Piper Sandler & Co.
- SEC CIK
- 0000724683
- Latest filing
- Jul 28, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed May 13, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 22
- +2 vs. Q4 2023
- Portfolio value
- $145.3M
- +$12.8M (+9.7%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $50.1M | 34.5% | – | New | – |
| Neurocrine Biosciences Inc64125CAD1 | NOTE 2.250% 5/1 | – | $24.6M | 16.9% | – | New | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $12.4M | 8.5% | – | – | – |
| Mfa Finl Inc55272XAA0 | NOTE 6.250% 6/1 | – | $10.7M | 7.4% | – | – | – |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | – | $10.5M | 7.3% | – | – | – |
| Chegg, Inc163092AD1 | NOTE 0.125% 3/1 | – | $8.29M | 5.7% | – | – | – |
| Jazz Investments I Ltd472145AD3 | NOTE 1.500% 8/1 | – | $6.98M | 4.8% | – | – | – |
| Viacomcbs Inc92556H305 | PFD | 382,515 | $5.26M | 3.6% | +382,515 | New | – |
| Bilibili Inc.090040AB2 | NOTE 1.375% 4/0 | – | $4.97M | 3.4% | – | New | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $3.32M | 2.3% | – | – | – |
| Arbor Realty Trust Inc038923BA5 | NOTE 7.500% 8/0 | – | $2.94M | 2.0% | – | New | – |
| Turning PT Brands Inc90041LAE5 | NOTE 2.500% 7/1 | – | $2.32M | 1.6% | – | New | – |
| Redwood Tr Inc758075AD7 | NOTE 5.625% 7/1 | – | $1.50M | 1.0% | – | – | – |
| STTKShattuck Labs, Inc. | COM | 39,467 | $352.8K | 0.2% | 00.0% | Unchanged | History |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | – | $332.5K | 0.2% | – | New | – |
| ZEOZeo Energy Corp. | CL A | 50,000 | $285.0K | 0.2% | +50,000 | New | History |
| OPFIOppFi Inc. | COM CL A | 59,438 | $148.6K | 0.1% | 00.0% | Unchanged | History |
| i3 Verticals, Inc.44933TAB2 | NOTE 1.000% 2/1 | – | $92.9K | 0.1% | – | New | – |
| ACDCProFrac Holding Corp. | CLASS A COM | 8,164 | $68.3K | <0.1% | 00.0% | Unchanged | History |
| REEWFCartesian Growth Corp II | *W EXP 07/12/202 | 402,500 | $41.6K | <0.1% | 00.0% | Unchanged | History |
| CLVT 0 PfdG21810208 | Convertible Preferred Equity | 545 | $16.4K | <0.1% | +545 | New | – |
| OppFi Inc.68386H111 | *W EXP 07/20/202 | 29,719 | $2.38K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q4 2023 (8)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $47.6M | 36.0% | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $28.7M | 21.6% | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $20.3M | 15.3% | – |
| Herbalife Ltd.42703MAD5 | NOTE 2.625% 3/1 | – | $4.46M | 3.4% | – |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $2.84M | 2.1% | – |
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $1.48M | 1.1% | – |
| SEISolaris Energy Infrastructure, Inc. | COM CL A | 48,039 | $382.4K | 0.3% | History |
| PHVSPharvaris N.V. | COM | 181 | $5.08K | <0.1% | History |