Piper Sandler & Co.
- SEC CIK
- 0000724683
- Latest filing
- Jul 28, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 19
- +3 vs. Q2 2021
- Portfolio value
- $73.5M
- −$34.1M (−31.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $25.2M | 34.3% | – | – | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $20.3M | 27.6% | – | – | – |
| RH74967XAA1 | NOTE 6/1 | – | $13.1M | 17.8% | – | New | – |
| Fireeye Inc31816QAD3 | NOTE 1.625% 6/0 | – | $5.44M | 7.4% | – | New | – |
| New York Mtg Tr Inc649604AD7 | NOTE 6.250% 1/1 | – | $2.04M | 2.8% | – | New | – |
| Two HBRS Invt Corp90187BAA9 | NOTE 6.250% 1/1 | – | $1.94M | 2.6% | – | New | – |
| STTKShattuck Labs, Inc. | COM | 78,935 | $1.61M | 2.2% | 00.0% | Unchanged | History |
| Blackstone Mtg Tr Inc09257WAB6 | NOTE 4.375% 5/0 | – | $1.56M | 2.1% | – | New | – |
| RH74967XAD5 | NOTE 9/1 | – | $779.0K | 1.1% | – | – | – |
| OPFIOppFi Inc. | COM CL A | 59,438 | $467.0K | 0.6% | +59,438 | New | History |
| USWSU.S. Well Services Holdings, LLC | CL A | 509,337 | $372.0K | 0.5% | 00.0% | Unchanged | History |
| VICIVici Properties Inc. | COM | 9,721 | $276.0K | 0.4% | +9,721 | New | History |
| PDCEPDC Energy, Inc. | COM | 3,396 | $157.0K | 0.2% | +3,396 | New | History |
| iShares Tr464288687 | PFD AND INCM SEC | 3,600 | $140.0K | 0.2% | +3,600 | New | – |
| GLUEMonte Rosa Therapeutics, Inc. | COM | 2,300 | $51.0K | 0.1% | +2,300 | New | History |
| OppFi Inc.68386H111 | *W EXP 07/20/202 | 29,719 | $46.0K | 0.1% | +29,719 | New | – |
| DSGNDesign Therapeutics, Inc. | COM | 2,500 | $37.0K | 0.1% | +2,500 | New | History |
| WBSWebster Financial Corp | COM | 138 | $8.00K | <0.1% | +138 | New | History |
| OKUROnKure Therapeutics, Inc. | COM | 975 | $7.00K | <0.1% | +975 | New | History |
Sold out since Q2 2021 (11)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $37.3M | 34.7% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $25.8M | 24.0% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $4.19M | 3.9% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $2.55M | 2.4% | – |
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $1.93M | 1.8% | – |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $1.63M | 1.5% | – |
| DocuSign, Inc.256163AB2 | NOTE 0.500% 9/1 | – | $1.39M | 1.3% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $915.0K | 0.8% | – |
| FG New Amer Acquisition Corp30259V205 | UNIT 08/31/2027 | 59,437 | $675.0K | 0.6% | – |
| ServiceNow, Inc.81762PAC6 | NOTE 6/0 | – | $323.0K | 0.3% | – |
| DANDANA Inc | COM | 200 | $5.00K | <0.1% | History |