Piper Sandler & Co.
- SEC CIK
- 0000724683
- Latest filing
- Jul 28, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 10
- −11 vs. Q2 2023
- Portfolio value
- $105.6M
- +$12.0M (+12.8%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| KBR, Inc.48242WAB2 | NOTE 2.500%11/0 | – | $76.6M | 72.5% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $12.1M | 11.5% | – | – | – |
| Apollo Coml Real Est Fin Inc03762UAC9 | NOTE 5.375%10/1 | – | $9.94M | 9.4% | – | – | – |
| Herbalife Ltd.42703MAD5 | NOTE 2.625% 3/1 | – | $3.61M | 3.4% | – | – | – |
| Mfa Finl Inc55272XAA0 | NOTE 6.250% 6/1 | – | $3.01M | 2.8% | – | New | – |
| OPFIOppFi Inc. | COM CL A | 59,438 | $149.8K | 0.1% | 00.0% | Unchanged | History |
| ACDCProFrac Holding Corp. | CLASS A COM | 8,164 | $88.8K | 0.1% | 00.0% | Unchanged | History |
| REEWFCartesian Growth Corp II | *W EXP 07/12/202 | 402,500 | $64.4K | 0.1% | 00.0% | Unchanged | History |
| STTKShattuck Labs, Inc. | COM | 39,467 | $60.0K | 0.1% | 00.0% | Unchanged | History |
| OppFi Inc.68386H111 | *W EXP 07/20/202 | 29,719 | $1.38K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q2 2023 (12)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $30.9M | 33.0% | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $6.59M | 7.0% | – |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | – | $4.89M | 5.2% | – |
| American Elec PWR Co Inc02557T307 | UNIT 08/15/2025 | 78,947 | $3.92M | 4.2% | – |
| Nextera Energy Inc65339F739 | UNIT 99/99/9999 | 79,831 | $3.91M | 4.2% | – |
| Momo Inc60879BAB3 | NOTE 1.250% 7/0 | – | $3.81M | 4.1% | – |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $2.73M | 2.9% | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $1.03M | 1.1% | – |
| Colombier Acquisition Corp19533H108 | CL A | 25,000 | $256.8K | 0.3% | – |
| DALSDA32 Life Science Tech Acquisition Corp. | CLASS A COM | 25,003 | $256.5K | 0.3% | History |
| NXRTNexPoint Residential Trust, Inc. | COM | 27 | $1.23K | <0.1% | History |
| CNOCNO Financial Group, Inc. | COM | 1 | $24 | <0.1% | History |