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Livermore
Livermore
ZHEN

Pinnacle Associates Ltd

SEC CIK
0000743127
Latest filing
Aug 3, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Jan 19, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
818
+7 vs. Q3 2023
Portfolio value
$5.94B
+$563.6M (+10.5%) vs. Q3 2023
Filed
Jan 19, 2024
SEC
Holdings of Pinnacle Associates Ltd in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock1,338,050$257.6M4.3%−2,873−0.2%ReducedHistory
JNJJohnson & JohnsonStock1,307,304$204.9M3.4%+1,141+0.1%AddedHistory
MSFTMicrosoft CorpStock505,091$189.9M3.2%+6,573+1.3%AddedHistory
SPYSPDR S&P 500 ETF TrustETF201,032$95.6M1.6%−2,904−1.4%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF385,971$82.3M1.4%+120.0%Added–
JPMJPMorgan Chase & CoStock478,369$81.4M1.4%−290−0.1%ReducedHistory
AVGOBroadcom Inc.Stock71,431$79.7M1.3%−985−1.4%ReducedHistory
AMZNAmazon Com IncStock502,904$76.4M1.3%+319+0.1%AddedHistory
Invesco QQQ Trust Series I46090E103ETF166,014$68.0M1.1%−2,944−1.7%Reduced–
LRCXLam Research CorpCOM77,943$61.0M1.0%−8,016−9.3%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM66,965$58.8M1.0%−518−0.8%ReducedHistory
iShares Core S&P 500 ETF464287200ETF122,726$58.6M1.0%+2,526+2.1%Added–
XYLXylem Inc.COM505,001$57.8M1.0%−7,669−1.5%ReducedHistory
GOOGAlphabet Inc.Stock408,873$57.6M1.0%−1,362−0.3%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF494,722$55.2M0.9%+4,926+1.0%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF375,104$55.2M0.9%+6,231+1.7%Added–
VVisa Inc.Stock210,789$54.9M0.9%−729−0.3%ReducedHistory
HDHome Depot, Inc.Stock150,079$52.0M0.9%+1,738+1.2%AddedHistory
GOOGLAlphabet Inc.Stock371,350$51.9M0.9%+2,216+0.6%AddedHistory
MRKMerck & Co., Inc.Stock474,065$51.7M0.9%−1,091−0.2%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF215,957$51.2M0.9%+6,516+3.1%Added–
NVDANVIDIA CorpStock103,263$51.1M0.9%+2,210+2.2%AddedHistory
METAMeta Platforms, Inc.Stock143,665$50.9M0.9%+814+0.6%AddedHistory
Schwab US Dividend Equity ETF808524797ETF635,170$48.4M0.8%−18,838−2.9%Reduced–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF834,585$46.9M0.8%−18,868−2.2%Reduced–
RCLRoyal Caribbean Cruises LtdCOM353,175$45.7M0.8%−11,980−3.3%ReducedHistory
QRVOQorvo, Inc.Stock395,546$44.5M0.7%−1,851−0.5%ReducedHistory
MSMorgan StanleyStock471,784$44.0M0.7%−5,327−1.1%ReducedHistory
BYDBoyd Gaming CorpCOM679,178$42.5M0.7%−1,963−0.3%ReducedHistory
CSCOCisco Systems, Inc.Stock797,674$40.3M0.7%−7,875−1.0%ReducedHistory
BRK.BBerkshire Hathaway IncStock110,620$39.5M0.7%+449+0.4%AddedHistory
PRKSUnited Parks & Resorts Inc.COM713,208$37.7M0.6%−2,880−0.4%ReducedHistory
AXPAmerican Express CoStock192,814$36.1M0.6%−975−0.5%ReducedHistory
COHRCoherent Corp.COM818,686$35.6M0.6%−2,924−0.4%ReducedHistory
BLKBlackRock, Inc.COM43,009$34.9M0.6%+225+0.5%AddedHistory
PGProcter & Gamble CoStock233,388$34.2M0.6%+1,044+0.4%AddedHistory
LLYEli Lilly & CoStock58,295$34.0M0.6%−4,438−7.1%ReducedHistory
OSWOnespaworld Holdings LtdCOM2,374,959$33.5M0.6%+4,048+0.2%AddedHistory
GLNGGolar LNG LtdSHS1,449,028$33.3M0.6%−15,132−1.0%ReducedHistory
BACBank of America CorpStock984,690$33.2M0.6%+5,906+0.6%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF65,142$33.1M0.6%−622−0.9%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM586,946$32.3M0.5%−14,011−2.3%Reduced–
CMCSAComcast CorpStock733,299$32.2M0.5%−11,288−1.5%ReducedHistory
Vanguard Information Technology ETF92204A702ETF63,579$30.8M0.5%+1,735+2.8%Added–
COSTCostco Wholesale CorpStock46,361$30.6M0.5%+237+0.5%AddedHistory
ETNEaton Corp plcStock126,489$30.5M0.5%+897+0.7%AddedHistory
ITRIItron, Inc.COM398,372$30.1M0.5%+1,111+0.3%AddedHistory
IMGNImmunoGen, Inc.COM1,011,792$30.0M0.5%−4,364−0.4%ReducedHistory
IRDMIridium Communications Inc.COM716,341$29.5M0.5%+1,208+0.2%AddedHistory
CATCaterpillar IncStock96,006$28.4M0.5%+5,237+5.8%AddedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 173,740$27.8M0.5%−1,501−2.0%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF256,001$27.7M0.5%−5,737−2.2%Reduced–
CPCanadian Pacific Kansas City LtdCOM347,010$27.4M0.5%+4,976+1.5%AddedHistory
ADBEAdobe Inc.Stock45,143$26.9M0.5%−1,169−2.5%ReducedHistory
TRMBTrimble Inc.COM495,047$26.3M0.4%−4,216−0.8%ReducedHistory
CVXChevron CorpStock170,957$25.5M0.4%+18,945+12.5%AddedHistory
HONHoneywell International IncCOM121,528$25.5M0.4%+10,004+9.0%AddedHistory
RJFRaymond James Financial IncCOM226,342$25.2M0.4%−2,313−1.0%ReducedHistory
BXBlackstone Inc.COM192,054$25.1M0.4%+2,179+1.1%AddedHistory
MKLMarkel Group Inc.COM17,656$25.1M0.4%+1,167+7.1%AddedHistory
FDXFedEx CorpStock97,091$24.6M0.4%+1,029+1.1%AddedHistory
MSGSMadison Square Garden Sports Corp.CL A132,762$24.1M0.4%+1,222+0.9%AddedHistory
PEPPepsiCo IncStock141,227$24.0M0.4%+4,561+3.3%AddedHistory
LVSLas Vegas Sands CorpCOM487,363$24.0M0.4%+128,084+35.7%AddedHistory
ORCLOracle CorpStock221,266$23.3M0.4%+6,304+2.9%AddedHistory
IONSIonis Pharmaceuticals IncCOM458,979$23.2M0.4%−4,056−0.9%ReducedHistory
AMBAAmbarella IncSHS375,187$23.0M0.4%−1,876−0.5%ReducedHistory
LASRNlight, Inc.COM1,693,821$22.9M0.4%+258,199+18.0%AddedHistory
SBUXStarbucks CorpStock236,285$22.7M0.4%−3,816−1.6%ReducedHistory
PFEPfizer IncStock784,565$22.6M0.4%−49,274−5.9%ReducedHistory
VSHVishay Intertechnology IncCOM930,292$22.3M0.4%−215,950−18.8%ReducedHistory
CCJCameco CorpStock501,536$21.6M0.4%−8,463−1.7%ReducedHistory
CYTKCytokinetics IncCOM NEW258,358$21.6M0.4%−971−0.4%ReducedHistory
CGNXCognex CorpCOM516,506$21.6M0.4%−8,661−1.6%ReducedHistory
IBMInternational Business Machines CorpStock131,097$21.4M0.4%+327+0.3%AddedHistory
LITELumentum Holdings Inc.COM407,789$21.4M0.4%+11,281+2.8%AddedHistory
UNHUnitedHealth Group IncStock40,550$21.3M0.4%+377+0.9%AddedHistory
XOMExxonMobil Holdings CorpCOM212,184$21.2M0.4%−1,089−0.5%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF441,988$21.2M0.4%+60,541+15.9%Added–
AVAVAeroVironment IncCOM165,645$20.9M0.4%−3,644−2.2%ReducedHistory
WMTWalmart Inc.Stock128,464$20.3M0.3%+3,470+2.8%AddedHistory
RTXRTX CorpStock238,397$20.1M0.3%+6,116+2.6%AddedHistory
MANUManchester United plcORD CL A963,561$19.6M0.3%+130,446+15.7%AddedHistory
MUMicron Technology IncStock229,900$19.6M0.3%−260.0%ReducedHistory
WERNWerner Enterprises IncCOM460,453$19.5M0.3%−7,717−1.6%ReducedHistory
CVLTCommvault Systems IncCOM242,873$19.4M0.3%−2,056−0.8%ReducedHistory
AEISAdvanced Energy Industries IncCOM176,683$19.2M0.3%−1,385−0.8%ReducedHistory
ABBVAbbVie Inc.Stock123,638$19.2M0.3%−246−0.2%ReducedHistory
DLRDigital Realty Trust, Inc.COM141,935$19.1M0.3%+2,106+1.5%AddedHistory
AMATApplied Materials IncStock117,150$19.0M0.3%−564−0.5%ReducedHistory
CAECae IncCOM874,588$18.9M0.3%+9,768+1.1%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT118,031$18.6M0.3%+1,487+1.3%Added–
TMOThermo Fisher Scientific Inc.Stock34,712$18.4M0.3%−467−1.3%ReducedHistory
MAMastercard IncStock42,373$18.1M0.3%−288−0.7%ReducedHistory
INTCIntel CorpStock358,202$18.0M0.3%−4,609−1.3%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF63,912$17.7M0.3%−484−0.8%Reduced–
ICHRIchor Holdings, Ltd.SHS498,955$16.8M0.3%+105,934+27.0%AddedHistory
HXLHexcel CorpCOM225,878$16.7M0.3%−2,508−1.1%ReducedHistory
UPSUnited Parcel Service IncStock104,731$16.5M0.3%−8,375−7.4%ReducedHistory
AMGNAmgen IncStock56,555$16.3M0.3%−605−1.1%ReducedHistory

Sold out since Q3 2023 (33)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Pinnacle Associates Ltd sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
SGENSeagen Inc.COM152,446$32.3M0.6%History
ICPTIntercept Pharmaceuticals, Inc.COM197,237$3.66M0.1%History
ATVIActivision Blizzard, Inc.COM30,442$2.85M0.1%History
RELLRichardson Electronics, Ltd.COM64,202$701.7K<0.1%History
JNPRJuniper Networks IncCOM16,695$464.0K<0.1%History
BBIOBridgeBio Pharma, Inc.COM14,750$389.0K<0.1%History
Sunpower Corp867652406COM62,275$384.2K<0.1%–
CHKPCheck Point Software Technologies LtdORD2,417$322.1K<0.1%History
MRNAModerna, Inc.Stock2,880$297.5K<0.1%History
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF3,626$262.4K<0.1%–
NTRSNorthern Trust CorpCOM3,699$257.0K<0.1%History
JCIJohnson Controls International plcStock4,671$248.5K<0.1%History
HUNHuntsman CORPCOM9,897$241.5K<0.1%History
CHTRCharter Communications, Inc.CL A544$239.3K<0.1%History
VMWVmware LLCCL A COM1,401$233.2K<0.1%History
Global X Lithium & Battery Tech ETF37954Y855ETF3,718$205.1K<0.1%–
HELEHelen of Troy LtdStock1,758$204.9K<0.1%History
JJacobs Solutions Inc.COM1,496$204.2K<0.1%History
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,925$174.5K<0.1%–
MPTMedical Properties Trust IncCOM23,430$127.7K<0.1%History
KYNBKyntra Bio, Inc.COM143,204$123.6K<0.1%History
MLCOMelco Resorts & Entertainment LTDADR12,130$120.0K<0.1%History
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM12,871$117.5K<0.1%History
NANNuveen New York Quality Municipal Income FundCOM10,602$102.5K<0.1%History
VODVodafone Group Public Ltd CoADR10,120$95.9K<0.1%History
MQMarqeta, Inc.CLASS A COM14,900$89.1K<0.1%History
ABOSAcumen Pharmaceuticals, Inc.COM18,020$74.8K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A13,120$65.2K<0.1%History
Mynaric AG62857X101SPON ADS12,000$57.6K<0.1%–
KVHIKVH Industries IncCOM10,100$51.5K<0.1%History
SCORComscore, Inc.COM83,050$51.0K<0.1%History
PEDPedevco CorpCOM PAR35,000$35.4K<0.1%History
GRTXGalera Therapeutics, Inc.COM47,695$8.35K<0.1%History