First Manhattan Co

SEC CIK: 0000728083
Latest filing: Aug 14, 2026

SEC filings (opens in a new tab)

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Positions: 1,637; −21 vs. Q2 2022
Portfolio value: $23.6B; −$1.20B (−4.8%) vs. Q2 2022
Filed: Nov 14, 2022; SEC

Holdings of First Manhattan Co in Q3 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
ADNTAdient plc	Stock	14	$0	0.0%	00.0%	Unchanged	History
iShares Select U.S. REIT ETF464287564	ETF	3	$0	0.0%	−26−89.7%	Reduced	–
FTNTFortinet, Inc.	Stock	10	$0	0.0%	+10	New	History
Schwab U.S. Large-Cap Value ETF808524409	ETF	16	$0	0.0%	00.0%	Unchanged	–
ARK Blockchain & Fintech Innovation ETF00214Q708	ETF	57	$0	0.0%	+57	New	–
DKNGDraftKings Inc.	Stock	31	$0	0.0%	00.0%	Unchanged	History
Schwab US Aggregate Bond ETF808524839	ETF	5	$0	0.0%	+5	New	–
WENWendy's Co	Stock	29	$0	0.0%	00.0%	Unchanged	History
HOODRobinhood Markets, Inc.	Stock	28	$0	0.0%	00.0%	Unchanged	History
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	11	$0	0.0%	+11	New	–
ProShares Bitcoin ETF74347G440	ETF	12	$0	0.0%	+12	New	–
ONLOrion Properties Inc.	REIT	49	$0	0.0%	−219−81.7%	Reduced	History
iShares U.S. Medical Devices ETF464288810	ETF	18	$0	0.0%	+18	New	–
Schwab Fundamental U.S. Small Company ETF808524763	ETF	8	$0	0.0%	−72−90.0%	Reduced	–
Schwab Fundamental U.S. Large Company ETF808524771	ETF	11	$0	0.0%	−94−89.5%	Reduced	–
Schwab Fundamental International Small Equity ETF808524748	ETF	9	$0	0.0%	−80−89.9%	Reduced	–
Schwab Fundamental Emerging Markets Equity ETF808524730	ETF	17	$0	0.0%	−147−89.6%	Reduced	–
Schwab Fundamental International Equity ETF808524755	ETF	17	$0	0.0%	−129−88.4%	Reduced	–
RGLDRoyal Gold Inc	Stock	5	$0	0.0%	00.0%	Unchanged	History
NRGNRG Energy, Inc.	Stock	17	$0	0.0%	00.0%	Unchanged	History
TDCTeradata Corp	Stock	20	$0	0.0%	00.0%	Unchanged	History
PTCPTC Inc.	Stock	8	$0	0.0%	00.0%	Unchanged	History
iShares Tr464288281	JPMORGAN USD EMG	10	$0	0.0%	00.0%	Unchanged	–
BKRBaker Hughes Co	CL A	46	$0	0.0%	00.0%	Unchanged	History
iShares Tr464288406	MRGSTR MD CP VAL	9	$0	0.0%	00.0%	Unchanged	–
SPDR Index Shs FDS78463X871	ST INTL CAP ETF	31	$0	0.0%	−11−26.2%	Reduced	–
TXG10x Genomics, Inc.	CL A COM	11	$0	0.0%	00.0%	Unchanged	History
EADAllspring Income Opportunities Fund	INC OPPTY FD	25	$0	0.0%	+25	New	History
ESTCElastic N.V.	ORD SHS	6	$0	0.0%	00.0%	Unchanged	History
VanEck ETF Trust92189F528	VANECK SHRT MUNI	1	$0	0.0%	−554−99.8%	Reduced	–
DOCHealthpeak Properties, Inc.	COM	1	$0	0.0%	00.0%	Unchanged	History
EEni SpA	SPONSORED ADR	43	$0	0.0%	00.0%	Unchanged	History
iShares Inc464286327	MSCI GLB SLV&MTL	2	$0	0.0%	+2	New	–
INSMINSMED Inc	COM PAR $.01	25	$0	0.0%	00.0%	Unchanged	History
BFHBread Financial Holdings, Inc.	COM	28	$0	0.0%	00.0%	Unchanged	History
MFICMidCap Financial Investment Corp	COM NEW	5	$0	0.0%	00.0%	Unchanged	History
INDIindie Semiconductor, Inc.	CLASS A COM	100	$0	0.0%	00.0%	Unchanged	History
SPDR Index Shs FDS78463X434	ST STR MSCI EAFE	14	$0	0.0%	−3−17.6%	Reduced	–
ETF Ser Solutions26922A719	US GBL GLD PRE	4	$0	0.0%	+4	New	–
Advisorshares Tr00768Y453	PURE US CANN ETF	100	$0	0.0%	00.0%	Unchanged	–
iShares Tr46434V613	CORE UNIVRSL USD	2	$0	0.0%	+2	New	–
URBNUrban Outfitters Inc	COM	50	$0	0.0%	00.0%	Unchanged	History
CNDTCONDUENT Inc	COM	190	$0	0.0%	00.0%	Unchanged	History
SLVOCredit Suisse AG	ETRA SILV SHS CO	2	$0	0.0%	+2	New	History
FMSFresenius Medical Care AG	SPONSORED ADR	20	$0	0.0%	00.0%	Unchanged	History
RGTIRigetti Computing, Inc.	COMMON STOCK	500	$0	0.0%	00.0%	Unchanged	History
UIUbiquiti Inc.	COM	2	$0	0.0%	+2	New	History
SPDR Index Shs FDS78463X756	ST MARKE CAP ETF	19	$0	0.0%	−9−32.1%	Reduced	–
MMacy's, Inc.	COM	1	$0	0.0%	00.0%	Unchanged	History
KIOKKR Income Opportunities Fund	COM	15	$0	0.0%	00.0%	Unchanged	History
Amplify ETF Tr032108409	CWP ENHANCED DIV	10	$0	0.0%	+10	New	–
MFAMfa Financial, Inc.	COM	15	$0	0.0%	+15	New	History
ADCTADC Therapeutics SA	SHS	200	$0	0.0%	00.0%	Unchanged	History
AMBPArdagh Metal Packaging S.A.	SHS	200	$0	0.0%	00.0%	Unchanged	History
BDTXBlack Diamond Therapeutics, Inc.	COM	200	$0	0.0%	00.0%	Unchanged	History
CABACabaletta Bio, Inc.	COM	500	$0	0.0%	00.0%	Unchanged	History
DJCODaily Journal Corp	COM	1	$0	0.0%	00.0%	Unchanged	History
FTEKFuel Tech, Inc.	COM	8	$0	0.0%	00.0%	Unchanged	History
GEVOGevo, Inc.	COM PAR	25	$0	0.0%	00.0%	Unchanged	History
GDRXGoodRx Holdings, Inc.	COM CL A	100	$0	0.0%	00.0%	Unchanged	History
GPROGoPro, Inc.	CL A	11	$0	0.0%	00.0%	Unchanged	History
HHSHarte Hanks Inc	COM	32	$0	0.0%	−200−86.2%	Reduced	History
IDNIntellicheck, Inc.	COM NEW	300	$0	0.0%	00.0%	Unchanged	History
LCTXLineage Cell Therapeutics, Inc.	COM	94	$0	0.0%	00.0%	Unchanged	History
NAVINavient Corp	COM	28	$0	0.0%	00.0%	Unchanged	History
OPTUOptimum Communications, Inc.	CL A	100	$0	0.0%	00.0%	Unchanged	History
RMRRMR Group Inc.	CL A	8	$0	0.0%	00.0%	Unchanged	History
ROOTRoot, Inc.	CL A NEW	41	$0	0.0%	−1−1.6%	ReducedConverted for a 1-for-18 split	History
SNDLSNDL Inc.	COM	98	$0	0.0%	00.0%	UnchangedConverted for a 1-for-10 split	History
UAUnder Armour, Inc.	CL C	50	$0	0.0%	00.0%	Unchanged	History
VHIValhi Inc	COM	36	$0	0.0%	+36	New	History
ACORAcorda Therapeutics, Inc.	COM NEW	50	$0	0.0%	00.0%	Unchanged	History
AMRSAmyris, Inc.	COM NEW	100	$0	0.0%	00.0%	Unchanged	History
ARNCArconic Corp	COM	33	$0	0.0%	00.0%	Unchanged	History
AUDAudacy, Inc.	COM	232	$0	0.0%	00.0%	Unchanged	History
ACBAurora Cannabis Inc	COM	16	$0	0.0%	00.0%	Unchanged	History
BTCYBiotricity Inc.	Com	700	$0	0.0%	00.0%	Unchanged	History
BGTBlackRock Floating Rate Income Trust	COM	6	$0	0.0%	00.0%	Unchanged	History
Bristol Myers Squibb Co110122140	RIGHT 12/30/2030	1,000	$0	0.0%	00.0%	Unchanged	–
CRHCRH Public Ltd Co	ADR	18	$0	0.0%	00.0%	Unchanged	History
CVMCel Sci Corp	COM PAR NEW	8	$0	0.0%	00.0%	Unchanged	History
Compute Health Acquisitin Co204833115	*W EXP 01/25/202	110	$0	0.0%	00.0%	Unchanged	–
ETF Managers Tr26924G508	ETFMG ALTR HRVST	51	$0	0.0%	00.0%	Unchanged	–
Epiphany Technology Acquisit29429X117	*W EXP 01/12/202	200	$0	0.0%	00.0%	Unchanged	–
GSATGlobalstar, Inc.	COM	186	$0	0.0%	00.0%	Unchanged	History
HARPHarpoon Therapeutics, Inc.	COM	70	$0	0.0%	00.0%	Unchanged	History
Health Assurn Acquisition Co42226W117	*W EXP 11/12/202	125	$0	0.0%	00.0%	Unchanged	–
QTTBQ32 Bio Inc.	COM	50	$0	0.0%	00.0%	Unchanged	History
Hycroft Mining Holding Corp44862P125	*W EXP 10/12/202	100	$0	0.0%	+100	New	–
iShares Tr464288422	INTL DEVPPTY ETF	3	$0	0.0%	−567−99.5%	Reduced	–
KALAKALA BIO, Inc.	COM	1,900	$0	0.0%	00.0%	Unchanged	History
Micro Focus Intl PLC594837403	SPON ADR NEW	117	$0	0.0%	00.0%	Unchanged	–
COOPMaverick Merger Sub 2, LLC	COM	4	$0	0.0%	00.0%	Unchanged	History
SDOTSadot Group Inc.	COM	2,000	$0	0.0%	00.0%	Unchanged	History
NVVENuvve Holding Corp.	COM	200	$0	0.0%	00.0%	Unchanged	History
VIVSVivoSim Labs, INC.	COM NEW	25	$0	0.0%	00.0%	Unchanged	History
PTPIPetros Pharmaceuticals, Inc.	COM	100	$0	0.0%	00.0%	Unchanged	History
DTILPrecision Biosciences Inc	COM	100	$0	0.0%	00.0%	Unchanged	History
ProShares Tr74347B714	SHORT QQQ NEW	47	$0	0.0%	00.0%	Unchanged	–
RADNew Rite Aid, LLC	COM	37	$0	0.0%	00.0%	Unchanged	History

Sold out since Q2 2022 (108)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 108 by value last quarter.

Positions of First Manhattan Co sold out since Q2 2022
Security	Class	Shares in Q2 2022	Value in Q2 2022	% of portfolio in Q2 2022	History
BPMCBlueprint Medicines Corp	COM	587,512	$29.7M	0.1%	History
Invesco QQQ Trust Series I46090E103	ETF	11,777	$3.30M	<0.1%	–
KRTXKaruna Therapeutics, Inc.	COM	21,510	$2.72M	<0.1%	History
DICEDICE Therapeutics, Inc.	COM	155,904	$2.42M	<0.1%	History
JOANJOANN Inc.	COM	275,000	$2.13M	<0.1%	History
GSKGSK plc	SPONSORED ADR	19,825	$862.0K	<0.1%	History
CF Acquisition Corp VI12521J103	COM CL A	69,797	$695.0K	<0.1%	–
Dimensional ETF Trust25434V807	INTERNATNAL VAL	17,524	$506.0K	<0.1%	–
TUEMTuesday Morning Corp	COM	1,250,000	$450.0K	<0.1%	History
PTGXProtagonist Therapeutics, Inc	COM	55,800	$441.0K	<0.1%	History
Professional Hldg Corp743139107	CL A COM	20,000	$401.0K	<0.1%	–
TNDMTandem Diabetes Care Inc	COM NEW	4,000	$236.0K	<0.1%	History
ALECAlector, Inc.	COM	22,610	$229.0K	<0.1%	History
First Tr Exch Traded FD III33739E108	PFD SECS INC ETF	12,000	$206.0K	<0.1%	–
CDKCDK Global, Inc.	COM	3,727	$204.0K	<0.1%	History
SPLKSplunk Inc	COM	1,800	$159.0K	<0.1%	History
EVAEnviva, LLC	COM	2,500	$143.0K	<0.1%	History
BIOBio-Rad Laboratories, Inc.	CL A	250	$123.0K	<0.1%	History
OVVOvintiv Inc.	COM	2,640	$116.0K	<0.1%	History
USASAmericas Gold & Silver Corp	COM	150,000	$103.0K	<0.1%	History
BOACBluescape Opportunities Acquisition Corp.	SHS	10,450	$103.0K	<0.1%	History
ZBRAZebra Technologies Corp	CL A	306	$89.0K	<0.1%	History
PBHPrestige Consumer Healthcare Inc.	COM	1,500	$88.0K	<0.1%	History
INFAInformatica Inc.	COM CL A	4,000	$83.0K	<0.1%	History
SMSM Energy Co	COM	2,129	$72.0K	<0.1%	History
STXSeagate Technology Holdings plc	ORD SHS	1,000	$71.0K	<0.1%	History
AZZAzz Inc	COM	1,700	$69.0K	<0.1%	History
RDNTRadNet, Inc.	COM	3,700	$63.0K	<0.1%	History
iShares Tr464288414	NATIONAL MUN ETF	550	$58.0K	<0.1%	–
Invesco Exch Traded FD Tr II46138G805	TAXABLE MUN BD	1,990	$55.0K	<0.1%	–
J P Morgan Exchange Traded F46641Q274	SHORT DURA CORE	1,000	$46.0K	<0.1%	–
Vonage Holdings Corp92886T201	COM	2,000	$37.0K	<0.1%	–
First Tr Exchange-Traded FD336920103	US EQTY OPPT ETF	403	$33.0K	<0.1%	–
GCPGCP Applied Technologies Inc.	COM	1,000	$31.0K	<0.1%	History
PAGPenske Automotive Group, Inc.	COM	236	$24.0K	<0.1%	History
iShares Russell 2000 Growth ETF464287648	ETF	105	$21.0K	<0.1%	–
iShares Tr464288273	EAFE SML CP ETF	385	$21.0K	<0.1%	–
ATRCAtriCure, Inc.	COM	500	$20.0K	<0.1%	History
BLMNBloomin' Brands, Inc.	COM	1,200	$19.0K	<0.1%	History
BIGGQFormer BL Stores Inc	COM	800	$16.0K	<0.1%	History
BXMTBlackstone Mortgage Trust, Inc.	COM CL A	565	$15.0K	<0.1%	History
IBKRInteractive Brokers Group, Inc.	Stock	250	$13.0K	<0.1%	History
SMLRSemler Scientific, Inc.	COM	400	$11.0K	<0.1%	History
iShares S&P Mid-Cap 400 Value ETF464287705	ETF	96	$9.00K	<0.1%	–
CHGGChegg, Inc	COM	500	$9.00K	<0.1%	History
MNDTMandiant, Inc.	Stock	450	$9.00K	<0.1%	History
Vanguard Mortgage-Backed Securities ETF92206C771	ETF	181	$8.00K	<0.1%	–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853	ETF	238	$8.00K	<0.1%	–
iShares S&P Mid-Cap 400 Growth ETF464287606	ETF	129	$8.00K	<0.1%	–
ICLRIcon PLC	COM	41	$8.00K	<0.1%	History
SPDR Series Trust78464A284	ST NUVE HIGH ETF	175	$8.00K	<0.1%	–
CTTCatchMark Timber Trust, Inc.	CL A	800	$8.00K	<0.1%	History
ONOn Semiconductor Corp	Stock	150	$7.00K	<0.1%	History
Fidelity MSCI Health Care Index ETF316092600	ETF	108	$6.00K	<0.1%	–
SPDR Index Shs FDS78463X541	ST STR NAT ETF	123	$6.00K	<0.1%	–
SPDR Series Trust78464A607	ST STR DOW REIT	65	$6.00K	<0.1%	–
ETF Managers Tr26924G409	PRIME MOBILE PAY	175	$6.00K	<0.1%	–
Neenah Inc640079109	COM	200	$6.00K	<0.1%	–
HRBH&R Block Inc	COM	150	$5.00K	<0.1%	History
GERNGeron Corp	COM	3,200	$4.00K	<0.1%	History
Redball Acquisition CorpG7417R121	UNIT 99/99/9999	500	$4.00K	<0.1%	–
Founder SpacG3661E106	CLASS A ORD SHS	400	$4.00K	<0.1%	–
SPDR Gold MiniShares Trust98149E307	ETF	125	$4.00K	<0.1%	–
WYWeyerhaeuser Co	COM NEW	91	$3.00K	<0.1%	History
Invesco Exch Traded FD Tr II46138E362	S&P500 HDL VOL	90	$3.00K	<0.1%	–
Titan Med Inc88830X819	COM NEW	6,600	$3.00K	<0.1%	–
Vanguard Scottsdale FDS92206C813	LG-TERM COR BD	25	$2.00K	<0.1%	–
IVTInvenTrust Properties Corp.	COM NEW	100	$2.00K	<0.1%	History
iShares Tr46435G409	MSCI INTL VLU FT	102	$2.00K	<0.1%	–
XRXXerox Holdings Corp	COM NEW	179	$2.00K	<0.1%	History
Schwab International Small-Cap Equity ETF808524888	ETF	43	$1.00K	<0.1%	–
Schwab U.S. REIT ETF808524847	ETF	56	$1.00K	<0.1%	–
Fidelity MSCI Energy Index ETF316092402	ETF	96	$1.00K	<0.1%	–
Fidelity Covington Trust316092303	CONSMR STAPLES	31	$1.00K	<0.1%	–
Fidelity Covington Trust316092204	MSCI CONSM DIS	17	$1.00K	<0.1%	–
Invesco Exch Traded FD Tr II46138E727	RAFI EMRGNG MRKT	87	$1.00K	<0.1%	–
Alexco Resource Corp01535P106	COM	5,000	$1.00K	<0.1%	–
BCLIBrainstorm Cell Therapeutics Inc.	COM NEW	500	$1.00K	<0.1%	History
DSKEDaseke, Inc.	COM	220	$1.00K	<0.1%	History
Gold STD Ventures Corp380738104	COM	6,000	$1.00K	<0.1%	–
Pershing Square Tontine Hldg71531R109	COM CL A	100	$1.00K	<0.1%	–
SIENProject Sage Oldco, Inc.	COM	1,200	$1.00K	<0.1%	History
ENDPEndo International plc	SHS	4,000	$1.00K	<0.1%	History
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375	ETF	22	$0	0.0%	–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391	ETF	8	$0	0.0%	–
Xtrackers International Real Estate ETF233051846	ETF	1	$0	0.0%	–
Invesco Exch Traded FD Tr II46138E511	PFD ETF	16	$0	0.0%	–
VanEck ETF Trust92189H300	JP MRGAN EM LOC	6	$0	0.0%	–
Schwab Strategic Tr808524862	SHT TM US TRES	13	$0	0.0%	–
DBX ETF Tr233051432	XTRACK USD HIGH	4	$0	0.0%	–
VanEck ETF Trust92189F437	FALLEN ANGEL HG	5	$0	0.0%	–
iShares Tr464289867	CORE 60 BALA ETF	20	$0	0.0%	–
Invesco Exch Traded FD Tr II46138E784	EMRNG MKT SVRG	14	$0	0.0%	–
Vanguard Intl Equity Index F922042676	GLB EX US ETF	7	$0	0.0%	–
SPDR Series Trust78464A516	ST INTL BBG ETF	42	$0	0.0%	–
HRTXHeron Therapeutics, Inc.	COM	300	$0	0.0%	History
LELands' End, Inc.	COM	4	$0	0.0%	History
AGTCApplied Genetic Technologies Corp	COM	1,000	$0	0.0%	History
FRTXFresh Tracks Therapeutics, Inc.	COM	14	$0	0.0%	History
Crucible Acquisition Corp22877P116	*W EXP 12/26/202	200	$0	0.0%	–