Piper Sandler & Co.
- SEC CIK
- 0000724683
- 最新申報
- 2026/7/28
2023 年第 1 季持倉
持倉截至 2023/3/31，2023/5/11 申報。只含多頭部位，變化是跟 2022 年第 4 季比股數。
- 持股檔數
- 29
- 較 2022 年第 4 季 −5
- 總值
- $1.43 億
- 較 2022 年第 4 季 +$4,667 萬 (+48.3%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $1,677 萬 | 11.7% | – | – | – |
| Colony Cap Inc19624RAA4 | NOTE 5.000% 4/1 | – | $1,675 萬 | 11.7% | – | – | – |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $1,496 萬 | 10.4% | – | 新進 | – |
| iQIYI, Inc.46267XAD0 | NOTE 2.000% 4/0 | – | $1,469 萬 | 10.3% | – | 新進 | – |
| KKR Real Estate Fin Tr Inc48251KAB6 | NOTE 6.125% 5/1 | – | $1,311 萬 | 9.2% | – | – | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $997.5 萬 | 7.0% | – | 新進 | – |
| Apollo Coml Real Est Fin Inc03762UAC9 | NOTE 5.375%10/1 | – | $968.1 萬 | 6.8% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $868.2 萬 | 6.1% | – | 新進 | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $714.7 萬 | 5.0% | – | – | – |
| Supernus Pharmaceuticals, Inc.868459AD0 | NOTE 0.625% 4/0 | – | $669.4 萬 | 4.7% | – | – | – |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | – | $488.2 萬 | 3.4% | – | – | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $486.5 萬 | 3.4% | – | – | – |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $463.9 萬 | 3.2% | – | 新進 | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $369.9 萬 | 2.6% | – | 新進 | – |
| Herbalife Ltd.42703MAD5 | NOTE 2.625% 3/1 | – | $284.3 萬 | 2.0% | – | 新進 | – |
| Intercept Pharmaceuticals IN45845PAA6 | NOTE 3.250% 7/0 | – | $116.0 萬 | 0.8% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $101.4 萬 | 0.7% | – | – | – |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 5,510 | $27.4 萬 | 0.2% | +5,510 | 新進 | – |
| TWOAtwo | COM CL A | 25,003 | $25.6 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| Colombier Acquisition Corp19533H108 | CL A | 25,000 | $25.3 萬 | 0.2% | 00.0% | 不變 | – |
| DALSDA32 Life Science Tech Acquisition Corp. | CLASS A COM | 25,003 | $25.3 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| OPFIOppFi Inc. | COM CL A | 59,438 | $12.2 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| STTKShattuck Labs, Inc. | COM | 39,467 | $11.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $10.9 萬 | 0.1% | – | – | – |
| ACDCProFrac Holding Corp. | CLASS A COM | 8,164 | $10.3 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Ligand Pharmaceuticals Inc53220KAF5 | NOTE 0.750% 5/1 | – | $7.23 萬 | 0.1% | – | – | – |
| REEWFCartesian Growth Corp II | *W EXP 07/12/202 | 402,500 | $6.44 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| ISTRInvestar Holding Corp | COM | 2,222 | $3.10 萬 | <0.1% | +2,222 | 新進 | 歷史 |
| OppFi Inc.68386H111 | *W EXP 07/20/202 | 29,719 | $2,648 | <0.1% | 00.0% | 不變 | – |
選擇權（1 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| HOPEHope Bancorp Inc | COM | $283.6 萬 | – |
2022 年第 4 季之後清倉（14 檔）
2022 年第 4 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2022 年第 4 季股數 | 2022 年第 4 季市值 | 2022 年第 4 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| Novavax Inc670002AB0 | NOTE 3.750% 2/0 | – | $1,959 萬 | 20.3% | – |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $1,210 萬 | 12.5% | – |
| Blackstone Mtg Tr Inc09257WAC4 | NOTE 4.750% 3/1 | – | $964.7 萬 | 10.0% | – |
| Starwood Ppty Tr Inc85571BAH8 | NOTE 4.375% 4/0 | – | $643.6 萬 | 6.7% | – |
| Theravance Inc88338TAB0 | NOTE 2.125% 1/1 | – | $422.8 萬 | 4.4% | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $235.1 萬 | 2.4% | – |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $187.3 萬 | 1.9% | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $41.9 萬 | 0.4% | – |
| SLAMSlam Corp. | CL A SHS | 25,100 | $25.4 萬 | 0.3% | 歷史 |
| ABGIABG Acquisition Corp. I | CL A SHS | 25,000 | $25.2 萬 | 0.3% | 歷史 |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $19.6 萬 | 0.2% | – |
| VAQCVector Acquisition Corp II | CL A SHS | 16,888 | $17.1 萬 | 0.2% | 歷史 |
| Fintech Evolution Acquis GroG3R19A104 | SHS CL A | 5,705 | $5.76 萬 | 0.1% | – |
| SILKSilk Road Medical Inc | COM | 146 | $7,716 | <0.1% | 歷史 |