Piper Sandler & Co.
- SEC CIK
- 0000724683
- Latest filing
- Jul 28, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 24, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 34
- −5 vs. Q3 2022
- Portfolio value
- $96.6M
- −$27.0M (−21.9%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Novavax Inc670002AB0 | NOTE 3.750% 2/0 | – | $19.6M | 20.3% | – | – | – |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $12.1M | 12.5% | – | – | – |
| KKR Real Estate Fin Tr Inc48251KAB6 | NOTE 6.125% 5/1 | – | $11.0M | 11.3% | – | – | – |
| Blackstone Mtg Tr Inc09257WAC4 | NOTE 4.750% 3/1 | – | $9.65M | 10.0% | – | – | – |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $7.74M | 8.0% | – | – | – |
| Starwood Ppty Tr Inc85571BAH8 | NOTE 4.375% 4/0 | – | $6.44M | 6.7% | – | – | – |
| Colony Cap Inc19624RAA4 | NOTE 5.000% 4/1 | – | $6.09M | 6.3% | – | – | – |
| Theravance Inc88338TAB0 | NOTE 2.125% 1/1 | – | $4.23M | 4.4% | – | – | – |
| Supernus Pharmaceuticals, Inc.868459AD0 | NOTE 0.625% 4/0 | – | $4.02M | 4.2% | – | – | – |
| Apollo Coml Real Est Fin Inc03762UAC9 | NOTE 5.375%10/1 | – | $3.26M | 3.4% | – | New | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $2.85M | 3.0% | – | – | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $2.35M | 2.4% | – | – | – |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $1.87M | 1.9% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $1.25M | 1.3% | – | – | – |
| Intercept Pharmaceuticals IN45845PAA6 | NOTE 3.250% 7/0 | – | $1.14M | 1.2% | – | New | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $419.0K | 0.4% | – | New | – |
| SLAMSlam Corp. | CL A SHS | 25,100 | $253.5K | 0.3% | 00.0% | Unchanged | History |
| ABGIABG Acquisition Corp. I | CL A SHS | 25,000 | $252.3K | 0.3% | 00.0% | Unchanged | History |
| TWOAtwo | COM CL A | 25,003 | $252.2K | 0.3% | 00.0% | Unchanged | History |
| Colombier Acquisition Corp19533H108 | CL A | 25,000 | $248.5K | 0.3% | 00.0% | Unchanged | – |
| DALSDA32 Life Science Tech Acquisition Corp. | CLASS A COM | 25,003 | $247.5K | 0.3% | 00.0% | Unchanged | History |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | – | $231.1K | 0.2% | – | New | – |
| ACDCProFrac Holding Corp. | CLASS A COM | 8,164 | $205.7K | 0.2% | +8,164 | New | History |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $196.3K | 0.2% | – | – | – |
| VAQCVector Acquisition Corp II | CL A SHS | 16,888 | $170.6K | 0.2% | 00.0% | Unchanged | History |
| OPFIOppFi Inc. | COM CL A | 59,438 | $121.8K | 0.1% | 00.0% | Unchanged | History |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $99.3K | 0.1% | – | – | – |
| STTKShattuck Labs, Inc. | COM | 39,467 | $90.8K | 0.1% | 00.0% | Unchanged | History |
| REEWFCartesian Growth Corp II | *W EXP 07/12/202 | 402,500 | $90.5K | 0.1% | 00.0% | Unchanged | History |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $70.4K | 0.1% | – | – | – |
| Fintech Evolution Acquis GroG3R19A104 | SHS CL A | 5,705 | $57.6K | 0.1% | 00.0% | Unchanged | – |
| Ligand Pharmaceuticals Inc53220KAF5 | NOTE 0.750% 5/1 | – | $12.7K | <0.1% | – | New | – |
| SILKSilk Road Medical Inc | COM | 146 | $7.72K | <0.1% | +146 | New | History |
| OppFi Inc.68386H111 | *W EXP 07/20/202 | 29,719 | $2.97K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q3 2022 (12)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| Arbor Realty Trust Inc038923AP3 | NOTE 4.750%11/0 | – | $7.62M | 6.2% | – |
| Dte Energy Co233331842 | UNIT 11/01/2022S | 145,319 | $7.29M | 5.9% | – |
| WEIBO Corp948596AC5 | NOTE 1.250%11/1 | – | $5.84M | 4.7% | – |
| Huazhu Group Ltd16949NAC3 | NOTE 0.375%11/0 | – | $1.47M | 1.2% | – |
| HARPHarpoon Therapeutics, Inc. | COM | 580,815 | $563.0K | 0.5% | History |
| Atlantic Ave Acquisition Cor04906P101 | COM CL A | 25,000 | $251.0K | 0.2% | – |
| Healthcare Services Acqu Cor42227K104 | COM CL A | 25,000 | $249.0K | 0.2% | – |
| Lerer Hippeau Acquisition Corp.526749106 | CL A | 25,026 | $246.0K | 0.2% | – |
| US Well Services Inc91274U309 | CL A NEW 2022 | 24,255 | $123.0K | 0.1% | – |
| BCLS Acquisition CorpG0904B105 | COM CL A | 5,603 | $56.0K | <0.1% | – |
| Bite Acquisition Corp.09175K105 | COMMON STOCK | 5,200 | $51.0K | <0.1% | – |
| Farfetch Ltd30744W107 | ORD SH CL A | 17 | $0 | 0.0% | – |