Caldwell Sutter Capital, Inc.
- SEC CIK
- 0000702007
- Latest filing
- Aug 5, 2026
Holdings in Q1 2026
Holdings as of Mar 31, 2026, filed May 6, 2026. Long positions only; changes compare share counts with Q4 2025.
- Positions
- 892
- +15 vs. Q4 2025
- Portfolio value
- $245.9M
- +$10.0M (+4.2%) vs. Q4 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 46,573 | $11.8M | 4.8% | −1,927−4.0% | Reduced | History |
| PPIHPerma-Pipe International Holdings, Inc. | COM | 234,238 | $6.98M | 2.8% | −1,000−0.4% | Reduced | History |
| CATCaterpillar Inc | Stock | 8,180 | $5.80M | 2.4% | −419−4.9% | Reduced | History |
| KNTKKinetik Holdings Inc. | COM NEW CL A | 118,570 | $5.74M | 2.3% | +45,335+61.9% | Added | History |
| PLBCPlumas Bancorp | COM | 106,283 | $5.19M | 2.1% | 00.0% | Unchanged | History |
| MSAMSA Safety Inc | COM | 29,279 | $4.80M | 2.0% | −2,870−8.9% | Reduced | History |
| Summit St BK Santa Rosa Cali866264203 | COM | 347,063 | $4.64M | 1.9% | +250+0.1% | Added | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 43,934 | $4.42M | 1.8% | +15,539+54.7% | Added | – |
| VVisa Inc. | Stock | 12,921 | $3.91M | 1.6% | −223−1.7% | Reduced | History |
| DGICADonegal Group Inc | CL A | 212,303 | $3.65M | 1.5% | 00.0% | Unchanged | History |
| CVXChevron Corp | Stock | 16,812 | $3.48M | 1.4% | −137−0.8% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 7,114 | $3.41M | 1.4% | +613+9.4% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 4,821 | $3.15M | 1.3% | −25−0.5% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 14,211 | $3.06M | 1.2% | −252−1.7% | Reduced | – |
| SENEASeneca Foods Corp | CL A | 19,996 | $3.02M | 1.2% | 00.0% | Unchanged | History |
| COSTCostco Wholesale Corp | Stock | 3,013 | $3.00M | 1.2% | −35−1.1% | Reduced | History |
| MODModine Manufacturing Co | COM | 12,939 | $2.80M | 1.1% | −3,700−22.2% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 7,279 | $2.69M | 1.1% | −27−0.4% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 8,996 | $2.65M | 1.1% | −230−2.5% | Reduced | History |
| PKBKParke Bancorp, Inc. | COM | 91,336 | $2.59M | 1.1% | −264−0.3% | Reduced | History |
| BCMLBayCom Corp | COM | 80,010 | $2.38M | 1.0% | 00.0% | Unchanged | History |
| XOMExxonMobil Holdings Corp | COM | 13,877 | $2.35M | 1.0% | −111−0.8% | Reduced | History |
| AXPAmerican Express Co | Stock | 7,338 | $2.22M | 0.9% | 00.0% | Unchanged | History |
| FSUNFirstsun Capital Bancorp | COM | 58,322 | $2.13M | 0.9% | −350−0.6% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 27,051 | $2.10M | 0.9% | −1,778−6.2% | Reduced | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 141,072 | $2.01M | 0.8% | −458−0.3% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 8,254 | $2.00M | 0.8% | −166−2.0% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 6,128 | $1.97M | 0.8% | 00.0% | Unchanged | – |
| iShares Tr464287549 | EXPND TEC SC ETF | 15,720 | $1.86M | 0.8% | 00.0% | Unchanged | – |
| PFEPfizer Inc | Stock | 66,343 | $1.86M | 0.8% | +2,392+3.7% | Added | History |
| METAMeta Platforms, Inc. | Stock | 3,115 | $1.78M | 0.7% | −10−0.3% | Reduced | History |
| PEPPepsiCo Inc | Stock | 11,474 | $1.78M | 0.7% | +889+8.4% | Added | History |
| NENNew England Realty Associates Limited Partnership | DEPOSITRY RCPT | 29,019 | $1.75M | 0.7% | 00.0% | Unchanged | History |
| CWBCCommunity West Bancshares | COM | 74,077 | $1.73M | 0.7% | 00.0% | Unchanged | History |
| BANRBanner Corp | COM NEW | 28,261 | $1.71M | 0.7% | 00.0% | Unchanged | History |
| UNPUnion Pacific Corp | Stock | 6,519 | $1.58M | 0.6% | +43+0.7% | Added | History |
| INBKFirst Internet Bancorp | COM | 76,899 | $1.57M | 0.6% | 00.0% | Unchanged | History |
| JNJJohnson & Johnson | Stock | 6,405 | $1.57M | 0.6% | −97−1.5% | Reduced | History |
| MCHBMechanics Bancorp | CL A | 103,285 | $1.52M | 0.6% | +70+0.1% | Added | History |
| MCIBarings Corporate Investors | COM | 83,984 | $1.45M | 0.6% | 00.0% | Unchanged | History |
| GOLDGold.com, Inc. | COM | 35,802 | $1.43M | 0.6% | −6,900−16.2% | Reduced | History |
| AXRAmrep Corp. | COM | 49,472 | $1.39M | 0.6% | −800−1.6% | Reduced | History |
| INTUIntuit Inc. | Stock | 3,194 | $1.38M | 0.6% | +24+0.8% | Added | History |
| NAIINatural Alternatives International Inc | COM NEW | 498,792 | $1.31M | 0.5% | +37,000+8.0% | Added | History |
| INTGIntergroup Corp | COM | 33,228 | $1.29M | 0.5% | 00.0% | Unchanged | History |
| VZVerizon Communications Inc | Stock | 25,251 | $1.27M | 0.5% | +775+3.2% | Added | History |
| HSYHershey Co | COM | 6,060 | $1.26M | 0.5% | −44−0.7% | Reduced | History |
| CETCentral Securities Corp | COM | 24,264 | $1.20M | 0.5% | +9,140+60.4% | Added | History |
| WLYJohn Wiley & Sons, Inc. | CL A | 31,535 | $1.20M | 0.5% | −2,275−6.7% | Reduced | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 23,854 | $1.20M | 0.5% | +2,053+9.4% | Added | – |
| UMHUmh Properties, Inc. | COM | 83,023 | $1.20M | 0.5% | −1,000−1.2% | Reduced | History |
| HONHoneywell International Inc | COM | 5,052 | $1.14M | 0.5% | +3+0.1% | Added | History |
| MRKMerck & Co., Inc. | Stock | 9,394 | $1.13M | 0.5% | −75−0.8% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 5,123 | $1.11M | 0.5% | −240−4.5% | Reduced | History |
| ELSEElectro Sensors Inc | COM | 250,161 | $1.11M | 0.5% | +1090.0% | Added | History |
| SMBKSmartfinancial Inc. | COM NEW | 28,431 | $1.11M | 0.5% | 00.0% | Unchanged | History |
| TAT&T Inc. | Stock | 38,312 | $1.11M | 0.5% | −1,063−2.7% | Reduced | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 2,521 | $1.10M | 0.4% | −186−6.9% | Reduced | – |
| MCDMcDonalds Corp | Stock | 3,534 | $1.10M | 0.4% | −77−2.1% | Reduced | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 17,881 | $1.10M | 0.4% | −931−4.9% | Reduced | – |
| ARLAmerican Realty Investors Inc | COM | 70,719 | $1.09M | 0.4% | −1,113−1.5% | Reduced | History |
| GILDGilead Sciences, Inc. | Stock | 7,590 | $1.06M | 0.4% | −504−6.2% | Reduced | History |
| NRIMNorthrim Bancorp Inc | COM | 46,204 | $1.06M | 0.4% | 00.0% | Unchanged | History |
| CPCanadian Pacific Kansas City Ltd | COM | 13,250 | $1.04M | 0.4% | 00.0% | Unchanged | History |
| WMTWalmart Inc. | Stock | 8,216 | $1.02M | 0.4% | −111−1.3% | Reduced | History |
| HDHome Depot, Inc. | Stock | 3,072 | $1.01M | 0.4% | +15+0.5% | Added | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 10,942 | $1.01M | 0.4% | +884+8.8% | Added | – |
| BACBank of America Corp | Stock | 20,645 | $1.01M | 0.4% | −386−1.8% | Reduced | History |
| ENBEnbridge Inc | Stock | 18,326 | $992.2K | 0.4% | +50.0% | Added | History |
| GOOGLAlphabet Inc. | Stock | 3,440 | $989.2K | 0.4% | +66+2.0% | Added | History |
| LMTLockheed Martin Corp | Stock | 1,575 | $951.9K | 0.4% | −24−1.5% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 3,312 | $950.1K | 0.4% | −8−0.2% | Reduced | History |
| BNYBank of New York Mellon Corp | Stock | 7,943 | $942.3K | 0.4% | 00.0% | Unchanged | History |
| WMWaste Management Inc | Stock | 3,964 | $910.9K | 0.4% | −890−18.3% | Reduced | History |
| ITICInvestors Title Co | COM | 4,065 | $883.5K | 0.4% | −150−3.6% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 4,479 | $878.8K | 0.4% | +45+1.0% | Added | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | 55,790 | $843.5K | 0.3% | 00.0% | Unchanged | History |
| CSWCCapital Southwest Corp | COM | 37,018 | $818.8K | 0.3% | −1,066−2.8% | Reduced | History |
| DUKDuke Energy CORP | Stock | 6,131 | $802.8K | 0.3% | −7−0.1% | Reduced | History |
| WELLWelltower Inc. | REIT | 4,014 | $793.6K | 0.3% | +387+10.7% | Added | History |
| DLRDigital Realty Trust, Inc. | COM | 4,302 | $775.3K | 0.3% | −137−3.1% | Reduced | History |
| OKEONEOK Inc | COM | 8,499 | $768.2K | 0.3% | +321+3.9% | Added | History |
| BABoeing Co | Stock | 3,814 | $759.1K | 0.3% | +3+0.1% | Added | History |
| MPVBarings Participation Investors | SH BEN INT | 43,755 | $750.0K | 0.3% | 00.0% | Unchanged | History |
| WMBWilliams Companies, Inc. | COM | 10,296 | $749.3K | 0.3% | −405−3.8% | Reduced | History |
| IMKTAIngles Markets Inc | CL A | 8,120 | $729.9K | 0.3% | −100−1.2% | Reduced | History |
| DISWalt Disney Co | Stock | 7,508 | $723.7K | 0.3% | +201+2.8% | Added | History |
| Vanguard Energy ETF92204A306 | ETF | 4,156 | $719.2K | 0.3% | −20−0.5% | Reduced | – |
| BRK.ABerkshire Hathaway Inc | CL A | 1 | $718.1K | 0.3% | 00.0% | Unchanged | History |
| ONBOld National Bancorp | Stock | 32,012 | $707.5K | 0.3% | 00.0% | Unchanged | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 8,103 | $702.5K | 0.3% | −2,329−22.3% | Reduced | – |
| UPSUnited Parcel Service Inc | Stock | 7,127 | $701.2K | 0.3% | +347+5.1% | Added | History |
| CLMTCalumet, Inc. | COM | 19,483 | $699.4K | 0.3% | 00.0% | Unchanged | History |
| PGProcter & Gamble Co | Stock | 4,761 | $687.6K | 0.3% | +178+3.9% | Added | History |
| DITAmcon Distributing Co | COM NEW | 7,506 | $684.3K | 0.3% | +2,502+50.0% | Added | History |
| KOCoca Cola Co | Stock | 8,661 | $658.7K | 0.3% | −484−5.3% | Reduced | History |
| BRBSBlue Ridge Bankshares, Inc. | COM | 153,244 | $643.6K | 0.3% | +99,644+185.9% | Added | History |
| AMZNAmazon Com Inc | Stock | 3,069 | $639.2K | 0.3% | +251+8.9% | Added | History |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 6,363 | $609.7K | 0.2% | +668+11.7% | Added | – |
| FBKFB Financial Corp | COM | 11,675 | $606.4K | 0.2% | −512−4.2% | Reduced | History |
Sold out since Q4 2025 (23)
Positions held at the end of Q4 2025 that are gone from this filing.
| Security | Class | Shares in Q4 2025 | Value in Q4 2025 | % of portfolio in Q4 2025 | History |
|---|---|---|---|---|---|
| OMCCOld Market Capital Corp | COM NEW | 122,052 | $632.2K | 0.3% | History |
| VALValaris Ltd | CL A | 6,000 | $302.4K | 0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 1,218 | $24.2K | <0.1% | History |
| XYZBlock, Inc. | CL A | 325 | $21.2K | <0.1% | History |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 1,471 | $19.1K | <0.1% | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 4,375 | $15.5K | <0.1% | History |
| SOHOSotherly Hotels Inc. | COM | 1,315 | $2.83K | <0.1% | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 40 | $2.78K | <0.1% | – |
| Vanguard Communication Services ETF92204A884 | ETF | 14 | $2.71K | <0.1% | – |
| Vanguard Health Care ETF92204A504 | ETF | 9 | $2.59K | <0.1% | – |
| ProShares Tr74347B847 | MSCI EMRG MKTS | 55 | $2.57K | <0.1% | – |
| Vanguard Financials ETF92204A405 | ETF | 19 | $2.54K | <0.1% | – |
| Vanguard Materials ETF92204A801 | ETF | 12 | $2.49K | <0.1% | – |
| Vanguard Utilities ETF92204A876 | ETF | 13 | $2.41K | <0.1% | – |
| Vanguard Industrials ETF92204A603 | ETF | 8 | $2.39K | <0.1% | – |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 6 | $2.36K | <0.1% | – |
| Vanguard Consumer Staples ETF92204A207 | ETF | 10 | $2.11K | <0.1% | – |
| RXSTRxSight, Inc. | COM | 200 | $2.08K | <0.1% | History |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 24 | $1.39K | <0.1% | – |
| CMCTCreative Media & Community Trust Corp | REIT | 93 | $345 | <0.1% | History |
| IFNAberdeen India Fund, Inc. | COM | 10 | $137 | <0.1% | History |
| WKHSWorkhorse Group Inc. | COM NEW | 1 | $5 | <0.1% | History |
| IMUXImmunic, Inc. | COM | 3 | $2 | <0.1% | History |