Piper Sandler & Co.
- SEC CIK
- 0000724683
- Latest filing
- Jul 28, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 11, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 29
- −5 vs. Q4 2022
- Portfolio value
- $143.2M
- +$46.7M (+48.3%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $16.8M | 11.7% | – | – | – |
| Colony Cap Inc19624RAA4 | NOTE 5.000% 4/1 | – | $16.8M | 11.7% | – | – | – |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $15.0M | 10.4% | – | New | – |
| iQIYI, Inc.46267XAD0 | NOTE 2.000% 4/0 | – | $14.7M | 10.3% | – | New | – |
| KKR Real Estate Fin Tr Inc48251KAB6 | NOTE 6.125% 5/1 | – | $13.1M | 9.2% | – | – | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $9.97M | 7.0% | – | New | – |
| Apollo Coml Real Est Fin Inc03762UAC9 | NOTE 5.375%10/1 | – | $9.68M | 6.8% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $8.68M | 6.1% | – | New | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $7.15M | 5.0% | – | – | – |
| Supernus Pharmaceuticals, Inc.868459AD0 | NOTE 0.625% 4/0 | – | $6.69M | 4.7% | – | – | – |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | – | $4.88M | 3.4% | – | – | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $4.87M | 3.4% | – | – | – |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $4.64M | 3.2% | – | New | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $3.70M | 2.6% | – | New | – |
| Herbalife Ltd.42703MAD5 | NOTE 2.625% 3/1 | – | $2.84M | 2.0% | – | New | – |
| Intercept Pharmaceuticals IN45845PAA6 | NOTE 3.250% 7/0 | – | $1.16M | 0.8% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $1.01M | 0.7% | – | – | – |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 5,510 | $274.0K | 0.2% | +5,510 | New | – |
| TWOAtwo | COM CL A | 25,003 | $256.3K | 0.2% | 00.0% | Unchanged | History |
| Colombier Acquisition Corp19533H108 | CL A | 25,000 | $253.3K | 0.2% | 00.0% | Unchanged | – |
| DALSDA32 Life Science Tech Acquisition Corp. | CLASS A COM | 25,003 | $253.0K | 0.2% | 00.0% | Unchanged | History |
| OPFIOppFi Inc. | COM CL A | 59,438 | $121.8K | 0.1% | 00.0% | Unchanged | History |
| STTKShattuck Labs, Inc. | COM | 39,467 | $116.0K | 0.1% | 00.0% | Unchanged | History |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $109.4K | 0.1% | – | – | – |
| ACDCProFrac Holding Corp. | CLASS A COM | 8,164 | $103.4K | 0.1% | 00.0% | Unchanged | History |
| Ligand Pharmaceuticals Inc53220KAF5 | NOTE 0.750% 5/1 | – | $72.3K | 0.1% | – | – | – |
| REEWFCartesian Growth Corp II | *W EXP 07/12/202 | 402,500 | $64.4K | <0.1% | 00.0% | Unchanged | History |
| ISTRInvestar Holding Corp | COM | 2,222 | $31.0K | <0.1% | +2,222 | New | History |
| OppFi Inc.68386H111 | *W EXP 07/20/202 | 29,719 | $2.65K | <0.1% | 00.0% | Unchanged | – |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| HOPEHope Bancorp Inc | COM | $2.84M | – |
Sold out since Q4 2022 (14)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| Novavax Inc670002AB0 | NOTE 3.750% 2/0 | – | $19.6M | 20.3% | – |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $12.1M | 12.5% | – |
| Blackstone Mtg Tr Inc09257WAC4 | NOTE 4.750% 3/1 | – | $9.65M | 10.0% | – |
| Starwood Ppty Tr Inc85571BAH8 | NOTE 4.375% 4/0 | – | $6.44M | 6.7% | – |
| Theravance Inc88338TAB0 | NOTE 2.125% 1/1 | – | $4.23M | 4.4% | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $2.35M | 2.4% | – |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $1.87M | 1.9% | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $419.0K | 0.4% | – |
| SLAMSlam Corp. | CL A SHS | 25,100 | $253.5K | 0.3% | History |
| ABGIABG Acquisition Corp. I | CL A SHS | 25,000 | $252.3K | 0.3% | History |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $196.3K | 0.2% | – |
| VAQCVector Acquisition Corp II | CL A SHS | 16,888 | $170.6K | 0.2% | History |
| Fintech Evolution Acquis GroG3R19A104 | SHS CL A | 5,705 | $57.6K | 0.1% | – |
| SILKSilk Road Medical Inc | COM | 146 | $7.72K | <0.1% | History |