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Livermore
Livermore
ZHEN

Caldwell Sutter Capital, Inc.

SEC CIK
0000702007
Latest filing
Aug 5, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Jul 19, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
866
+300 vs. Q1 2023
Portfolio value
$190.9M
+$53.7M (+39.2%) vs. Q1 2023
Filed
Jul 19, 2023
SEC
Holdings of Caldwell Sutter Capital, Inc. in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP7,535$469.6K0.2%+1,815+31.7%AddedHistory
WMTWalmart Inc.Stock2,934$461.2K0.2%+1,678+133.6%AddedHistory
DISWalt Disney CoStock5,115$456.7K0.2%+3,745+273.4%AddedHistory
BCEBce IncCOM NEW10,016$456.6K0.2%+5,502+121.9%AddedHistory
AMGNAmgen IncStock2,045$454.1K0.2%+1,183+137.2%AddedHistory
MMM3M CoStock4,448$445.2K0.2%+2,457+123.4%AddedHistory
CVSCVS Health CorpStock6,280$434.1K0.2%+4,329+221.9%AddedHistory
SMIDSmith Midland CorpCOM18,410$433.0K0.2%00.0%UnchangedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF12,684$427.6K0.2%−650−4.9%Reduced–
ITICInvestors Title CoCOM2,923$426.8K0.2%+2,404+463.2%AddedHistory
RGRSturm Ruger & Co IncStock8,056$426.6K0.2%00.0%UnchangedHistory
SPLPSteel Partners Holdings L.P.LTD PRTRSHIP U8,911$423.3K0.2%00.0%UnchangedHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW33,639$421.2K0.2%−5,761−14.6%ReducedHistory
NSCNorfolk Southern CorpStock1,800$408.2K0.2%+1,800NewHistory
NUENucor CorpCOM2,459$403.2K0.2%−101−3.9%ReducedHistory
ABTAbbott LaboratoriesStock3,698$403.2K0.2%+3,523+2,013.1%AddedHistory
STTState Street CorpCOM5,300$387.9K0.2%−700−11.7%ReducedHistory
FFord Motor CoStock25,370$383.8K0.2%+5,006+24.6%AddedHistory
BMYBristol Myers Squibb CoStock5,950$380.5K0.2%+2,993+101.2%AddedHistory
LOWLowes Companies IncStock1,659$374.4K0.2%+1,619+4,047.5%AddedHistory
CCICrown Castle Inc.REIT3,241$369.3K0.2%+1,960+153.0%AddedHistory
iShares Tr464288182MSCI AC ASIA ETF5,497$365.2K0.2%+5,244+2,072.7%Added–
DDominion Energy, IncStock6,991$362.1K0.2%+3,695+112.1%AddedHistory
USBUS Bancorp DECOM NEW10,867$359.0K0.2%+4,533+71.6%AddedHistory
MAMastercard IncStock912$358.7K0.2%+107+13.3%AddedHistory
BNYBank of New York Mellon CorpStock7,943$353.6K0.2%+7,943NewHistory
iShares Russell Midcap ETF464287499ETF4,832$352.9K0.2%+4,632+2,316.0%Added–
RTXRTX CorpStock3,479$340.8K0.2%+3,104+827.7%AddedHistory
FTVFortive CorpStock4,484$335.3K0.2%00.0%UnchangedHistory
GISGeneral Mills IncStock4,355$334.0K0.2%+2,326+114.6%AddedHistory
iShares Tr46428743220 YR TR BD ETF3,144$323.7K0.2%+1,872+147.2%Added–
NEENextera Energy IncStock4,280$317.6K0.2%+2,866+202.7%AddedHistory
Vanguard S&P 500 ETF922908363ETF771$314.0K0.2%+449+139.4%Added–
FBMSFirst Bancshares IncCOM12,008$310.3K0.2%−1,592−11.7%ReducedHistory
Community West Bancshares155685100COM20,043$309.7K0.2%00.0%Unchanged–
MDTMedtronic plcStock3,479$306.5K0.2%+2,379+216.3%AddedHistory
SLBSLB LimitedStock6,150$302.1K0.2%+6,150NewHistory
MOAltria Group, Inc.Stock6,638$300.7K0.2%+3,111+88.2%AddedHistory
iShares Tr464287556ISHARES BIOTECH2,351$298.5K0.2%+1,001+74.1%Added–
AVGOBroadcom Inc.Stock340$294.9K0.2%+114+50.4%AddedHistory
MRVLMarvell Technology, Inc.COM4,929$294.7K0.2%+3+0.1%AddedHistory
KKellanovaStock4,346$292.9K0.2%+1,733+66.3%AddedHistory
PMPhilip Morris International Inc.Stock2,993$292.2K0.2%+978+48.5%AddedHistory
NKENIKE, Inc.Stock2,643$291.7K0.2%00.0%UnchangedHistory
iShares Tr4642874571 3 YR TREAS BD3,552$288.0K0.2%+2,744+339.6%Added–
IPInternational Paper CoCOM8,838$281.1K0.1%+4,822+120.1%AddedHistory
LGLLGL Group IncCOM57,295$272.7K0.1%+23,056+67.3%AddedHistory
WisdomTree Tr97717X701EUROPE HEDGED EQ3,222$263.8K0.1%+3,222New–
AMPAmeriprise Financial IncCOM772$256.4K0.1%+772NewHistory
GPMTGranite Point Mortgage Trust Inc.COM STK48,280$255.9K0.1%00.0%UnchangedHistory
iShares Tr464287762US HLTHCARE ETF904$253.3K0.1%+279+44.6%Added–
CTGComputer Task Group IncCOM33,088$251.8K0.1%+5,000+17.8%AddedHistory
GSKGSK plcADR7,061$251.7K0.1%+3,436+94.8%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF1,139$250.8K0.1%+806+242.0%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF1,440$250.4K0.1%+203+16.4%Added–
OKEONEOK IncCOM3,912$241.4K0.1%+1,987+103.2%AddedHistory
BGHBarings Global Short Duration High Yield FundCOM18,500$241.2K0.1%00.0%UnchangedHistory
Invesco QQQ Trust Series I46090E103ETF644$237.9K0.1%+11+1.7%Added–
EPDEnterprise Products Partners L.P.Stock8,952$235.9K0.1%+2,098+30.6%AddedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF1,381$234.5K0.1%00.0%Unchanged–
FRPHFRP Holdings, Inc.COM4,066$234.1K0.1%00.0%UnchangedHistory
CETCentral Securities CorpCOM6,378$232.9K0.1%00.0%UnchangedHistory
AMZNAmazon Com IncStock1,778$231.8K0.1%+953+115.5%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN17,303$219.7K0.1%+1,103+6.8%AddedHistory
WDAYWorkday, Inc.CL A972$219.6K0.1%00.0%UnchangedHistory
Nuveen PFD & Incm Securties67072C105COM34,254$218.5K0.1%00.0%Unchanged–
TRVTravelers Companies, Inc.Stock1,242$215.7K0.1%+387+45.3%AddedHistory
WFCWells Fargo & CompanyStock5,034$214.9K0.1%+2,223+79.1%AddedHistory
PBHCPathfinder Bancorp, Inc.COM15,373$214.3K0.1%00.0%UnchangedHistory
NVDANVIDIA CorpStock507$214.3K0.1%−633−55.5%ReducedHistory
HEHawaiian Electric Industries IncCOM5,900$213.6K0.1%00.0%UnchangedHistory
PCGPG&E CorpStock12,255$211.8K0.1%+8,349+213.7%AddedHistory
COLMColumbia Sportswear CoCOM2,700$208.5K0.1%00.0%UnchangedHistory
BARKBark, Inc.COM155,830$207.3K0.1%−35,000−18.3%ReducedHistory
CLMTCalumet, Inc.UT LTD PARTNER13,000$206.2K0.1%+1,276+10.9%AddedHistory
QSRRestaurant Brands International Inc.COM2,651$205.5K0.1%+1,763+198.5%AddedHistory
CMICummins IncStock838$205.4K0.1%+441+111.1%AddedHistory
GEGeneral Electric CoStock1,868$205.2K0.1%+1,246+200.3%AddedHistory
PRUPrudential Financial IncStock2,292$202.2K0.1%+1,396+155.8%AddedHistory
GOOGAlphabet Inc.Stock1,654$200.1K0.1%+1,098+197.5%AddedHistory
MNSBMainStreet Bancshares, Inc.COM8,818$199.8K0.1%00.0%UnchangedHistory
EDConsolidated Edison IncStock2,199$198.8K0.1%+1,304+145.7%AddedHistory
WELLWelltower Inc.REIT2,405$194.5K0.1%+267+12.5%AddedHistory
VCTRVictory Capital Holdings, Inc.COM CL A6,078$191.7K0.1%−543−8.2%ReducedHistory
GAINGladstone Investment CorporationdeCEF14,488$188.9K0.1%+1,487+11.4%AddedHistory
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE4,126$187.5K0.1%00.0%Unchanged–
STEWSRH Total Return Fund, Inc.COM14,044$186.5K0.1%00.0%UnchangedHistory
KMIKinder Morgan, Inc.Stock10,699$184.2K0.1%+4,086+61.8%AddedHistory
TCITranscontinental Realty Investors IncCOM NEW5,000$183.2K0.1%00.0%UnchangedHistory
ProShares Tr74347R248LARGE CAP CRE3,530$180.1K0.1%+3,530New–
EXEExpand Energy CorpCOM2,125$177.8K0.1%00.0%UnchangedHistory
AFLAflac IncStock2,512$175.3K0.1%+159+6.8%AddedHistory
iShares Tr4642886613 7 YR TREAS BD1,509$173.9K0.1%+995+193.6%Added–
CLColgate Palmolive CoStock2,253$173.6K0.1%+1,162+106.5%AddedHistory
LRCXLam Research CorpCOM268$172.3K0.1%+80+42.6%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF3,689$170.4K0.1%+3,083+508.7%Added–
ESSEssex Property Trust, Inc.COM715$167.5K0.1%+715NewHistory
KEYKeycorpCOM18,121$167.4K0.1%+11,306+165.9%AddedHistory
EBCEastern Bankshares, Inc.COM13,500$165.6K0.1%00.0%UnchangedHistory
COLBColumbia Banking System, Inc.COM8,102$164.3K0.1%+6,892+569.6%AddedHistory

Sold out since Q1 2023 (9)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Caldwell Sutter Capital, Inc. sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
INDTIndus Realty Trust, Inc.COM5,054$335.0K0.2%History
UUnity Software Inc.COM10,000$324.4K0.2%History
SPDR Ser Tr78464A813S&P 600 SML CAP265$22.3K<0.1%–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR1,000$15.5K<0.1%History
BABAAlibaba Group Holding LtdADR10$1.02K<0.1%History
AQUAEvoqua Water Technologies Corp.COM19$945<0.1%History
SURFSurface Oncology, Inc.COM200$140<0.1%History
AGOAssured Guaranty LtdCOM1$50<0.1%History
GNLNGreenlane Holdings, Inc.COM58$21<0.1%History