Piper Sandler & Co.
- SEC CIK
- 0000724683
- Latest filing
- Jul 28, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 39
- −6 vs. Q2 2022
- Portfolio value
- $123.6M
- +$13.6M (+12.4%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $31.6M | 25.5% | – | New | – |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $11.6M | 9.4% | – | New | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $8.95M | 7.2% | – | – | – |
| Arbor Realty Trust Inc038923AP3 | NOTE 4.750%11/0 | – | $7.62M | 6.2% | – | – | – |
| Blackstone Mtg Tr Inc09257WAC4 | NOTE 4.750% 3/1 | – | $7.62M | 6.2% | – | – | – |
| Dte Energy Co233331842 | UNIT 11/01/2022S | 145,319 | $7.29M | 5.9% | +46,666+47.3% | Added | – |
| Novavax Inc670002AB0 | NOTE 3.750% 2/0 | – | $7.07M | 5.7% | – | – | – |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $7.07M | 5.7% | – | – | – |
| Starwood Ppty Tr Inc85571BAH8 | NOTE 4.375% 4/0 | – | $6.42M | 5.2% | – | – | – |
| WEIBO Corp948596AC5 | NOTE 1.250%11/1 | – | $5.84M | 4.7% | – | – | – |
| Colony Cap Inc19624RAA4 | NOTE 5.000% 4/1 | – | $5.43M | 4.4% | – | – | – |
| KKR Real Estate Fin Tr Inc48251KAB6 | NOTE 6.125% 5/1 | – | $5.22M | 4.2% | – | – | – |
| Supernus Pharmaceuticals, Inc.868459AD0 | NOTE 0.625% 4/0 | – | $3.20M | 2.6% | – | – | – |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $1.82M | 1.5% | – | – | – |
| Huazhu Group Ltd16949NAC3 | NOTE 0.375%11/0 | – | $1.47M | 1.2% | – | New | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $1.23M | 1.0% | – | New | – |
| HARPHarpoon Therapeutics, Inc. | COM | 580,815 | $563.0K | 0.5% | +580,815 | New | History |
| Theravance Inc88338TAB0 | NOTE 2.125% 1/1 | – | $491.0K | 0.4% | – | New | – |
| Atlantic Ave Acquisition Cor04906P101 | COM CL A | 25,000 | $251.0K | 0.2% | 00.0% | Unchanged | – |
| Healthcare Services Acqu Cor42227K104 | COM CL A | 25,000 | $249.0K | 0.2% | 00.0% | Unchanged | – |
| SLAMSlam Corp. | CL A SHS | 25,100 | $249.0K | 0.2% | 00.0% | Unchanged | History |
| ABGIABG Acquisition Corp. I | CL A SHS | 25,000 | $248.0K | 0.2% | 00.0% | Unchanged | History |
| TWOAtwo | COM CL A | 25,003 | $247.0K | 0.2% | 00.0% | Unchanged | History |
| Lerer Hippeau Acquisition Corp.526749106 | CL A | 25,026 | $246.0K | 0.2% | 00.0% | Unchanged | – |
| Colombier Acquisition Corp19533H108 | CL A | 25,000 | $244.0K | 0.2% | 00.0% | Unchanged | – |
| DALSDA32 Life Science Tech Acquisition Corp. | CLASS A COM | 25,003 | $243.0K | 0.2% | 00.0% | Unchanged | History |
| VAQCVector Acquisition Corp II | CL A SHS | 16,888 | $168.0K | 0.1% | 00.0% | Unchanged | History |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $158.0K | 0.1% | – | New | – |
| OPFIOppFi Inc. | COM CL A | 59,438 | $137.0K | 0.1% | 00.0% | Unchanged | History |
| US Well Services Inc91274U309 | CL A NEW 2022 | 24,255 | $123.0K | 0.1% | +24,255 | New | – |
| STTKShattuck Labs, Inc. | COM | 39,467 | $107.0K | 0.1% | 00.0% | Unchanged | History |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $98.0K | 0.1% | – | New | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $60.0K | <0.1% | – | New | – |
| Fintech Evolution Acquis GroG3R19A104 | SHS CL A | 5,705 | $57.0K | <0.1% | 00.0% | Unchanged | – |
| BCLS Acquisition CorpG0904B105 | COM CL A | 5,603 | $56.0K | <0.1% | 00.0% | Unchanged | – |
| Bite Acquisition Corp.09175K105 | COMMON STOCK | 5,200 | $51.0K | <0.1% | 00.0% | Unchanged | – |
| REEWFCartesian Growth Corp II | *W EXP 07/12/202 | 402,500 | $40.0K | <0.1% | 00.0% | Unchanged | History |
| OppFi Inc.68386H111 | *W EXP 07/20/202 | 29,719 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| Farfetch Ltd30744W107 | ORD SH CL A | 17 | $0 | 0.0% | +17 | New | – |
Sold out since Q2 2022 (17)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $30.0M | 27.3% | – |
| Apollo Coml Real Est Fin Inc03762UAB1 | NOTE 4.750% 8/2 | – | $13.2M | 12.0% | – |
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $12.6M | 11.5% | – |
| PTC Therapeutics, Inc.69366JAB7 | NOTE 3.000% 8/1 | – | $2.98M | 2.7% | – |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $1.98M | 1.8% | – |
| Change Healthcare Inc.15912K209 | UNIT 99/99/9999 | 22,576 | $1.67M | 1.5% | – |
| Ctrip Com Intl Ltd22943FAM2 | CONVERTIBLE BOND | – | $1.49M | 1.4% | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 3,500 | $258.0K | 0.2% | – |
| iShares Tr464288687 | PFD AND INCM SEC | 5,000 | $164.0K | 0.1% | – |
| CABACabaletta Bio, Inc. | COM | 145,000 | $154.0K | 0.1% | History |
| US Well Services Inc91274U200 | CL A | 145,525 | $137.0K | 0.1% | – |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 4 | $5.00K | <0.1% | – |
| Global X FDS37954Y657 | US PFD ETF | 100 | $2.00K | <0.1% | – |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 100 | $2.00K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 100 | $1.00K | <0.1% | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 1 | $1.00K | <0.1% | History |
| LSBKLake Shore Bancorp, Inc. | COM | 97 | $1.00K | <0.1% | History |