Piper Sandler & Co.
- SEC CIK
- 0000724683
- Latest filing
- Jul 28, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 21
- +2 vs. Q3 2021
- Portfolio value
- $132.8M
- +$59.3M (+80.7%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $41.5M | 31.2% | – | New | – |
| ServiceNow, Inc.81762PAC6 | NOTE 6/0 | – | $14.9M | 11.2% | – | New | – |
| Tesla, Inc.88160RAD3 | NOTE 2.375% 3/1 | – | $12.7M | 9.6% | – | New | – |
| Teva Pharmaceutical Fin LLC88163VAE9 | DBCV 0.250% 2/0 | – | $12.4M | 9.4% | – | New | – |
| Five9, Inc.338307AB7 | NOTE 0.125% 5/0 | – | $11.2M | 8.4% | – | New | – |
| Novellus Sys Inc670008AD3 | NOTE 2.625% 5/1 | – | $9.11M | 6.9% | – | New | – |
| South Jersey Inds Inc838518116 | UNIT 99/99/9999 | 148,256 | $5.29M | 4.0% | +148,256 | New | – |
| Encore Cap Group Inc292554AH5 | NOTE 2.875% 3/1 | – | $5.02M | 3.8% | – | New | – |
| Tesla Motors Inc88160RAC5 | BOND | – | $4.72M | 3.6% | – | New | – |
| RingCentral, Inc.76680RAD9 | NOTE 3/1 | – | $4.72M | 3.6% | – | New | – |
| Tutor Perini Corp901109AD0 | NOTE 2.875% 6/1 | – | $3.29M | 2.5% | – | New | – |
| Inphi Corp45772FAC1 | NOTE 0.750% 9/0 | – | $1.87M | 1.4% | – | New | – |
| Spirit Rlty Cap Inc New84860WAB8 | NOTE 3.750% 5/1 | – | $1.83M | 1.4% | – | New | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $1.70M | 1.3% | – | – | – |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $1.55M | 1.2% | – | New | – |
| FG New Amer Acquisition Corp30259V205 | UNIT 08/31/2027 | 59,437 | $631.0K | 0.5% | +59,437 | New | – |
| USWSU.S. Well Services Holdings, LLC | CL A | 509,337 | $209.0K | 0.2% | 00.0% | Unchanged | History |
| RBBRBB Bancorp | COM | 10,777 | $166.0K | 0.1% | +10,777 | New | History |
| Eaton Vance Corp278265103 | COM NON VTG | 500 | $34.0K | <0.1% | +500 | New | – |
| STTKShattuck Labs, Inc. | COM | 108,935 | – | – | +30,000+38.0% | Added | History |
| AYTUAytu Biopharma, Inc | COM NEW | 49,590 | – | – | +49,590 | New | History |
Sold out since Q3 2021 (16)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $25.2M | 34.3% | – |
| RH74967XAA1 | NOTE 6/1 | – | $13.1M | 17.8% | – |
| Fireeye Inc31816QAD3 | NOTE 1.625% 6/0 | – | $5.44M | 7.4% | – |
| New York Mtg Tr Inc649604AD7 | NOTE 6.250% 1/1 | – | $2.04M | 2.8% | – |
| Two HBRS Invt Corp90187BAA9 | NOTE 6.250% 1/1 | – | $1.94M | 2.6% | – |
| Blackstone Mtg Tr Inc09257WAB6 | NOTE 4.375% 5/0 | – | $1.56M | 2.1% | – |
| RH74967XAD5 | NOTE 9/1 | – | $779.0K | 1.1% | – |
| OPFIOppFi Inc. | COM CL A | 59,438 | $467.0K | 0.6% | History |
| VICIVici Properties Inc. | COM | 9,721 | $276.0K | 0.4% | History |
| PDCEPDC Energy, Inc. | COM | 3,396 | $157.0K | 0.2% | History |
| iShares Tr464288687 | PFD AND INCM SEC | 3,600 | $140.0K | 0.2% | – |
| GLUEMonte Rosa Therapeutics, Inc. | COM | 2,300 | $51.0K | 0.1% | History |
| OppFi Inc.68386H111 | *W EXP 07/20/202 | 29,719 | $46.0K | 0.1% | – |
| DSGNDesign Therapeutics, Inc. | COM | 2,500 | $37.0K | 0.1% | History |
| WBSWebster Financial Corp | COM | 138 | $8.00K | <0.1% | History |
| OKUROnKure Therapeutics, Inc. | COM | 975 | $7.00K | <0.1% | History |