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Livermore
Livermore
ZHEN

Caldwell Sutter Capital, Inc.

SEC CIK
0000702007
Latest filing
Aug 5, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Jul 19, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
866
+300 vs. Q1 2023
Portfolio value
$190.9M
+$53.7M (+39.2%) vs. Q1 2023
Filed
Jul 19, 2023
SEC
Holdings of Caldwell Sutter Capital, Inc. in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock65,663$12.7M6.7%+7,752+13.4%AddedHistory
MSAMSA Safety IncCOM35,899$6.24M3.3%00.0%UnchangedHistory
VVisa Inc.Stock18,186$4.32M2.3%+704+4.0%AddedHistory
MSFTMicrosoft CorpStock11,055$3.76M2.0%+3,309+42.7%AddedHistory
GOLDGold.com, Inc.COM95,002$3.56M1.9%−208−0.2%ReducedHistory
CVXChevron CorpStock21,473$3.38M1.8%+9,859+84.9%AddedHistory
NAIINatural Alternatives International IncCOM NEW459,544$3.31M1.7%−7,760−1.7%ReducedHistory
KNTKKinetik Holdings Inc.COM NEW CL A88,973$3.13M1.6%−2,927−3.2%ReducedHistory
CATCaterpillar IncStock12,590$3.10M1.6%+2,963+30.8%AddedHistory
DGICADonegal Group IncCL A210,170$3.03M1.6%−4,614−2.1%ReducedHistory
Summit St BK Santa Rosa Cali866264203COM198,320$3.00M1.6%+3,144+1.6%Added–
COSTCostco Wholesale CorpStock5,478$2.95M1.5%+618+12.7%AddedHistory
PFEPfizer IncStock69,430$2.55M1.3%+11,673+20.2%AddedHistory
NENNew England Realty Associates Limited PartnershipDEPOSITRY RCPT33,939$2.48M1.3%+1,000+3.0%AddedHistory
PPIHPerma-Pipe International Holdings, Inc.COM238,057$2.26M1.2%−1,000−0.4%ReducedHistory
CMCTCreative Media & Community Trust CorpCOM NEW426,762$2.13M1.1%+17,461+4.3%AddedHistory
INTGIntergroup CorpCOM56,422$1.92M1.0%−1,986−3.4%ReducedHistory
iShares Core S&P 500 ETF464287200ETF4,296$1.91M1.0%+4,196+4,196.0%Added–
PEPPepsiCo IncStock10,065$1.86M1.0%+2,798+38.5%AddedHistory
XOMExxonMobil Holdings CorpCOM17,272$1.85M1.0%+10,437+152.7%AddedHistory
ARLAmerican Realty Investors IncCOM83,924$1.83M1.0%−883−1.0%ReducedHistory
PKBKParke Bancorp, Inc.COM101,503$1.72M0.9%00.0%UnchangedHistory
BSMBlack Stone Minerals, L.P.COM UNIT105,700$1.69M0.9%00.0%UnchangedHistory
Vanguard Dividend Appreciation ETF921908844ETF10,240$1.66M0.9%+5,912+136.6%Added–
BANRBanner CorpCOM NEW36,687$1.60M0.8%+35,457+2,882.7%AddedHistory
CSCOCisco Systems, Inc.Stock30,178$1.56M0.8%+13,156+77.3%AddedHistory
IBMInternational Business Machines CorpStock11,668$1.56M0.8%+3,225+38.2%AddedHistory
CSWCSW Industrials, Inc.COM9,164$1.52M0.8%00.0%UnchangedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM185,326$1.51M0.8%+1,596+0.9%AddedHistory
UMHUmh Properties, Inc.COM93,021$1.49M0.8%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock9,594$1.40M0.7%+3,331+53.2%AddedHistory
BCMLBayCom CorpCOM83,290$1.39M0.7%00.0%UnchangedHistory
WLYJohn Wiley & Sons, Inc.CL A39,488$1.34M0.7%00.0%UnchangedHistory
MCIBarings Corporate InvestorsCOM87,614$1.31M0.7%−50−0.1%ReducedHistory
DITAmcon Distributing CoCOM NEW6,343$1.29M0.7%00.0%UnchangedHistory
AXPAmerican Express CoStock7,352$1.28M0.7%+7,312+18,280.0%AddedHistory
UNPUnion Pacific CorpStock6,208$1.27M0.7%+6,049+3,804.4%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF5,523$1.22M0.6%+5,323+2,661.5%Added–
BABoeing CoStock5,679$1.20M0.6%+4,753+513.3%AddedHistory
PNBKPatriot National Bancorp IncCOM NEW151,001$1.19M0.6%+40,801+37.0%AddedHistory
MCDMcDonalds CorpStock3,981$1.19M0.6%+1,321+49.7%AddedHistory
HDHome Depot, Inc.Stock3,602$1.12M0.6%+678+23.2%AddedHistory
INBKFirst Internet BancorpCOM74,258$1.10M0.6%+7,375+11.0%AddedHistory
MRKMerck & Co., Inc.Stock9,326$1.08M0.6%+3,466+59.1%AddedHistory
ENBEnbridge IncStock28,921$1.07M0.6%+1,573+5.8%AddedHistory
CPCanadian Pacific Kansas City LtdCOM13,250$1.07M0.6%+13,250NewHistory
HONHoneywell International IncCOM5,017$1.04M0.5%+5,017NewHistory
NWLINational Western Life Group, Inc.CL A2,400$997.3K0.5%00.0%UnchangedHistory
ELSEElectro Sensors IncCOM221,759$984.6K0.5%−7,822−3.4%ReducedHistory
VZVerizon Communications IncStock26,475$984.6K0.5%+9,699+57.8%AddedHistory
AXRAmrep Corp.COM54,872$984.2K0.5%00.0%UnchangedHistory
INTCIntel CorpStock29,280$979.1K0.5%+13,808+89.2%AddedHistory
iShares Tr464287549EXPND TEC SC ETF2,444$960.2K0.5%+2,344+2,344.0%Added–
METAMeta Platforms, Inc.Stock3,343$959.4K0.5%+10+0.3%AddedHistory
CWBCCommunity West BancsharesCOM78,857$958.1K0.5%00.0%UnchangedHistory
KEYSKeysight Technologies, Inc.Stock5,681$951.3K0.5%+66+1.2%AddedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF10,318$945.3K0.5%+5,332+106.9%Added–
MNTXManitex International, Inc.COM173,725$945.1K0.5%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock1,898$912.3K0.5%+638+50.6%AddedHistory
SBUXStarbucks CorpStock9,179$909.2K0.5%+684+8.1%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF3,192$903.3K0.5%+2,065+183.2%Added–
AIVApartment Investment & Management CoCL A104,700$892.0K0.5%−2,000−1.9%ReducedHistory
JNJJohnson & JohnsonStock5,378$890.2K0.5%+2,408+81.1%AddedHistory
ORealty Income CorpREIT14,858$888.4K0.5%+3,788+34.2%AddedHistory
CSWCCapital Southwest CorpCOM43,228$852.5K0.4%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock6,267$844.4K0.4%+2,499+66.3%AddedHistory
OMCCOld Market Capital CorpCOM NEW160,696$803.5K0.4%+1,211+0.8%AddedHistory
MODModine Manufacturing CoCOM24,172$798.2K0.4%00.0%UnchangedHistory
PGProcter & Gamble CoStock5,166$783.9K0.4%+1,996+63.0%AddedHistory
ONBOld National BancorpStock56,172$783.0K0.4%−5,557−9.0%ReducedHistory
DHRDanaher CorpStock3,247$779.3K0.4%00.0%UnchangedHistory
GILDGilead Sciences, Inc.Stock10,101$778.5K0.4%+5,476+118.4%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF9,454$767.4K0.4%+569+6.4%Added–
LMTLockheed Martin CorpStock1,616$744.0K0.4%+1,048+184.5%AddedHistory
CLXClorox CoStock4,618$734.4K0.4%+956+26.1%AddedHistory
KOCoca Cola CoStock11,093$668.0K0.3%+6,512+142.2%AddedHistory
TAT&T Inc.Stock39,766$634.3K0.3%+18,758+89.3%AddedHistory
BRK.BBerkshire Hathaway IncStock1,820$620.6K0.3%+258+16.5%AddedHistory
DOWDow Inc.Stock11,496$612.3K0.3%+3,684+47.2%AddedHistory
SMBKSmartfinancial Inc.COM NEW28,431$611.6K0.3%00.0%UnchangedHistory
Vanguard Energy ETF92204A306ETF5,402$609.8K0.3%+17+0.3%Added–
DLRDigital Realty Trust, Inc.COM5,279$601.1K0.3%+3,246+159.7%AddedHistory
MPVBarings Participation InvestorsSH BEN INT45,377$585.8K0.3%00.0%UnchangedHistory
WLYBJohn Wiley & Sons, Inc.CL B17,104$580.2K0.3%+16,754+4,786.9%AddedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC6,186$579.9K0.3%+3,170+105.1%Added–
BACBank of America CorpStock20,167$578.6K0.3%+11,264+126.5%AddedHistory
QCOMQualcomm IncStock4,732$563.3K0.3%+2,046+76.2%AddedHistory
UPSUnited Parcel Service IncStock3,073$550.8K0.3%+1,458+90.3%AddedHistory
BRK.ABerkshire Hathaway IncCL A1$517.8K0.3%00.0%UnchangedHistory
SSBKSouthern States Bancshares, Inc.COM24,494$516.8K0.3%00.0%UnchangedHistory
STGWStagwell IncCOM CL A70,900$511.2K0.3%00.0%UnchangedHistory
NHSNeuberger High Yield Strategies Fund Inc.COM67,068$502.3K0.3%+67,068NewHistory
BMRCBank of Marin BancorpCOM28,048$495.6K0.3%00.0%UnchangedHistory
FSBWFS Bancorp, Inc.COM16,468$495.2K0.3%00.0%UnchangedHistory
DVNDevon Energy CorpStock10,161$491.2K0.3%+24+0.2%AddedHistory
NRIMNorthrim Bancorp IncCOM12,367$486.4K0.3%00.0%UnchangedHistory
DUKDuke Energy CORPStock5,415$485.9K0.3%+3,497+182.3%AddedHistory
KMBKimberly Clark CorpStock3,506$484.0K0.3%+1,645+88.4%AddedHistory
Vanguard Morningstar Value ETF922908744ETF3,404$483.7K0.3%+2,086+158.3%Added–
WMBWilliams Companies, Inc.COM14,661$478.4K0.3%+7,289+98.9%AddedHistory

Sold out since Q1 2023 (9)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Caldwell Sutter Capital, Inc. sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
INDTIndus Realty Trust, Inc.COM5,054$335.0K0.2%History
UUnity Software Inc.COM10,000$324.4K0.2%History
SPDR Ser Tr78464A813S&P 600 SML CAP265$22.3K<0.1%–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR1,000$15.5K<0.1%History
BABAAlibaba Group Holding LtdADR10$1.02K<0.1%History
AQUAEvoqua Water Technologies Corp.COM19$945<0.1%History
SURFSurface Oncology, Inc.COM200$140<0.1%History
AGOAssured Guaranty LtdCOM1$50<0.1%History
GNLNGreenlane Holdings, Inc.COM58$21<0.1%History