Piper Sandler & Co.
- SEC CIK
- 0000724683
- Latest filing
- Jul 28, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 13, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 37
- +16 vs. Q4 2021
- Portfolio value
- $132.2M
- −$667.0K (−0.5%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $37.1M | 28.0% | – | New | – |
| Danaher Corp235851300 | 4.75 MND CV PFD | 13,427 | $26.2M | 19.8% | +13,427 | New | – |
| Blackstone Mtg Tr Inc09257WAB6 | NOTE 4.375% 5/0 | – | $13.9M | 10.5% | – | New | – |
| Avantor, Inc.05352A209 | 6.25 PFD CNV SR | 133,447 | $13.8M | 10.4% | +133,447 | New | – |
| ServiceNow, Inc.81762PAC6 | NOTE 6/0 | – | $9.90M | 7.5% | – | – | – |
| Fireeye Inc31816QAD3 | NOTE 1.625% 6/0 | – | $6.15M | 4.7% | – | New | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $5.11M | 3.9% | – | – | – |
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $4.39M | 3.3% | – | – | – |
| Apollo Coml Real Est Fin Inc03762UAB1 | NOTE 4.750% 8/2 | – | $4.02M | 3.0% | – | New | – |
| Vonage Hldgs Corp92886TAJ1 | NOTE 1.750% 6/0 | – | $3.16M | 2.4% | – | New | – |
| Veoneer Inc92336XAA7 | NOTE 4.000% 6/0 | – | $2.54M | 1.9% | – | New | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 70,000 | $1.71M | 1.3% | +70,000 | New | – |
| Dte Energy Co233331842 | UNIT 11/01/2022S | 23,724 | $1.26M | 1.0% | +23,724 | New | – |
| Atlantic Ave Acquisition Cor04906P101 | COM CL A | 25,000 | $247.0K | 0.2% | +25,000 | New | – |
| Healthcare Services Acqu Cor42227K104 | COM CL A | 25,000 | $245.0K | 0.2% | +25,000 | New | – |
| ABGIABG Acquisition Corp. I | CL A SHS | 25,000 | $245.0K | 0.2% | +25,000 | New | History |
| TWOAtwo | COM CL A | 25,003 | $245.0K | 0.2% | +25,003 | New | History |
| SLAMSlam Corp. | CL A SHS | 25,100 | $245.0K | 0.2% | +25,100 | New | History |
| Lerer Hippeau Acquisition Corp.526749106 | CL A | 25,026 | $244.0K | 0.2% | +25,026 | New | – |
| DALSDA32 Life Science Tech Acquisition Corp. | CLASS A COM | 25,003 | $244.0K | 0.2% | +25,003 | New | History |
| Colombier Acquisition Corp19533H108 | CL A | 25,000 | $242.0K | 0.2% | +25,000 | New | – |
| OPFIOppFi Inc. | COM CL A | 59,438 | $204.0K | 0.2% | +59,438 | New | History |
| STTKShattuck Labs, Inc. | COM | 39,467 | $168.0K | 0.1% | −69,468−63.8% | Reduced | History |
| VAQCVector Acquisition Corp II | CL A SHS | 16,888 | $165.0K | 0.1% | +16,888 | New | History |
| US Well Services Inc91274U200 | CL A | 145,525 | $160.0K | 0.1% | +145,525 | New | – |
| Fintech Evolution Acquis GroG3R19A104 | SHS CL A | 5,705 | $56.0K | <0.1% | +5,705 | New | – |
| BCLS Acquisition CorpG0904B105 | COM CL A | 5,603 | $55.0K | <0.1% | +5,603 | New | – |
| Bite Acquisition Corp.09175K105 | COMMON STOCK | 5,200 | $51.0K | <0.1% | +5,200 | New | – |
| BlackRock Cap Invt Corp092533AC2 | NOTE 5.000% 6/1 | – | $50.0K | <0.1% | – | New | – |
| RH74967XAA1 | NOTE 6/1 | – | $21.0K | <0.1% | – | New | – |
| OppFi Inc.68386H111 | *W EXP 07/20/202 | 29,719 | $15.0K | <0.1% | +29,719 | New | – |
| LMSTLimestone Bancorp, Inc. | COM | 573 | $12.0K | <0.1% | +573 | New | History |
| FLFoot Locker, Inc. | COM | 271 | $8.00K | <0.1% | +271 | New | History |
| OBTOrange County Bancorp, Inc. | COM | 98 | $4.00K | <0.1% | +98 | New | History |
| DOLEDole plc | ORD SHS | 102 | $1.00K | <0.1% | +102 | New | History |
| MVISMicrovision, Inc. | COM NEW | 86 | $0 | 0.0% | +86 | New | History |
| BERYBerry Global Group, Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
Sold out since Q4 2021 (17)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| Tesla, Inc.88160RAD3 | NOTE 2.375% 3/1 | – | $12.7M | 9.6% | – |
| Teva Pharmaceutical Fin LLC88163VAE9 | DBCV 0.250% 2/0 | – | $12.4M | 9.4% | – |
| Five9, Inc.338307AB7 | NOTE 0.125% 5/0 | – | $11.2M | 8.4% | – |
| Novellus Sys Inc670008AD3 | NOTE 2.625% 5/1 | – | $9.11M | 6.9% | – |
| South Jersey Inds Inc838518116 | UNIT 99/99/9999 | 148,256 | $5.29M | 4.0% | – |
| Encore Cap Group Inc292554AH5 | NOTE 2.875% 3/1 | – | $5.02M | 3.8% | – |
| Tesla Motors Inc88160RAC5 | BOND | – | $4.72M | 3.6% | – |
| RingCentral, Inc.76680RAD9 | NOTE 3/1 | – | $4.72M | 3.6% | – |
| Tutor Perini Corp901109AD0 | NOTE 2.875% 6/1 | – | $3.29M | 2.5% | – |
| Inphi Corp45772FAC1 | NOTE 0.750% 9/0 | – | $1.87M | 1.4% | – |
| Spirit Rlty Cap Inc New84860WAB8 | NOTE 3.750% 5/1 | – | $1.83M | 1.4% | – |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $1.55M | 1.2% | – |
| FG New Amer Acquisition Corp30259V205 | UNIT 08/31/2027 | 59,437 | $631.0K | 0.5% | – |
| USWSU.S. Well Services Holdings, LLC | CL A | 509,337 | $209.0K | 0.2% | History |
| RBBRBB Bancorp | COM | 10,777 | $166.0K | 0.1% | History |
| Eaton Vance Corp278265103 | COM NON VTG | 500 | $34.0K | <0.1% | – |
| AYTUAytu Biopharma, Inc | COM NEW | 49,590 | – | – | History |