Piper Sandler & Co.
- SEC CIK
- 0000724683
- Latest filing
- Jul 28, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 12, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 20
- +10 vs. Q3 2023
- Portfolio value
- $132.5M
- +$26.8M (+25.4%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $47.6M | 36.0% | – | New | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $28.7M | 21.6% | – | New | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $20.3M | 15.3% | – | – | – |
| Jazz Investments I Ltd472145AD3 | NOTE 1.500% 8/1 | – | $6.89M | 5.2% | – | New | – |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | – | $5.17M | 3.9% | – | New | – |
| Mfa Finl Inc55272XAA0 | NOTE 6.250% 6/1 | – | $5.03M | 3.8% | – | – | – |
| Herbalife Ltd.42703MAD5 | NOTE 2.625% 3/1 | – | $4.46M | 3.4% | – | – | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $4.41M | 3.3% | – | New | – |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $2.84M | 2.1% | – | New | – |
| Chegg, Inc163092AD1 | NOTE 0.125% 3/1 | – | $2.30M | 1.7% | – | New | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $2.22M | 1.7% | – | New | – |
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $1.48M | 1.1% | – | New | – |
| SEISolaris Energy Infrastructure, Inc. | COM CL A | 48,039 | $382.4K | 0.3% | +48,039 | New | History |
| OPFIOppFi Inc. | COM CL A | 59,438 | $304.3K | 0.2% | 00.0% | Unchanged | History |
| STTKShattuck Labs, Inc. | COM | 39,467 | $281.4K | 0.2% | 00.0% | Unchanged | History |
| ACDCProFrac Holding Corp. | CLASS A COM | 8,164 | $69.2K | 0.1% | 00.0% | Unchanged | History |
| REEWFCartesian Growth Corp II | *W EXP 07/12/202 | 402,500 | $52.3K | <0.1% | 00.0% | Unchanged | History |
| OppFi Inc.68386H111 | *W EXP 07/20/202 | 29,719 | $11.6K | <0.1% | 00.0% | Unchanged | – |
| PHVSPharvaris N.V. | COM | 181 | $5.08K | <0.1% | +181 | New | History |
| Redwood Tr Inc758075AD7 | NOTE 5.625% 7/1 | – | $4.90K | <0.1% | – | New | – |
Sold out since Q3 2023 (2)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| KBR, Inc.48242WAB2 | NOTE 2.500%11/0 | – | $76.6M | 72.5% | – |
| Apollo Coml Real Est Fin Inc03762UAC9 | NOTE 5.375%10/1 | – | $9.94M | 9.4% | – |