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Livermore
Livermore
ZHEN

Caldwell Sutter Capital, Inc.

SEC CIK
0000702007
Latest filing
Aug 5, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Oct 29, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
871
+14 vs. Q2 2025
Portfolio value
$234.1M
+$15.8M (+7.2%) vs. Q2 2025
Filed
Oct 29, 2025
SEC
Holdings of Caldwell Sutter Capital, Inc. in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock51,780$13.2M5.6%+3,894+8.1%AddedHistory
MSAMSA Safety IncCOM33,299$5.73M2.4%00.0%UnchangedHistory
PPIHPerma-Pipe International Holdings, Inc.COM241,154$5.65M2.4%00.0%UnchangedHistory
PLBCPlumas BancorpCOM105,684$4.56M1.9%+104,884+13,110.5%AddedHistory
VVisa Inc.Stock13,221$4.51M1.9%−803−5.7%ReducedHistory
DGICADonegal Group IncCL A223,353$4.33M1.8%−2,675−1.2%ReducedHistory
CATCaterpillar IncStock8,736$4.17M1.8%−470−5.1%ReducedHistory
Summit St BK Santa Rosa Cali866264203COM349,314$4.16M1.8%+500.0%Added–
MSFTMicrosoft CorpStock7,612$3.94M1.7%−1,044−12.1%ReducedHistory
BRK.BBerkshire Hathaway IncStock6,470$3.25M1.4%−145−2.2%ReducedHistory
iShares Core S&P 500 ETF464287200ETF4,846$3.24M1.4%−86−1.7%Reduced–
KNTKKinetik Holdings Inc.COM NEW CL A72,710$3.11M1.3%−100−0.1%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF14,394$3.11M1.3%+211+1.5%Added–
JPMJPMorgan Chase & CoStock9,357$2.95M1.3%−131−1.4%ReducedHistory
COSTCostco Wholesale CorpStock3,048$2.82M1.2%−26−0.8%ReducedHistory
CVXChevron CorpStock17,007$2.64M1.1%−155−0.9%ReducedHistory
FSUNFirstsun Capital BancorpCOM63,405$2.46M1.1%00.0%UnchangedHistory
MODModine Manufacturing CoCOM17,239$2.45M1.0%00.0%UnchangedHistory
AXPAmerican Express CoStock7,338$2.44M1.0%00.0%UnchangedHistory
IBMInternational Business Machines CorpStock8,509$2.40M1.0%−330−3.7%ReducedHistory
BCMLBayCom CorpCOM80,315$2.31M1.0%−2,114−2.6%ReducedHistory
METAMeta Platforms, Inc.Stock3,135$2.30M1.0%−44−1.4%ReducedHistory
SENEASeneca Foods CorpCL A20,846$2.25M1.0%00.0%UnchangedHistory
NENNew England Realty Associates Limited PartnershipDEPOSITRY RCPT30,226$2.17M0.9%00.0%UnchangedHistory
INTUIntuit Inc.Stock3,170$2.16M0.9%−30−0.9%ReducedHistory
PKBKParke Bancorp, Inc.COM94,510$2.04M0.9%00.0%UnchangedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF6,128$2.01M0.9%00.0%Unchanged–
iShares Tr464287549EXPND TEC SC ETF15,720$1.98M0.8%−402−2.5%Reduced–
BANRBanner CorpCOM NEW29,492$1.93M0.8%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock28,051$1.92M0.8%−1,003−3.5%ReducedHistory
iShares Tr46436E7180-3 MTH TREASURY17,904$1.80M0.8%+9,925+124.4%Added–
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM144,203$1.78M0.8%−9,757−6.3%ReducedHistory
MCIBarings Corporate InvestorsCOM84,614$1.76M0.8%00.0%UnchangedHistory
INBKFirst Internet BancorpCOM78,233$1.75M0.7%−300−0.4%ReducedHistory
PFEPfizer IncStock65,262$1.66M0.7%+36+0.1%AddedHistory
XOMExxonMobil Holdings CorpCOM13,994$1.58M0.7%+14+0.1%AddedHistory
CWBCCommunity West BancsharesCOM74,077$1.54M0.7%00.0%UnchangedHistory
UNPUnion Pacific CorpStock6,351$1.50M0.6%+50+0.8%AddedHistory
PEPPepsiCo IncStock10,368$1.46M0.6%−656−6.0%ReducedHistory
MCHBMechanics BancorpCL A103,215$1.37M0.6%+46,215+81.1%AddedHistory
WLYJohn Wiley & Sons, Inc.CL A33,810$1.37M0.6%00.0%UnchangedHistory
Vanguard Morningstar Growth ETF922908736ETF2,738$1.31M0.6%−44−1.6%Reduced–
UMHUmh Properties, Inc.COM88,023$1.31M0.6%−1,450−1.6%ReducedHistory
ABBVAbbVie Inc.Stock5,416$1.25M0.5%−619−10.3%ReducedHistory
HDHome Depot, Inc.Stock3,064$1.24M0.5%−495−13.9%ReducedHistory
ARLAmerican Realty Investors IncCOM73,420$1.23M0.5%00.0%UnchangedHistory
JNJJohnson & JohnsonStock6,556$1.22M0.5%+13+0.2%AddedHistory
AXRAmrep Corp.COM50,522$1.21M0.5%−250−0.5%ReducedHistory
NAIINatural Alternatives International IncCOM NEW418,949$1.20M0.5%−499−0.1%ReducedHistory
ELSEElectro Sensors IncCOM250,052$1.20M0.5%00.0%UnchangedHistory
HSYHershey CoCOM6,104$1.14M0.5%+175+3.0%AddedHistory
TAT&T Inc.Stock40,124$1.13M0.5%−2,285−5.4%ReducedHistory
GOLDGold.com, Inc.COM43,702$1.13M0.5%−500−1.1%ReducedHistory
ITICInvestors Title CoCOM4,215$1.13M0.5%−25−0.6%ReducedHistory
VZVerizon Communications IncStock25,519$1.12M0.5%−147−0.6%ReducedHistory
MCDMcDonalds CorpStock3,673$1.12M0.5%−36−1.0%ReducedHistory
BACBank of America CorpStock21,135$1.09M0.5%+120+0.6%AddedHistory
WMWaste Management IncStock4,849$1.07M0.5%−250−4.9%ReducedHistory
HONHoneywell International IncCOM5,041$1.06M0.5%00.0%UnchangedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF11,267$1.05M0.4%−1,251−10.0%Reduced–
SMBKSmartfinancial Inc.COM NEW28,431$1.02M0.4%00.0%UnchangedHistory
NRIMNorthrim Bancorp IncCOM46,204$1.00M0.4%−1,000−2.1%ReducedConverted for a 4-for-1 splitHistory
CPCanadian Pacific Kansas City LtdCOM13,250$987.0K0.4%00.0%UnchangedHistory
iShares Tr46428743220 YR TR BD ETF10,818$966.8K0.4%+1,376+14.6%Added–
ENBEnbridge IncStock18,374$927.2K0.4%−132−0.7%ReducedHistory
GILDGilead Sciences, Inc.Stock8,308$922.2K0.4%−478−5.4%ReducedHistory
WMTWalmart Inc.Stock8,875$914.7K0.4%−366−4.0%ReducedHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA18,008$905.3K0.4%+2,568+16.6%Added–
CSWCCapital Southwest CorpCOM41,052$897.4K0.4%00.0%UnchangedHistory
DISWalt Disney CoStock7,708$882.6K0.4%+191+2.5%AddedHistory
MPVBarings Participation InvestorsSH BEN INT43,755$881.7K0.4%00.0%UnchangedHistory
BNYBank of New York Mellon CorpStock7,943$865.5K0.4%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF9,566$854.6K0.4%−60−0.6%Reduced–
BABoeing CoStock3,919$845.8K0.4%−197−4.8%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF4,520$842.9K0.4%−13−0.3%Reduced–
GOOGLAlphabet Inc.Stock3,377$820.9K0.4%+84+2.6%AddedHistory
AIVApartment Investment & Management CoCL A103,358$819.6K0.4%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock3,312$806.6K0.3%−111−3.2%ReducedHistory
LMTLockheed Martin CorpStock1,596$796.7K0.3%+24+1.5%AddedHistory
INTGIntergroup CorpCOM39,496$796.4K0.3%00.0%UnchangedHistory
DLRDigital Realty Trust, Inc.COM4,534$783.8K0.3%−118−2.5%ReducedHistory
MRKMerck & Co., Inc.Stock9,258$777.0K0.3%+2,035+28.2%AddedHistory
DUKDuke Energy CORPStock6,156$761.8K0.3%−30−0.5%ReducedHistory
BRK.ABerkshire Hathaway IncCL A1$754.2K0.3%00.0%UnchangedHistory
BSMBlack Stone Minerals, L.P.COM UNIT55,790$733.1K0.3%00.0%UnchangedHistory
CSWCSW Industrials, Inc.COM3,012$731.2K0.3%00.0%UnchangedHistory
OMCCOld Market Capital CorpCOM NEW138,069$711.1K0.3%−1,101−0.8%ReducedHistory
ONBOld National BancorpStock32,012$702.7K0.3%00.0%UnchangedHistory
CETCentral Securities CorpCOM13,639$700.6K0.3%−366−2.6%ReducedHistory
WMBWilliams Companies, Inc.COM10,856$687.7K0.3%−716−6.2%ReducedHistory
FBKFB Financial CorpCOM12,187$679.3K0.3%+12,187NewHistory
PGProcter & Gamble CoStock4,370$671.4K0.3%−346−7.3%ReducedHistory
QCOMQualcomm IncStock4,020$668.8K0.3%−20−0.5%ReducedHistory
WELLWelltower Inc.REIT3,685$656.4K0.3%−26−0.7%ReducedHistory
DITAmcon Distributing CoCOM NEW5,606$637.7K0.3%−293−5.0%ReducedHistory
AMZNAmazon Com IncStock2,825$620.3K0.3%−140−4.7%ReducedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC6,354$610.9K0.3%−1,010−13.7%Reduced–
FSBWFS Bancorp, Inc.COM15,142$604.5K0.3%00.0%UnchangedHistory
NODKNI Holdings, Inc.COM44,469$603.0K0.3%+15,326+52.6%AddedHistory
IMKTAIngles Markets IncCL A8,485$590.2K0.3%00.0%UnchangedHistory

Sold out since Q2 2025 (26)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of Caldwell Sutter Capital, Inc. sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
SSBKSouthern States Bancshares, Inc.COM18,234$663.2K0.3%History
SPLPSteel Partners Holdings L.P.LTD PRTRSHIP U7,345$290.5K0.1%History
OCSLOaktree Specialty Lending CorpCOM5,750$78.5K<0.1%History
UUnity Software Inc.COM2,500$60.5K<0.1%History
UTFCohen & Steers Infrastructure Fund IncCOM960$25.9K<0.1%History
Etfis Ser Tr I26923G822VIRTUS INFRCAP1,100$22.9K<0.1%–
HESHess CorpStock155$21.5K<0.1%History
SYYSysco CorpStock137$10.4K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM900$10.3K<0.1%History
Paramount Global92556H206CL B518$6.68K<0.1%–
PCKPIMCO California Municipal Income Fund IICOM1,218$6.53K<0.1%History
PIMFranklin Master Intermediate Income TrustSH BEN INT1,796$6.02K<0.1%History
KLGWK Kellogg CoCOM290$4.62K<0.1%History
LIILennox International IncCOM5$2.87K<0.1%History
AZIOAzio AI Holdings, Inc.COM13,050$2.34K<0.1%History
POOLPool CorpCOM5$1.46K<0.1%History
VXRTVaxart, Inc.COM NEW2,000$904<0.1%History
FCFranklin Covey CoCOM35$799<0.1%History
LEVILevi Strauss & CoCL A COM STK20$370<0.1%History
PNRPENTAIR plcSHS2$205<0.1%History
DLTHDuluth Holdings Inc.COM CL B80$168<0.1%History
SPRBSpruce Biosciences, Inc.COM1,000$73<0.1%History
AVNSAvanos Medical, Inc.Stock3$37<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A5$4<0.1%History
CYPHCypherpunk Technologies Inc.COM NEW4$1<0.1%History
BCLIBrainstorm Cell Therapeutics Inc.Stock157,009$00.0%History