Piper Sandler & Co.
- SEC CIK
- 0000724683
- Latest filing
- Jul 28, 2026
Holdings in Q2 2023
Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.
- Positions
- 21
- −8 vs. Q1 2023
- Portfolio value
- $93.6M
- −$49.6M (−34.6%) vs. Q1 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $30.9M | 33.0% | – | New | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $11.9M | 12.7% | – | – | – |
| KBR, Inc.48242WAB2 | NOTE 2.500%11/0 | – | $10.2M | 10.9% | – | New | – |
| Apollo Coml Real Est Fin Inc03762UAC9 | NOTE 5.375%10/1 | – | $9.90M | 10.6% | – | – | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $6.59M | 7.0% | – | – | – |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | – | $4.89M | 5.2% | – | – | – |
| American Elec PWR Co Inc02557T307 | UNIT 08/15/2025 | 78,947 | $3.92M | 4.2% | +78,947 | New | – |
| Nextera Energy Inc65339F739 | UNIT 99/99/9999 | 79,831 | $3.91M | 4.2% | +79,831 | New | – |
| Momo Inc60879BAB3 | NOTE 1.250% 7/0 | – | $3.81M | 4.1% | – | New | – |
| Herbalife Ltd.42703MAD5 | NOTE 2.625% 3/1 | – | $2.91M | 3.1% | – | – | – |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $2.73M | 2.9% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $1.03M | 1.1% | – | – | – |
| Colombier Acquisition Corp19533H108 | CL A | 25,000 | $256.8K | 0.3% | 00.0% | Unchanged | – |
| DALSDA32 Life Science Tech Acquisition Corp. | CLASS A COM | 25,003 | $256.5K | 0.3% | 00.0% | Unchanged | History |
| STTKShattuck Labs, Inc. | COM | 39,467 | $123.1K | 0.1% | 00.0% | Unchanged | History |
| OPFIOppFi Inc. | COM CL A | 59,438 | $121.3K | 0.1% | 00.0% | Unchanged | History |
| ACDCProFrac Holding Corp. | CLASS A COM | 8,164 | $91.1K | 0.1% | 00.0% | Unchanged | History |
| REEWFCartesian Growth Corp II | *W EXP 07/12/202 | 402,500 | $63.2K | 0.1% | 00.0% | Unchanged | History |
| OppFi Inc.68386H111 | *W EXP 07/20/202 | 29,719 | $2.08K | <0.1% | 00.0% | Unchanged | – |
| NXRTNexPoint Residential Trust, Inc. | COM | 27 | $1.23K | <0.1% | +27 | New | History |
| CNOCNO Financial Group, Inc. | COM | 1 | $24 | <0.1% | +1 | New | History |
Sold out since Q1 2023 (15)
Positions held at the end of Q1 2023 that are gone from this filing.
| Security | Class | Shares in Q1 2023 | Value in Q1 2023 | % of portfolio in Q1 2023 | History |
|---|---|---|---|---|---|
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $16.8M | 11.7% | – |
| Colony Cap Inc19624RAA4 | NOTE 5.000% 4/1 | – | $16.8M | 11.7% | – |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $15.0M | 10.4% | – |
| iQIYI, Inc.46267XAD0 | NOTE 2.000% 4/0 | – | $14.7M | 10.3% | – |
| KKR Real Estate Fin Tr Inc48251KAB6 | NOTE 6.125% 5/1 | – | $13.1M | 9.2% | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $9.97M | 7.0% | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $7.15M | 5.0% | – |
| Supernus Pharmaceuticals, Inc.868459AD0 | NOTE 0.625% 4/0 | – | $6.69M | 4.7% | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $3.70M | 2.6% | – |
| Intercept Pharmaceuticals IN45845PAA6 | NOTE 3.250% 7/0 | – | $1.16M | 0.8% | – |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 5,510 | $274.0K | 0.2% | – |
| TWOAtwo | COM CL A | 25,003 | $256.3K | 0.2% | History |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $109.4K | 0.1% | – |
| Ligand Pharmaceuticals Inc53220KAF5 | NOTE 0.750% 5/1 | – | $72.3K | 0.1% | – |
| ISTRInvestar Holding Corp | COM | 2,222 | $31.0K | <0.1% | History |