Skip to main content
Livermore
Livermore
ZHEN

Caldwell Sutter Capital, Inc.

SEC CIK
0000702007
Latest filing
Aug 5, 2026

Holdings in Q4 2025

Holdings as of Dec 31, 2025, filed Jan 30, 2026. Long positions only; changes compare share counts with Q3 2025.

Institution overview
Positions
877
+6 vs. Q3 2025
Portfolio value
$235.9M
+$1.75M (+0.7%) vs. Q3 2025
Filed
Jan 30, 2026
SEC
Holdings of Caldwell Sutter Capital, Inc. in Q4 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock48,500$13.2M5.6%−3,280−6.3%ReducedHistory
PPIHPerma-Pipe International Holdings, Inc.COM235,238$7.14M3.0%−5,916−2.5%ReducedHistory
MSAMSA Safety IncCOM32,149$5.15M2.2%−1,150−3.5%ReducedHistory
CATCaterpillar IncStock8,599$4.93M2.1%−137−1.6%ReducedHistory
PLBCPlumas BancorpCOM106,283$4.75M2.0%+599+0.6%AddedHistory
VVisa Inc.Stock13,144$4.61M2.0%−77−0.6%ReducedHistory
DGICADonegal Group IncCL A212,303$4.24M1.8%−11,050−4.9%ReducedHistory
Summit St BK Santa Rosa Cali866264203COM346,813$4.03M1.7%−2,501−0.7%Reduced–
MSFTMicrosoft CorpStock7,306$3.53M1.5%−306−4.0%ReducedHistory
iShares Core S&P 500 ETF464287200ETF4,846$3.32M1.4%00.0%Unchanged–
BRK.BBerkshire Hathaway IncStock6,501$3.27M1.4%+31+0.5%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF14,463$3.18M1.3%+69+0.5%Added–
JPMJPMorgan Chase & CoStock9,226$2.97M1.3%−131−1.4%ReducedHistory
iShares Tr46436E7180-3 MTH TREASURY28,395$2.85M1.2%+10,491+58.6%Added–
AXPAmerican Express CoStock7,338$2.71M1.2%00.0%UnchangedHistory
KNTKKinetik Holdings Inc.COM NEW CL A73,235$2.64M1.1%+525+0.7%AddedHistory
COSTCostco Wholesale CorpStock3,048$2.63M1.1%00.0%UnchangedHistory
CVXChevron CorpStock16,949$2.58M1.1%−58−0.3%ReducedHistory
IBMInternational Business Machines CorpStock8,420$2.49M1.1%−89−1.0%ReducedHistory
BCMLBayCom CorpCOM80,010$2.35M1.0%−305−0.4%ReducedHistory
PKBKParke Bancorp, Inc.COM91,600$2.29M1.0%−2,910−3.1%ReducedHistory
MODModine Manufacturing CoCOM16,639$2.22M0.9%−600−3.5%ReducedHistory
CSCOCisco Systems, Inc.Stock28,829$2.22M0.9%+778+2.8%AddedHistory
SENEASeneca Foods CorpCL A19,996$2.21M0.9%−850−4.1%ReducedHistory
FSUNFirstsun Capital BancorpCOM58,672$2.21M0.9%−4,733−7.5%ReducedHistory
INTUIntuit Inc.Stock3,170$2.10M0.9%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock3,125$2.06M0.9%−10−0.3%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF6,128$2.05M0.9%00.0%Unchanged–
iShares Tr464287549EXPND TEC SC ETF15,720$2.03M0.9%00.0%Unchanged–
NENNew England Realty Associates Limited PartnershipDEPOSITRY RCPT29,019$1.87M0.8%−1,207−4.0%ReducedHistory
BANRBanner CorpCOM NEW28,261$1.77M0.8%−1,231−4.2%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM141,530$1.75M0.7%−2,673−1.9%ReducedHistory
XOMExxonMobil Holdings CorpCOM13,988$1.68M0.7%−60.0%ReducedHistory
CWBCCommunity West BancsharesCOM74,077$1.67M0.7%00.0%UnchangedHistory
NAIINatural Alternatives International IncCOM NEW461,792$1.65M0.7%+42,843+10.2%AddedHistory
INBKFirst Internet BancorpCOM76,899$1.60M0.7%−1,334−1.7%ReducedHistory
PFEPfizer IncStock63,951$1.59M0.7%−1,311−2.0%ReducedHistory
MCIBarings Corporate InvestorsCOM83,984$1.52M0.6%−630−0.7%ReducedHistory
PEPPepsiCo IncStock10,585$1.52M0.6%+217+2.1%AddedHistory
MCHBMechanics BancorpCL A103,215$1.51M0.6%00.0%UnchangedHistory
UNPUnion Pacific CorpStock6,476$1.50M0.6%+125+2.0%AddedHistory
GOLDGold.com, Inc.COM42,702$1.45M0.6%−1,000−2.3%ReducedHistory
JNJJohnson & JohnsonStock6,502$1.35M0.6%−54−0.8%ReducedHistory
UMHUmh Properties, Inc.COM84,023$1.34M0.6%−4,000−4.5%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF2,707$1.32M0.6%−31−1.1%Reduced–
NRIMNorthrim Bancorp IncCOM46,204$1.23M0.5%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock5,363$1.23M0.5%−53−1.0%ReducedHistory
BACBank of America CorpStock21,031$1.16M0.5%−104−0.5%ReducedHistory
ARLAmerican Realty Investors IncCOM71,832$1.15M0.5%−1,588−2.2%ReducedHistory
HSYHershey CoCOM6,104$1.11M0.5%00.0%UnchangedHistory
MCDMcDonalds CorpStock3,611$1.10M0.5%−62−1.7%ReducedHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA21,801$1.10M0.5%+3,793+21.1%Added–
WMWaste Management IncStock4,854$1.07M0.5%+5+0.1%AddedHistory
GOOGLAlphabet Inc.Stock3,374$1.06M0.4%−3−0.1%ReducedHistory
ITICInvestors Title CoCOM4,215$1.05M0.4%00.0%UnchangedHistory
HDHome Depot, Inc.Stock3,057$1.05M0.4%−7−0.2%ReducedHistory
SMBKSmartfinancial Inc.COM NEW28,431$1.05M0.4%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock3,320$1.04M0.4%+8+0.2%AddedHistory
ELSEElectro Sensors IncCOM250,052$1.04M0.4%00.0%UnchangedHistory
WLYJohn Wiley & Sons, Inc.CL A33,810$1.04M0.4%00.0%UnchangedHistory
VZVerizon Communications IncStock24,476$996.9K0.4%−1,043−4.1%ReducedHistory
MRKMerck & Co., Inc.Stock9,469$996.7K0.4%+211+2.3%AddedHistory
GILDGilead Sciences, Inc.Stock8,094$993.5K0.4%−214−2.6%ReducedHistory
HONHoneywell International IncCOM5,049$985.0K0.4%+8+0.2%AddedHistory
TAT&T Inc.Stock39,375$978.1K0.4%−749−1.9%ReducedHistory
CPCanadian Pacific Kansas City LtdCOM13,250$975.6K0.4%00.0%UnchangedHistory
AXRAmrep Corp.COM50,272$945.1K0.4%−250−0.5%ReducedHistory
INTGIntergroup CorpCOM33,228$943.3K0.4%−6,268−15.9%ReducedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF10,058$936.2K0.4%−1,209−10.7%Reduced–
WMTWalmart Inc.Stock8,327$927.7K0.4%−548−6.2%ReducedHistory
BNYBank of New York Mellon CorpStock7,943$922.1K0.4%00.0%UnchangedHistory
iShares Tr46428743220 YR TR BD ETF10,432$909.2K0.4%−386−3.6%Reduced–
ENBEnbridge IncStock18,321$876.3K0.4%−53−0.3%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF4,434$846.9K0.4%−86−1.9%Reduced–
CSWCCapital Southwest CorpCOM38,084$843.6K0.4%−2,968−7.2%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF18,812$841.1K0.4%−320−1.7%ReducedConverted for a 2-for-1 split–
DISWalt Disney CoStock7,307$831.3K0.4%−401−5.2%ReducedHistory
BABoeing CoStock3,811$827.4K0.4%−108−2.8%ReducedHistory
LMTLockheed Martin CorpStock1,599$773.4K0.3%+3+0.2%AddedHistory
CETCentral Securities CorpCOM15,124$766.9K0.3%+1,485+10.9%AddedHistory
BRK.ABerkshire Hathaway IncCL A1$754.8K0.3%00.0%UnchangedHistory
BSMBlack Stone Minerals, L.P.COM UNIT55,790$741.4K0.3%00.0%UnchangedHistory
DUKDuke Energy CORPStock6,138$719.4K0.3%−18−0.3%ReducedHistory
ONBOld National BancorpStock32,012$714.2K0.3%00.0%UnchangedHistory
MPVBarings Participation InvestorsSH BEN INT43,755$695.3K0.3%00.0%UnchangedHistory
DLRDigital Realty Trust, Inc.COM4,439$686.8K0.3%−95−2.1%ReducedHistory
QCOMQualcomm IncStock4,005$685.0K0.3%−15−0.4%ReducedHistory
FBKFB Financial CorpCOM12,187$680.0K0.3%00.0%UnchangedHistory
WELLWelltower Inc.REIT3,627$673.2K0.3%−58−1.6%ReducedHistory
UPSUnited Parcel Service IncStock6,780$672.6K0.3%+545+8.7%AddedHistory
DHRDanaher CorpStock2,897$663.2K0.3%00.0%UnchangedHistory
PGProcter & Gamble CoStock4,583$656.7K0.3%+213+4.9%AddedHistory
AMZNAmazon Com IncStock2,818$650.5K0.3%−7−0.2%ReducedHistory
WMBWilliams Companies, Inc.COM10,701$643.2K0.3%−155−1.4%ReducedHistory
KOCoca Cola CoStock9,145$639.4K0.3%+254+2.9%AddedHistory
OMCCOld Market Capital CorpCOM NEW122,052$632.2K0.3%−16,017−11.6%ReducedHistory
AIVApartment Investment & Management CoCL A106,358$631.8K0.3%+3,000+2.9%AddedHistory
FSBWFS Bancorp, Inc.COM15,142$623.4K0.3%00.0%UnchangedHistory
CSWCSW Industrials, Inc.COM2,078$610.0K0.3%−934−31.0%ReducedHistory
USBUS Bancorp DECOM NEW11,393$607.9K0.3%+146+1.3%AddedHistory

Sold out since Q3 2025 (40)

Positions held at the end of Q3 2025 that are gone from this filing.

Positions of Caldwell Sutter Capital, Inc. sold out since Q3 2025
SecurityClassShares in Q3 2025Value in Q3 2025% of portfolio in Q3 2025History
Dimensional ETF Trust25434V401US EQUI MARK ETF2,264$164.0K0.1%–
Dimensional ETF Trust25434V724US MKTWIDE VALUE2,700$120.7K0.1%–
KKellanovaStock1,330$109.1K<0.1%History
BARKBark, Inc.COM122,830$102.0K<0.1%History
TTSHTile Shop Holdings, Inc.COM15,000$90.8K<0.1%History
Emx Rty Corp26873J107COM8,487$43.7K<0.1%–
ULUnilever PLCSPON ADR NEW717$42.5K<0.1%History
SDRLSEADRILL LtdCOM1,200$36.3K<0.1%History
HSICHenry Schein IncCOM300$19.9K<0.1%History
SASeabridge Gold IncCOM600$14.5K<0.1%History
EOGEOG Resources IncStock100$11.2K<0.1%History
SPOTSpotify Technology S.A.Stock15$10.5K<0.1%History
FHIFederated Hermes, Inc.CL B200$10.4K<0.1%History
iShares Tr464288588MBS ETF103$9.80K<0.1%–
PCQPIMCO California Municipal Income FundCOM777$6.78K<0.1%History
BITBlackRock Multi-Sector Income TrustCOM500$6.70K<0.1%History
Dimensional U.S. Targeted Value ETF25434V609ETF112$6.52K<0.1%–
Valaris LtdG9460G119*W EXP 04/29/2022,000$5.60K<0.1%–
RAREUltragenyx Pharmaceutical Inc.COM160$4.81K<0.1%History
AMGAffiliated Managers Group, Inc.Stock19$4.53K<0.1%History
Invesco Actively Managed Exc46090A689QQQ INC ADV ETF75$3.95K<0.1%–
PCRXPacira BioSciences, Inc.COM149$3.84K<0.1%History
ATAIAtai Beckley N.V.SHS700$3.70K<0.1%History
DELLDell Technologies Inc.Stock19$2.69K<0.1%History
iShares Inc464286822MSCI MEXICO ETF35$2.39K<0.1%–
GKOSGLAUKOS CorpCOM20$1.63K<0.1%History
ALKAlaska Air Group, Inc.COM31$1.54K<0.1%History
FISVFiserv IncStock10$1.29K<0.1%History
M-Tron Indus55380K125EQUITY WRT724$1.27K<0.1%–
BMRNBiomarin Pharmaceutical IncCOM23$1.25K<0.1%History
PINCPremier, Inc.CL A36$1.00K<0.1%History
LUMNLumen Technologies, Inc.Stock124$759<0.1%History
EZBCFranklin Templeton Digital Holdings TrustBITCOIN ETF SHS10$662<0.1%History
PWPower REITCOM550$556<0.1%History
OPIOffice Properties Income TrustCOM SHS BEN INT1,512$498<0.1%History
RIGTransocean Ltd.REGISTERED SHS112$349<0.1%History
ILMNIllumina, Inc.COM3$285<0.1%History
LAZRQLuminar Technologies, Inc.COM NEW CL A13$25<0.1%History
TLRYTilray Brands, Inc.COM CL 22$3<0.1%History
WKHSWorkhorse Group Inc.COM NEW1$1<0.1%History