Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 27, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,353
- +12 vs. Q2 2021
- Portfolio value
- $6.46B
- −$213.4M (−3.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Tr464287432 | 20 YR TR BD ETF | 2,715 | $392.0K | <0.1% | −6,984−72.0% | Reduced | – |
| ENVEnvestnet, Inc. | COM | 4,883 | $392.0K | <0.1% | −85−1.7% | Reduced | History |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 2,939 | $393.0K | <0.1% | 00.0% | Unchanged | – |
| BRBroadridge Financial Solutions, Inc. | Stock | 2,393 | $399.0K | <0.1% | −2,268−48.7% | Reduced | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 9,620 | $399.0K | <0.1% | 00.0% | Unchanged | – |
| CNCCentene Corp | Stock | 6,413 | $400.0K | <0.1% | +451+7.6% | Added | History |
| MKLMarkel Group Inc. | COM | 339 | $405.0K | <0.1% | −57−14.4% | Reduced | History |
| GGZGabelli Global Small & Mid Cap Value Trust | COM | 25,449 | $405.0K | <0.1% | −525−2.0% | Reduced | History |
| Invesco Exchange Traded FD T46137V332 | S&P500 EQL HLT | 1,369 | $408.0K | <0.1% | +1,369 | New | – |
| SPNTSiriusPoint Ltd | COM | 44,361 | $411.0K | <0.1% | −14,284−24.4% | Reduced | History |
| DENDenbury Inc | COM | 5,862 | $411.0K | <0.1% | +5,862 | New | History |
| BALLBALL Corp | COM | 4,574 | $412.0K | <0.1% | −1,341−22.7% | Reduced | History |
| GLOBGlobant S.A. | COM | 1,466 | $412.0K | <0.1% | +149+11.3% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J833 | BULSHS 2024 HY | 16,452 | $412.0K | <0.1% | +5,276+47.2% | Added | – |
| PWRQuanta Services, Inc. | COM | 3,630 | $413.0K | <0.1% | +263+7.8% | Added | History |
| MANHManhattan Associates Inc | Stock | 2,738 | $419.0K | <0.1% | +83+3.1% | Added | History |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 18,022 | $419.0K | <0.1% | +5,470+43.6% | Added | – |
| PTONPeloton Interactive, Inc. | CL A COM | 4,821 | $420.0K | <0.1% | +1,530+46.5% | Added | History |
| BTOJohn Hancock Financial Opportunities Fund | SH BEN INT NEW | 9,873 | $420.0K | <0.1% | +2,299+30.4% | Added | History |
| DOMOHuckleberry.ai, Inc. | Stock | 5,000 | $422.0K | <0.1% | +5,000 | New | History |
| SAPSAP SE | ADR | 3,131 | $423.0K | <0.1% | +3,131 | New | History |
| Etfis Ser Tr I26923G822 | VIRTUS INFRCAP | 17,000 | $423.0K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 16,742 | $424.0K | <0.1% | +5,217+45.3% | Added | – |
| MMSMaximus, Inc. | COM | 5,111 | $425.0K | <0.1% | +425+9.1% | Added | History |
| FTSFortis Inc. | COM | 9,654 | $428.0K | <0.1% | +182+1.9% | Added | History |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 11,718 | $429.0K | <0.1% | +1,053+9.9% | Added | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 4,032 | $429.0K | <0.1% | 00.0% | Unchanged | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 6,895 | $431.0K | <0.1% | +55+0.8% | Added | – |
| SMGScotts Miracle-Gro Co | Stock | 2,967 | $434.0K | <0.1% | +214+7.8% | Added | History |
| DTEDte Energy Co | COM | 3,909 | $437.0K | <0.1% | −38−1.0% | Reduced | History |
| EXRExtra Space Storage Inc. | COM | 2,613 | $439.0K | <0.1% | −1,559−37.4% | Reduced | History |
| iShares Tr464287796 | U.S. ENERGY ETF | 15,519 | $439.0K | <0.1% | −20,222−56.6% | Reduced | – |
| EQTEQT Corp | Stock | 21,530 | $441.0K | <0.1% | −3,933−15.4% | Reduced | History |
| OMCLOmnicell, Inc. | COM | 2,973 | $441.0K | <0.1% | −174−5.5% | Reduced | History |
| DSLDoubleLine Income Solutions Fund | COM | 24,893 | $442.0K | <0.1% | +44+0.2% | Added | History |
| ADCAgree Realty Corp | COM | 6,686 | $443.0K | <0.1% | −1,481−18.1% | Reduced | History |
| TYLTyler Technologies Inc | COM | 967 | $444.0K | <0.1% | −270−21.8% | Reduced | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 737 | $446.0K | <0.1% | −7−0.9% | Reduced | History |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 8,775 | $446.0K | <0.1% | 00.0% | Unchanged | – |
| NEOGNeogen Corp | COM | 10,284 | $447.0K | <0.1% | +99+1.0% | Added | History |
| SITESiteOne Landscape Supply, Inc. | COM | 2,252 | $449.0K | <0.1% | +161+7.7% | Added | History |
| LPROOpen Lending Corp | COM | 12,441 | $449.0K | <0.1% | +961+8.4% | Added | History |
| Liberty Media Corp Del531229607 | COM C SIRIUSXM | 9,459 | $449.0K | <0.1% | −2,202−18.9% | Reduced | – |
| XLNXXilinx Inc | COM | 2,971 | $449.0K | <0.1% | +166+5.9% | Added | History |
| STORStore Capital LLC | COM | 14,218 | $455.0K | <0.1% | −3,318−18.9% | Reduced | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 30,006 | $456.0K | <0.1% | −636−2.1% | Reduced | History |
| Innovator ETFs Trust45782C474 | US SML CP PWR B | 14,642 | $456.0K | <0.1% | −544−3.6% | Reduced | – |
| Healthpeak Properties, Inc.71943U104 | COM | 25,863 | $456.0K | <0.1% | −1,492−5.5% | Reduced | – |
| Flagstar Bank, National Association649445103 | COM | 35,510 | $457.0K | <0.1% | +5,970+20.2% | Added | – |
| YETIYETI Holdings, Inc. | COM | 5,359 | $459.0K | <0.1% | −590−9.9% | Reduced | History |
| VREXVarex Imaging Corp | COM | 16,276 | $459.0K | <0.1% | +16,276 | New | History |
| iShares Tr464288612 | INTRM GOV CR ETF | 4,003 | $461.0K | <0.1% | +207+5.5% | Added | – |
| AIRCApartment Income REIT Corp. | COM | 9,468 | $462.0K | <0.1% | −1,118−10.6% | Reduced | History |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 22,835 | $465.0K | <0.1% | −1,425−5.9% | Reduced | History |
| CECelanese Corp | Stock | 3,092 | $466.0K | <0.1% | +4+0.1% | Added | History |
| ASANAsana, Inc. | CL A | 4,486 | $466.0K | <0.1% | +4,486 | New | History |
| JBLJabil Inc | Stock | 8,018 | $468.0K | <0.1% | −100−1.2% | Reduced | History |
| LYFTLyft, Inc. | CL A COM | 8,759 | $469.0K | <0.1% | −279−3.1% | Reduced | History |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 8,202 | $470.0K | <0.1% | 00.0% | Unchanged | – |
| FLFoot Locker, Inc. | COM | 10,286 | $470.0K | <0.1% | +3,494+51.4% | Added | History |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 5,334 | $472.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard World FD921910873 | MEGA CAP INDEX | 3,102 | $473.0K | <0.1% | 00.0% | Unchanged | – |
| MROMarathon Oil Corp | COM | 34,582 | $473.0K | <0.1% | 00.0% | Unchanged | History |
| GDSGDS Holdings Ltd | SPONSORED ADS | 8,500 | $481.0K | <0.1% | −6,950−45.0% | Reduced | History |
| UUnity Software Inc. | COM | 3,829 | $483.0K | <0.1% | +2,966+343.7% | Added | History |
| PENNPENN Entertainment, Inc. | COM | 6,678 | $484.0K | <0.1% | −2,369−26.2% | Reduced | History |
| iShares Tr464288273 | EAFE SML CP ETF | 6,508 | $484.0K | <0.1% | +64+1.0% | Added | – |
| PKGPackaging Corp of America | Stock | 3,528 | $485.0K | <0.1% | −1,694−32.4% | Reduced | History |
| FEFirstenergy Corp | COM | 13,618 | $485.0K | <0.1% | +7,353+117.4% | Added | History |
| EXPEagle Materials Inc | COM | 3,698 | $485.0K | <0.1% | −3,957−51.7% | Reduced | History |
| iShares Tr464287580 | US CONSUM DISCRE | 6,295 | $487.0K | <0.1% | +7+0.1% | Added | – |
| First Tr MLP & Energy Incom33739B104 | COM | 67,850 | $489.0K | <0.1% | −56,000−45.2% | Reduced | – |
| KKellanova | Stock | 7,699 | $492.0K | <0.1% | +237+3.2% | Added | History |
| SMFGSumitomo Mitsui Financial Group, Inc. | SPONSORED ADR | 70,123 | $492.0K | <0.1% | +17,857+34.2% | Added | History |
| CWHCamping World Holdings, Inc. | CL A | 12,672 | $493.0K | <0.1% | +1,106+9.6% | Added | History |
| AKAMAkamai Technologies Inc | COM | 4,725 | $494.0K | <0.1% | −3,340−41.4% | Reduced | History |
| Vanguard Scottsdale FDS92206C565 | TOTAL WLD BD ETF | 6,200 | $495.0K | <0.1% | 00.0% | Unchanged | – |
| WINGWingstop Inc. | COM | 3,021 | $495.0K | <0.1% | −256−7.8% | Reduced | History |
| GNKGenco Shipping & Trading Ltd | SHS | 24,591 | $495.0K | <0.1% | −11,129−31.2% | Reduced | History |
| SUSuncor Energy Inc | Stock | 23,998 | $498.0K | <0.1% | +1,331+5.9% | Added | History |
| KTBKontoor Brands, Inc. | Stock | 9,983 | $499.0K | <0.1% | +812+8.9% | Added | History |
| PDIPIMCO Dynamic Income Fund | SHS | 18,814 | $500.0K | <0.1% | −307−1.6% | Reduced | History |
| AXONAxon Enterprise, Inc. | COM | 2,863 | $501.0K | <0.1% | +115+4.2% | Added | History |
| iShares Tr46435U796 | SYSTEMATIC BD ET | 4,995 | $501.0K | <0.1% | 00.0% | Unchanged | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 16,801 | $502.0K | <0.1% | 00.0% | Unchanged | – |
| PSAPublic Storage | COM | 1,689 | $502.0K | <0.1% | −365−17.8% | Reduced | History |
| TMToyota Motor Corp | ADS | 2,831 | $503.0K | <0.1% | −10−0.4% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 8,174 | $505.0K | <0.1% | 00.0% | Unchanged | – |
| PHRPhreesia, Inc. | COM | 8,203 | $506.0K | <0.1% | +24+0.3% | Added | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 7,919 | $507.0K | <0.1% | +63+0.8% | Added | – |
| POWIPower Integrations Inc | COM | 5,120 | $507.0K | <0.1% | +118+2.4% | Added | History |
| JPMorgan Chase & Co46625H365 | ALERIAN ML ETN | 28,077 | $510.0K | <0.1% | −482−1.7% | Reduced | – |
| DHIHorton D R Inc | COM | 6,090 | $511.0K | <0.1% | −23−0.4% | Reduced | History |
| UPSTUpstart Holdings, Inc. | COM | 1,621 | $513.0K | <0.1% | +1,621 | New | History |
| ROIIRiskOn International, Inc. | Common Stock | 98,100 | $515.0K | <0.1% | +98,100 | New | History |
| SPDR Series Trust78464A128 | ST STR SP1500VT | 3,575 | $517.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287838 | U.S. BAS MTL ETF | 4,159 | $518.0K | <0.1% | −1,081−20.6% | Reduced | – |
| ETREntergy Corp | COM | 5,226 | $519.0K | <0.1% | −189−3.5% | Reduced | History |
| CHTRCharter Communications, Inc. | CL A | 718 | $522.0K | <0.1% | −6−0.8% | Reduced | History |
| KOFCoca Cola Femsa SAB de CV | SPONS ADS REP | 9,281 | $522.0K | <0.1% | +108+1.2% | Added | History |
Sold out since Q2 2021 (76)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 326,331 | $3.72M | 0.1% | – |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 26,946 | $3.56M | 0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 173,933 | $3.49M | 0.1% | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 75,519 | $3.25M | <0.1% | – |
| ARAntero Resources Corp | COM | 177,804 | $2.67M | <0.1% | History |
| OCFCOceanfirst Financial Corp | COM | 111,228 | $2.32M | <0.1% | History |
| AXTAAxalta Coating Systems Ltd. | COM | 64,873 | $1.98M | <0.1% | History |
| ERIIEnergy Recovery, Inc. | COM | 73,426 | $1.67M | <0.1% | History |
| VRTVertiv Holdings Co | COM CL A | 57,686 | $1.57M | <0.1% | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 376,084 | $1.50M | <0.1% | History |
| PDDPDD Holdings Inc. | SPONSORED ADS | 11,009 | $1.40M | <0.1% | History |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 60,663 | $1.39M | <0.1% | History |
| THQabrdn Healthcare Opportunities Fund | SHS | 57,447 | $1.33M | <0.1% | History |
| CVACovanta Holding Corp | COM | 65,887 | $1.16M | <0.1% | History |
| CUZCousins Properties Inc | COM NEW | 23,270 | $856.0K | <0.1% | History |
| AVIDAvid Technology, Inc. | COM | 19,659 | $770.0K | <0.1% | History |
| CHYCalamos Convertible & High Income Fund | COM SHS | 45,852 | $748.0K | <0.1% | History |
| KLICKulicke & Soffa Industries Inc | COM | 10,358 | $634.0K | <0.1% | History |
| Capitala Fin Corp14054R502 | COM NEW | 22,513 | $553.0K | <0.1% | – |
| HBIOHarvard Bioscience Inc | COM | 65,870 | $549.0K | <0.1% | History |
| WRIWeingarten Realty Investors | SH BEN INT | 16,050 | $515.0K | <0.1% | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 7,088 | $477.0K | <0.1% | History |
| iShares Tr464287192 | US TRSPRTION | 1,611 | $419.0K | <0.1% | – |
| CCKCrown Holdings, Inc. | COM | 4,086 | $418.0K | <0.1% | History |
| ITRIItron, Inc. | COM | 3,700 | $370.0K | <0.1% | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,945 | $357.0K | <0.1% | History |
| DBPInvesco DB Precious Metals Fund | PRECIOUS METAL | 6,670 | $328.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 6,137 | $323.0K | <0.1% | History |
| RVTYRevvity, Inc. | COM | 2,070 | $320.0K | <0.1% | History |
| SIGSignet Jewelers Ltd | SHS | 3,961 | $320.0K | <0.1% | History |
| iShares Tr464288174 | GL TIMB FORE ETF | 3,560 | $309.0K | <0.1% | – |
| BYNDBeyond Meat, Inc. | COM | 1,649 | $260.0K | <0.1% | History |
| STLSterling Bancorp | COM | 10,267 | $255.0K | <0.1% | History |
| CVETCovetrus, Inc. | COM | 9,390 | $254.0K | <0.1% | History |
| PDCEPDC Energy, Inc. | COM | 5,514 | $252.0K | <0.1% | History |
| TRTNTriton International Ltd | CL A | 4,683 | $245.0K | <0.1% | History |
| ZTRVirtus Total Return Fund Inc. | COM | 24,939 | $242.0K | <0.1% | History |
| Foley Trasimene Acquistn Cor34431F112 | *W EXP 05/26/202 | 115,000 | $239.0K | <0.1% | – |
| LWLamb Weston Holdings, Inc. | Stock | 2,835 | $229.0K | <0.1% | History |
| NVTAInvitae Corp | COM | 6,711 | $226.0K | <0.1% | History |
| EATBrinker International, Inc | Stock | 3,553 | $220.0K | <0.1% | History |
| Global X FDS37950E416 | SOCIAL MED ETF | 3,030 | $219.0K | <0.1% | – |
| FTVFortive Corp | Stock | 3,121 | $218.0K | <0.1% | History |
| BERYBerry Global Group, Inc. | COM | 3,318 | $216.0K | <0.1% | History |
| PFPTProofpoint Inc | COM | 1,233 | $214.0K | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 547 | $212.0K | <0.1% | History |
| TDToronto Dominion Bank | Stock | 3,008 | $211.0K | <0.1% | History |
| CVGWCalavo Growers Inc | COM | 3,332 | $211.0K | <0.1% | History |
| NTNXNutanix, Inc. | Stock | 5,454 | $208.0K | <0.1% | History |
| NTLAIntellia Therapeutics, Inc. | COM | 1,286 | $208.0K | <0.1% | History |
| MFCManulife Financial Corp | COM | 10,417 | $205.0K | <0.1% | History |
| CDWCDW Corp | COM | 1,170 | $204.0K | <0.1% | History |
| HALHalliburton Co | Stock | 8,735 | $202.0K | <0.1% | History |
| ADUSAddus HomeCare Corp | COM | 2,300 | $201.0K | <0.1% | History |
| Just Eat Takeaway Com N V48214T305 | SPONSORED ADS | 10,422 | $190.0K | <0.1% | – |
| EFREaton Vance Senior Floating-Rate Trust | COM | 13,308 | $188.0K | <0.1% | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 10,818 | $170.0K | <0.1% | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 11,192 | $169.0K | <0.1% | History |
| Paysafe LtdG6964L115 | *W EXP 08/11/202 | 45,831 | $164.0K | <0.1% | – |
| EFTEaton Vance Floating-Rate Income Trust | COM | 10,000 | $144.0K | <0.1% | History |
| VMEOVimeo, Inc. | COMMON STOCK | 2,758 | $135.0K | <0.1% | History |
| Echo Global Logistics, Inc.27875T101 | COM | 3,903 | $120.0K | <0.1% | – |
| CHUYChuy's Holdings, Inc. | COM | 2,500 | $93.0K | <0.1% | History |
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | 22,000 | $73.0K | <0.1% | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | 12,000 | $65.0K | <0.1% | – |
| AEGAegon Ltd. | NY REGISTRY SHS | 13,760 | $57.0K | <0.1% | History |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | 18,000 | $53.0K | <0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | 23,000 | $42.0K | <0.1% | – |
| Portman Ridge Fin Corp73688F102 | COM | 17,535 | $42.0K | <0.1% | – |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | 13,000 | $34.0K | <0.1% | – |
| FIVNFive9, Inc. | COM | 142 | $26.0K | <0.1% | History |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | 13,000 | $13.0K | <0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 79 | $13.0K | <0.1% | History |
| TKNOAlpha Teknova, Inc. | COM | 500 | $12.0K | <0.1% | History |
| PPDPPD, Inc. | COM | 146 | $7.00K | <0.1% | History |
| Gabelli Equity Tr Inc362397218 | RIGHT 07/14/2021 | 18,390 | $2.00K | <0.1% | – |