Piper Sandler & Co.
- SEC CIK
- 0000724683
- Latest filing
- Jul 28, 2026
Holdings in Q2 2022
Holdings as of Jun 30, 2022, filed Aug 12, 2022. Long positions only; changes compare share counts with Q1 2022.
- Positions
- 45
- +8 vs. Q1 2022
- Portfolio value
- $109.9M
- −$22.2M (−16.8%) vs. Q1 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $30.0M | 27.3% | – | New | – |
| Apollo Coml Real Est Fin Inc03762UAB1 | NOTE 4.750% 8/2 | – | $13.2M | 12.0% | – | – | – |
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $12.6M | 11.5% | – | – | – |
| Novavax Inc670002AB0 | NOTE 3.750% 2/0 | – | $5.94M | 5.4% | – | New | – |
| Blackstone Mtg Tr Inc09257WAC4 | NOTE 4.750% 3/1 | – | $5.61M | 5.1% | – | New | – |
| Dte Energy Co233331842 | UNIT 11/01/2022S | 98,653 | $5.07M | 4.6% | +74,929+315.8% | Added | – |
| Colony Cap Inc19624RAA4 | NOTE 5.000% 4/1 | – | $4.40M | 4.0% | – | New | – |
| Arbor Realty Trust Inc038923AP3 | NOTE 4.750%11/0 | – | $3.95M | 3.6% | – | New | – |
| WEIBO Corp948596AC5 | NOTE 1.250%11/1 | – | $3.94M | 3.6% | – | New | – |
| KKR Real Estate Fin Tr Inc48251KAB6 | NOTE 6.125% 5/1 | – | $3.94M | 3.6% | – | New | – |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $3.69M | 3.4% | – | New | – |
| PTC Therapeutics, Inc.69366JAB7 | NOTE 3.000% 8/1 | – | $2.98M | 2.7% | – | New | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $2.53M | 2.3% | – | – | – |
| Supernus Pharmaceuticals, Inc.868459AD0 | NOTE 0.625% 4/0 | – | $2.11M | 1.9% | – | New | – |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $1.98M | 1.8% | – | New | – |
| Change Healthcare Inc.15912K209 | UNIT 99/99/9999 | 22,576 | $1.67M | 1.5% | +22,576 | New | – |
| Ctrip Com Intl Ltd22943FAM2 | CONVERTIBLE BOND | – | $1.49M | 1.4% | – | New | – |
| Starwood Ppty Tr Inc85571BAH8 | NOTE 4.375% 4/0 | – | $988.0K | 0.9% | – | New | – |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $338.0K | 0.3% | – | New | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 3,500 | $258.0K | 0.2% | +3,500 | New | – |
| Atlantic Ave Acquisition Cor04906P101 | COM CL A | 25,000 | $248.0K | 0.2% | 00.0% | Unchanged | – |
| Healthcare Services Acqu Cor42227K104 | COM CL A | 25,000 | $246.0K | 0.2% | 00.0% | Unchanged | – |
| SLAMSlam Corp. | CL A SHS | 25,100 | $246.0K | 0.2% | 00.0% | Unchanged | History |
| Lerer Hippeau Acquisition Corp.526749106 | CL A | 25,026 | $245.0K | 0.2% | 00.0% | Unchanged | – |
| ABGIABG Acquisition Corp. I | CL A SHS | 25,000 | $245.0K | 0.2% | 00.0% | Unchanged | History |
| TWOAtwo | COM CL A | 25,003 | $244.0K | 0.2% | 00.0% | Unchanged | History |
| Colombier Acquisition Corp19533H108 | CL A | 25,000 | $243.0K | 0.2% | 00.0% | Unchanged | – |
| DALSDA32 Life Science Tech Acquisition Corp. | CLASS A COM | 25,003 | $242.0K | 0.2% | 00.0% | Unchanged | History |
| OPFIOppFi Inc. | COM CL A | 59,438 | $196.0K | 0.2% | 00.0% | Unchanged | History |
| VAQCVector Acquisition Corp II | CL A SHS | 16,888 | $166.0K | 0.2% | 00.0% | Unchanged | History |
| iShares Tr464288687 | PFD AND INCM SEC | 5,000 | $164.0K | 0.1% | +5,000 | New | – |
| STTKShattuck Labs, Inc. | COM | 39,467 | $160.0K | 0.1% | 00.0% | Unchanged | History |
| CABACabaletta Bio, Inc. | COM | 145,000 | $154.0K | 0.1% | +145,000 | New | History |
| US Well Services Inc91274U200 | CL A | 145,525 | $137.0K | 0.1% | 00.0% | Unchanged | – |
| Fintech Evolution Acquis GroG3R19A104 | SHS CL A | 5,705 | $56.0K | 0.1% | 00.0% | Unchanged | – |
| BCLS Acquisition CorpG0904B105 | COM CL A | 5,603 | $55.0K | 0.1% | 00.0% | Unchanged | – |
| Bite Acquisition Corp.09175K105 | COMMON STOCK | 5,200 | $51.0K | <0.1% | 00.0% | Unchanged | – |
| REEWFCartesian Growth Corp II | *W EXP 07/12/202 | 402,500 | $48.0K | <0.1% | +402,500 | New | History |
| OppFi Inc.68386H111 | *W EXP 07/20/202 | 29,719 | $10.0K | <0.1% | 00.0% | Unchanged | – |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 4 | $5.00K | <0.1% | +4 | New | – |
| Global X FDS37954Y657 | US PFD ETF | 100 | $2.00K | <0.1% | +100 | New | – |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 100 | $2.00K | <0.1% | +100 | New | – |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 100 | $1.00K | <0.1% | +100 | New | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 1 | $1.00K | <0.1% | +1 | New | History |
| LSBKLake Shore Bancorp, Inc. | COM | 97 | $1.00K | <0.1% | +97 | New | History |
Sold out since Q1 2022 (17)
Positions held at the end of Q1 2022 that are gone from this filing.
| Security | Class | Shares in Q1 2022 | Value in Q1 2022 | % of portfolio in Q1 2022 | History |
|---|---|---|---|---|---|
| Danaher Corp235851300 | 4.75 MND CV PFD | 13,427 | $26.2M | 19.8% | – |
| Blackstone Mtg Tr Inc09257WAB6 | NOTE 4.375% 5/0 | – | $13.9M | 10.5% | – |
| Avantor, Inc.05352A209 | 6.25 PFD CNV SR | 133,447 | $13.8M | 10.4% | – |
| ServiceNow, Inc.81762PAC6 | NOTE 6/0 | – | $9.90M | 7.5% | – |
| Fireeye Inc31816QAD3 | NOTE 1.625% 6/0 | – | $6.15M | 4.7% | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $5.11M | 3.9% | – |
| Vonage Hldgs Corp92886TAJ1 | NOTE 1.750% 6/0 | – | $3.16M | 2.4% | – |
| Veoneer Inc92336XAA7 | NOTE 4.000% 6/0 | – | $2.54M | 1.9% | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 70,000 | $1.71M | 1.3% | – |
| BlackRock Cap Invt Corp092533AC2 | NOTE 5.000% 6/1 | – | $50.0K | <0.1% | – |
| RH74967XAA1 | NOTE 6/1 | – | $21.0K | <0.1% | – |
| LMSTLimestone Bancorp, Inc. | COM | 573 | $12.0K | <0.1% | History |
| FLFoot Locker, Inc. | COM | 271 | $8.00K | <0.1% | History |
| OBTOrange County Bancorp, Inc. | COM | 98 | $4.00K | <0.1% | History |
| DOLEDole plc | ORD SHS | 102 | $1.00K | <0.1% | History |
| MVISMicrovision, Inc. | COM NEW | 86 | $0 | 0.0% | History |
| BERYBerry Global Group, Inc. | COM | 1 | $0 | 0.0% | History |