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Livermore
Livermore
ZHEN

Pinnacle Associates Ltd

SEC CIK
0000743127
Latest filing
Aug 3, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 24, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
811
−2 vs. Q2 2023
Portfolio value
$5.38B
−$383.3M (−6.7%) vs. Q2 2023
Filed
Oct 24, 2023
SEC
Holdings of Pinnacle Associates Ltd in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock1,340,923$229.6M4.3%−2,866−0.2%ReducedHistory
JNJJohnson & JohnsonStock1,306,163$203.4M3.8%−2,846−0.2%ReducedHistory
MSFTMicrosoft CorpStock498,518$157.4M2.9%−6,501−1.3%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF203,936$87.2M1.6%−3,935−1.9%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF385,959$73.0M1.4%−1,755−0.5%Reduced–
JPMJPMorgan Chase & CoStock478,659$69.4M1.3%−3,316−0.7%ReducedHistory
AMZNAmazon Com IncStock502,585$63.9M1.2%+2,575+0.5%AddedHistory
Invesco QQQ Trust Series I46090E103ETF168,958$60.5M1.1%−10,223−5.7%Reduced–
AVGOBroadcom Inc.Stock72,416$60.1M1.1%−607−0.8%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM67,483$55.5M1.0%−2,712−3.9%ReducedHistory
GOOGAlphabet Inc.Stock410,235$54.1M1.0%+220+0.1%AddedHistory
LRCXLam Research CorpCOM85,959$53.9M1.0%−19,871−18.8%ReducedHistory
iShares Core S&P 500 ETF464287200ETF120,200$51.6M1.0%+2,966+2.5%Added–
Vanguard High Dividend Yield Index ETF921946406ETF489,796$50.6M0.9%+4,730+1.0%Added–
MRKMerck & Co., Inc.Stock475,156$48.9M0.9%−3,900−0.8%ReducedHistory
VVisa Inc.Stock211,518$48.7M0.9%−1,532−0.7%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF368,873$48.6M0.9%+2,554+0.7%Added–
GOOGLAlphabet Inc.Stock369,134$48.3M0.9%+3,909+1.1%AddedHistory
XYLXylem Inc.COM512,670$46.7M0.9%−29,124−5.4%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF654,008$46.3M0.9%−627−0.1%Reduced–
HDHome Depot, Inc.Stock148,341$44.8M0.8%+569+0.4%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF209,441$44.5M0.8%+6,617+3.3%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF853,453$44.3M0.8%+20,770+2.5%Added–
NVDANVIDIA CorpStock101,053$44.0M0.8%+899+0.9%AddedHistory
CSCOCisco Systems, Inc.Stock805,549$43.3M0.8%−4,404−0.5%ReducedHistory
METAMeta Platforms, Inc.Stock142,851$42.9M0.8%+690.0%AddedHistory
BYDBoyd Gaming CorpCOM681,141$41.4M0.8%−20,616−2.9%ReducedHistory
MSMorgan StanleyStock477,111$39.0M0.7%+14,552+3.1%AddedHistory
BRK.BBerkshire Hathaway IncStock110,171$38.6M0.7%+806+0.7%AddedHistory
QRVOQorvo, Inc.Stock397,397$37.9M0.7%−17,920−4.3%ReducedHistory
GLNGGolar LNG LtdSHS1,464,160$35.5M0.7%−67,896−4.4%ReducedHistory
PGProcter & Gamble CoStock232,344$33.9M0.6%−3,439−1.5%ReducedHistory
LLYEli Lilly & CoStock62,733$33.7M0.6%−1,807−2.8%ReducedHistory
RCLRoyal Caribbean Cruises LtdCOM365,155$33.6M0.6%−102,648−21.9%ReducedHistory
PRKSUnited Parks & Resorts Inc.COM716,088$33.1M0.6%−22,256−3.0%ReducedHistory
CMCSAComcast CorpStock744,587$33.0M0.6%−11,936−1.6%ReducedHistory
IRDMIridium Communications Inc.COM715,133$32.5M0.6%−19,111−2.6%ReducedHistory
SGENSeagen Inc.COM152,446$32.3M0.6%−4,902−3.1%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM600,957$32.2M0.6%+26,930+4.7%Added–
MDYSPDR S&P Midcap 400 ETF TrustETF65,764$30.0M0.6%−1,375−2.0%ReducedHistory
AXPAmerican Express CoStock193,789$28.9M0.5%−2,083−1.1%ReducedHistory
VSHVishay Intertechnology IncCOM1,146,242$28.3M0.5%−44,470−3.7%ReducedHistory
BLKBlackRock, Inc.COM42,784$27.7M0.5%−431−1.0%ReducedHistory
PFEPfizer IncStock833,839$27.7M0.5%−30,205−3.5%ReducedHistory
TRMBTrimble Inc.COM499,263$26.9M0.5%−17,221−3.3%ReducedHistory
COHRCoherent Corp.COM821,610$26.8M0.5%−19,851−2.4%ReducedHistory
BACBank of America CorpStock978,784$26.8M0.5%+225,767+30.0%AddedHistory
ETNEaton Corp plcStock125,592$26.8M0.5%−633−0.5%ReducedHistory
OSWOnespaworld Holdings LtdCOM2,370,911$26.6M0.5%−15,746−0.7%ReducedHistory
COSTCostco Wholesale CorpStock46,124$26.1M0.5%+724+1.6%AddedHistory
Vanguard Information Technology ETF92204A702ETF61,844$25.7M0.5%−114−0.2%Reduced–
CVXChevron CorpStock152,012$25.6M0.5%+4,422+3.0%AddedHistory
CPCanadian Pacific Kansas City LtdCOM342,034$25.5M0.5%−10,435−3.0%ReducedHistory
FDXFedEx CorpStock96,062$25.4M0.5%−939−1.0%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 175,241$25.2M0.5%−7,337−8.9%ReducedHistory
XOMExxonMobil Holdings CorpCOM213,273$25.1M0.5%−826−0.4%ReducedHistory
CATCaterpillar IncStock90,769$24.8M0.5%+10,445+13.0%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF261,738$24.7M0.5%−10,740−3.9%Reduced–
MKLMarkel Group Inc.COM16,489$24.3M0.5%+50+0.3%AddedHistory
ITRIItron, Inc.COM397,261$24.1M0.4%+79,340+25.0%AddedHistory
BMYBristol Myers Squibb CoStock410,429$23.8M0.4%−10,368−2.5%ReducedHistory
ADBEAdobe Inc.Stock46,312$23.6M0.4%+54+0.1%AddedHistory
MSGSMadison Square Garden Sports Corp.CL A131,540$23.2M0.4%−33,638−20.4%ReducedHistory
PEPPepsiCo IncStock136,666$23.2M0.4%−961−0.7%ReducedHistory
RJFRaymond James Financial IncCOM228,655$23.0M0.4%−12,250−5.1%ReducedHistory
ORCLOracle CorpStock214,962$22.8M0.4%−4,979−2.3%ReducedHistory
CGNXCognex CorpCOM525,167$22.3M0.4%−20,932−3.8%ReducedHistory
SBUXStarbucks CorpStock240,101$21.9M0.4%+9,897+4.3%AddedHistory
IONSIonis Pharmaceuticals IncCOM463,035$21.0M0.4%−15,169−3.2%ReducedHistory
PLUGPlug Power IncStock2,756,468$20.9M0.4%−56,156−2.0%ReducedHistory
HONHoneywell International IncCOM111,524$20.6M0.4%+93+0.1%AddedHistory
BXBlackstone Inc.COM189,875$20.3M0.4%+262+0.1%AddedHistory
UNHUnitedHealth Group IncStock40,173$20.3M0.4%−818−2.0%ReducedHistory
CCJCameco CorpStock509,999$20.2M0.4%−31,318−5.8%ReducedHistory
CAECae IncCOM864,820$20.2M0.4%−33,013−3.7%ReducedHistory
AMBAAmbarella IncSHS377,063$20.0M0.4%−11,041−2.8%ReducedHistory
WMTWalmart Inc.Stock124,994$20.0M0.4%+1,119+0.9%AddedHistory
AVAVAeroVironment IncCOM169,289$18.9M0.4%−66,378−28.2%ReducedHistory
ABBVAbbVie Inc.Stock123,884$18.5M0.3%−711−0.6%ReducedHistory
AEISAdvanced Energy Industries IncCOM178,068$18.4M0.3%−7,807−4.2%ReducedHistory
IBMInternational Business Machines CorpStock130,770$18.3M0.3%+2,133+1.7%AddedHistory
ARRYArray Technologies, Inc.COM SHS824,610$18.3M0.3%−33,523−3.9%ReducedHistory
WERNWerner Enterprises IncCOM468,170$18.2M0.3%−20,934−4.3%ReducedHistory
LITELumentum Holdings Inc.COM396,508$17.9M0.3%−41,512−9.5%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock35,179$17.8M0.3%+770+2.2%AddedHistory
UPSUnited Parcel Service IncStock113,106$17.6M0.3%+7,386+7.0%AddedHistory
GSGoldman Sachs Group IncStock52,646$17.0M0.3%+487+0.9%AddedHistory
DLRDigital Realty Trust, Inc.COM139,829$16.9M0.3%+4,776+3.5%AddedHistory
MAMastercard IncStock42,661$16.9M0.3%+104+0.2%AddedHistory
RTXRTX CorpStock232,281$16.7M0.3%−29,106−11.1%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF381,447$16.7M0.3%+5,490+1.5%Added–
CVLTCommvault Systems IncCOM244,929$16.6M0.3%−8,347−3.3%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT116,544$16.5M0.3%+4,070+3.6%Added–
MANUManchester United plcORD CL A833,115$16.5M0.3%−7,224−0.9%ReducedHistory
LVSLas Vegas Sands CorpCOM359,279$16.5M0.3%−3,272−0.9%ReducedHistory
AMATApplied Materials IncStock117,714$16.3M0.3%−4,053−3.3%ReducedHistory
IMGNImmunoGen, Inc.COM1,016,156$16.1M0.3%−193,767−16.0%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF64,396$16.1M0.3%−256−0.4%Reduced–
TSLATesla, Inc.Stock62,909$15.7M0.3%−2,106−3.2%ReducedHistory
MUMicron Technology IncStock229,926$15.6M0.3%+320+0.1%AddedHistory

Sold out since Q2 2023 (31)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Pinnacle Associates Ltd sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Liberty Media Corp531229409COM A SIRIUSXM419,915$13.8M0.2%–
AMRSAmyris, Inc.COM NEW4,258,411$4.39M0.1%History
New York Life Investments Et45409B800MERGE ARBIT ETF53,803$1.68M<0.1%–
Liberty Media Corp Del531229607COM C SIRIUSXM47,093$1.54M<0.1%–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP22,369$1.39M<0.1%History
OUTOUTFRONT Media Inc.COM23,662$372.0K<0.1%History
Amyris, Inc.03236MAJ0NOTE 1.500%11/1–$370.0K<0.1%–
SRSpire IncCOM5,550$352.1K<0.1%History
WTWWillis Towers Watson PLCSHS1,415$333.2K<0.1%History
Vanguard Short-Term Bond ETF921937827ETF3,908$295.3K<0.1%–
SQMChemical & Mining Co of Chile IncSPON ADR SER B4,059$294.8K<0.1%History
BROBrown & Brown, Inc.Stock4,060$279.5K<0.1%History
GNRCGenerac Holdings Inc.Stock1,803$268.9K<0.1%History
OGNOrganon & Co.Stock12,868$267.8K<0.1%History
LBTYKLiberty Global Ltd.SHS CL C14,259$253.4K<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT4,316$242.3K<0.1%History
AMEAmetek IncCOM1,490$241.2K<0.1%History
SNASnap-on IncCOM821$236.6K<0.1%History
HPQHP IncStock7,643$234.7K<0.1%History
PDCEPDC Energy, Inc.COM3,282$233.5K<0.1%History
EAElectronic Arts Inc.COM1,743$226.0K<0.1%History
LHLabcorp Holdings Inc.COM NEW924$223.0K<0.1%History
Maxeon Solar Technologies LTY58473102SHS7,783$219.2K<0.1%–
SNVSynovus Financial CorpCOM NEW6,742$203.9K<0.1%History
SIRISirius XM Holdings Inc.COM41,135$186.3K<0.1%History
PACWPacwest BancorpCOM19,465$158.6K<0.1%History
GBDCGolub Capital BDC, Inc.COM10,431$140.8K<0.1%History
OABIOmniAb, Inc.COM21,585$108.6K<0.1%History
GEOGeo Group IncCOM13,000$93.1K<0.1%History
FAXAbrdn Asia-Pacific Income Fund, Inc.COM19,251$52.0K<0.1%History
NCMINational CineMedia, Inc.COM25,894$8.73K<0.1%History