | Reduced | History |
| First Tr Exchange Traded FD33734X143 | HLTH CARE ALPH | 7,691 | $916.0K | <0.1% | −291−3.6% | Reduced | – |
| FFord Motor Co | Stock | 65,113 | $922.0K | <0.1% | −1,001−1.5% | Reduced | History |
| SPGSimon Property Group Inc. | REIT | 7,134 | $927.0K | <0.1% | −884−11.0% | Reduced | History |
| Pacer Trendpilot US Bond ETF69374H642 | ETF | 34,176 | $927.0K | <0.1% | +3,417+11.1% | Added | – |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 12,166 | $928.0K | <0.1% | +45+0.4% | Added | – |
| SLViShares Silver Trust | ETF | 45,290 | $929.0K | <0.1% | +7,776+20.7% | Added | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 9,449 | $930.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287754 | US INDUSTRIALS | 8,717 | $934.0K | <0.1% | −2,975−25.4% | Reduced | – |
| STAGSTAG Industrial, Inc. | COM | 23,849 | $936.0K | <0.1% | −11,103−31.8% | Reduced | History |
| WSTWest Pharmaceutical Services Inc | COM | 2,210 | $938.0K | <0.1% | −149−6.3% | Reduced | History |
| Riverview Acquisition Corp.769395203 | UNIT 07/29/2026 | 95,250 | $945.0K | <0.1% | +95,250 | New | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 13,737 | $946.0K | <0.1% | −127−0.9% | Reduced | – |
| INVHInvitation Homes Inc. | COM | 24,771 | $949.0K | <0.1% | −2,464−9.0% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J569 | BULSHS 2021 MUNI | 37,600 | $949.0K | <0.1% | +3,000+8.7% | Added | – |
| SLIStandard Lithium Ltd. | COM | 117,504 | $955.0K | <0.1% | +117,504 | New | History |
| ESRTEmpire State Realty Trust, Inc. | CL A | 97,426 | $977.0K | <0.1% | −10,904−10.1% | Reduced | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 47,869 | $983.0K | <0.1% | +8,404+21.3% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J536 | BULSHS 2024 MUNI | 38,350 | $988.0K | <0.1% | +3,000+8.5% | Added | – |
| ORLYO Reilly Automotive Inc | Stock | 1,623 | $992.0K | <0.1% | −218−11.8% | Reduced | History |
| GDVGabelli Dividend & Income Trust | COM | 38,515 | $993.0K | <0.1% | −567−1.5% | Reduced | History |
| CTXSCitrix Systems Inc | COM | 9,250 | $993.0K | <0.1% | −6,596−41.6% | Reduced | History |
| TTWOTake Two Interactive Software Inc | COM | 6,449 | $994.0K | <0.1% | −434−6.3% | Reduced | History |
| NXPINXP Semiconductors N.V. | COM | 5,075 | $994.0K | <0.1% | −862−14.5% | Reduced | History |
Sold out since Q2 2021 (76)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 326,331 | $3.72M | 0.1% | – |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 26,946 | $3.56M | 0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 173,933 | $3.49M | 0.1% | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 75,519 | $3.25M | <0.1% | – |
| ARAntero Resources Corp | COM | 177,804 | $2.67M | <0.1% | History |
| OCFCOceanfirst Financial Corp | COM | 111,228 | $2.32M | <0.1% | History |
| AXTAAxalta Coating Systems Ltd. | COM | 64,873 | $1.98M | <0.1% | History |
| ERIIEnergy Recovery, Inc. | COM | 73,426 | $1.67M | <0.1% | History |
| VRTVertiv Holdings Co | COM CL A | 57,686 | $1.57M | <0.1% | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 376,084 | $1.50M | <0.1% | History |
| PDDPDD Holdings Inc. | SPONSORED ADS | 11,009 | $1.40M | <0.1% | History |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 60,663 | $1.39M | <0.1% | History |
| THQabrdn Healthcare Opportunities Fund | SHS | 57,447 | $1.33M | <0.1% | History |
| CVACovanta Holding Corp | COM | 65,887 | $1.16M | <0.1% | History |
| CUZCousins Properties Inc | COM NEW | 23,270 | $856.0K | <0.1% | History |
| AVIDAvid Technology, Inc. | COM | 19,659 | $770.0K | <0.1% | History |
| CHYCalamos Convertible & High Income Fund | COM SHS | 45,852 | $748.0K | <0.1% | History |
| KLICKulicke & Soffa Industries Inc | COM | 10,358 | $634.0K | <0.1% | History |
| Capitala Fin Corp14054R502 | COM NEW | 22,513 | $553.0K | <0.1% | – |
| HBIOHarvard Bioscience Inc | COM | 65,870 | $549.0K | <0.1% | History |
| WRIWeingarten Realty Investors | SH BEN INT | 16,050 | $515.0K | <0.1% | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 7,088 | $477.0K | <0.1% | History |
| iShares Tr464287192 | US TRSPRTION | 1,611 | $419.0K | <0.1% | – |
| CCKCrown Holdings, Inc. | COM | 4,086 | $418.0K | <0.1% | History |
| ITRIItron, Inc. | COM | 3,700 | $370.0K | <0.1% | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,945 | $357.0K | <0.1% | History |
| DBPInvesco DB Precious Metals Fund | PRECIOUS METAL | 6,670 | $328.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 6,137 | $323.0K | <0.1% | History |
| RVTYRevvity, Inc. | COM | 2,070 | $320.0K | <0.1% | History |
| SIGSignet Jewelers Ltd | SHS | 3,961 | $320.0K | <0.1% | History |
| iShares Tr464288174 | GL TIMB FORE ETF | 3,560 | $309.0K | <0.1% | – |
| BYNDBeyond Meat, Inc. | COM | 1,649 | $260.0K | <0.1% | History |
| STLSterling Bancorp | COM | 10,267 | $255.0K | <0.1% | History |
| CVETCovetrus, Inc. | COM | 9,390 | $254.0K | <0.1% | History |
| PDCEPDC Energy, Inc. | COM | 5,514 | $252.0K | <0.1% | History |
| TRTNTriton International Ltd | CL A | 4,683 | $245.0K | <0.1% | History |
| ZTRVirtus Total Return Fund Inc. | COM | 24,939 | $242.0K | <0.1% | History |
| Foley Trasimene Acquistn Cor34431F112 | *W EXP 05/26/202 | 115,000 | $239.0K | <0.1% | – |
| LWLamb Weston Holdings, Inc. | Stock | 2,835 | $229.0K | <0.1% | History |
| NVTAInvitae Corp | COM | 6,711 | $226.0K | <0.1% | History |
| EATBrinker International, Inc | Stock | 3,553 | $220.0K | <0.1% | History |
| Global X FDS37950E416 | SOCIAL MED ETF | 3,030 | $219.0K | <0.1% | – |
| FTVFortive Corp | Stock | 3,121 | $218.0K | <0.1% | History |
| BERYBerry Global Group, Inc. | COM | 3,318 | $216.0K | <0.1% | History |
| PFPTProofpoint Inc | COM | 1,233 | $214.0K | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 547 | $212.0K | <0.1% | History |
| TDToronto Dominion Bank | Stock | 3,008 | $211.0K | <0.1% | History |
| CVGWCalavo Growers Inc | COM | 3,332 | $211.0K | <0.1% | History |
| NTNXNutanix, Inc. | Stock | 5,454 | $208.0K | <0.1% | History |
| NTLAIntellia Therapeutics, Inc. | COM | 1,286 | $208.0K | <0.1% | History |
| MFCManulife Financial Corp | COM | 10,417 | $205.0K | <0.1% | History |
| CDWCDW Corp | COM | 1,170 | $204.0K | <0.1% | History |
| HALHalliburton Co | Stock | 8,735 | $202.0K | <0.1% | History |
| ADUSAddus HomeCare Corp | COM | 2,300 | $201.0K | <0.1% | History |
| Just Eat Takeaway Com N V48214T305 | SPONSORED ADS | 10,422 | $190.0K | <0.1% | – |
| EFREaton Vance Senior Floating-Rate Trust | COM | 13,308 | $188.0K | <0.1% | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 10,818 | $170.0K | <0.1% | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 11,192 | $169.0K | <0.1% | History |
| Paysafe LtdG6964L115 | *W EXP 08/11/202 | 45,831 | $164.0K | <0.1% | – |
| EFTEaton Vance Floating-Rate Income Trust | COM | 10,000 | $144.0K | <0.1% | History |
| VMEOVimeo, Inc. | COMMON STOCK | 2,758 | $135.0K | <0.1% | History |
| Echo Global Logistics, Inc.27875T101 | COM | 3,903 | $120.0K | <0.1% | – |
| CHUYChuy's Holdings, Inc. | COM | 2,500 | $93.0K | <0.1% | History |
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | 22,000 | $73.0K | <0.1% | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | 12,000 | $65.0K | <0.1% | – |
| AEGAegon Ltd. | NY REGISTRY SHS | 13,760 | $57.0K | <0.1% | History |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | 18,000 | $53.0K | <0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | 23,000 | $42.0K | <0.1% | – |
| Portman Ridge Fin Corp73688F102 | COM | 17,535 | $42.0K | <0.1% | – |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | 13,000 | $34.0K | <0.1% | – |
| FIVNFive9, Inc. | COM | 142 | $26.0K | <0.1% | History |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | 13,000 | $13.0K | <0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 79 | $13.0K | <0.1% | History |
| TKNOAlpha Teknova, Inc. | COM | 500 | $12.0K | <0.1% | History |
| PPDPPD, Inc. | COM | 146 | $7.00K | <0.1% | History |
| Gabelli Equity Tr Inc362397218 | RIGHT 07/14/2021 | 18,390 | $2.00K | <0.1% | – |