Caldwell Sutter Capital, Inc.
- SEC CIK
- 0000702007
- Latest filing
- Aug 5, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed Apr 25, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 566
- +251 vs. Q4 2022
- Portfolio value
- $137.2M
- +$23.8M (+21.0%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 57,911 | $9.55M | 7.0% | +1,339+2.4% | Added | History |
| MSAMSA Safety Inc | COM | 35,899 | $4.79M | 3.5% | +7,500+26.4% | Added | History |
| NAIINatural Alternatives International Inc | COM NEW | 467,304 | $4.31M | 3.1% | +21,177+4.7% | Added | History |
| VVisa Inc. | Stock | 17,482 | $3.94M | 2.9% | −20−0.1% | Reduced | History |
| GOLDGold.com, Inc. | COM | 95,210 | $3.30M | 2.4% | +9,000+10.4% | Added | History |
| DGICADonegal Group Inc | CL A | 214,784 | $3.28M | 2.4% | +6,000+2.9% | Added | History |
| KNTKKinetik Holdings Inc. | COM NEW CL A | 91,900 | $2.88M | 2.1% | +22,000+31.5% | Added | History |
| Summit St BK Santa Rosa Cali866264203 | COM | 195,176 | $2.71M | 2.0% | +25,930+15.3% | Added | – |
| INTGIntergroup Corp | COM | 58,408 | $2.66M | 1.9% | +761+1.3% | Added | History |
| PPIHPerma-Pipe International Holdings, Inc. | COM | 239,057 | $2.56M | 1.9% | +5,000+2.1% | Added | History |
| COSTCostco Wholesale Corp | Stock | 4,860 | $2.41M | 1.8% | +650+15.4% | Added | History |
| PFEPfizer Inc | Stock | 57,757 | $2.36M | 1.7% | +8,329+16.9% | Added | History |
| NENNew England Realty Associates Limited Partnership | DEPOSITRY RCPT | 32,939 | $2.34M | 1.7% | +5,275+19.1% | Added | History |
| MSFTMicrosoft Corp | Stock | 7,746 | $2.23M | 1.6% | +1,684+27.8% | Added | History |
| ARLAmerican Realty Investors Inc | COM | 84,807 | $2.23M | 1.6% | −1,396−1.6% | Reduced | History |
| CATCaterpillar Inc | Stock | 9,627 | $2.20M | 1.6% | +1,402+17.0% | Added | History |
| CVXChevron Corp | Stock | 11,614 | $1.89M | 1.4% | +1,863+19.1% | Added | History |
| PKBKParke Bancorp, Inc. | COM | 101,503 | $1.80M | 1.3% | +421+0.4% | Added | History |
| CMCTCreative Media & Community Trust Corp | COM NEW | 409,301 | $1.67M | 1.2% | +18,856+4.8% | Added | History |
| BSMBlack Stone Minerals, L.P. | COM UNIT | 105,700 | $1.66M | 1.2% | 00.0% | Unchanged | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 183,730 | $1.59M | 1.2% | +1,290+0.7% | Added | History |
| WLYJohn Wiley & Sons, Inc. | CL A | 39,488 | $1.53M | 1.1% | +5,100+14.8% | Added | History |
| BCMLBayCom Corp | COM | 83,290 | $1.42M | 1.0% | +86+0.1% | Added | History |
| UMHUmh Properties, Inc. | COM | 93,021 | $1.38M | 1.0% | +7,527+8.8% | Added | History |
| PEPPepsiCo Inc | Stock | 7,267 | $1.32M | 1.0% | +2,036+38.9% | Added | History |
| CSWCSW Industrials, Inc. | COM | 9,164 | $1.27M | 0.9% | +628+7.4% | Added | History |
| MCIBarings Corporate Investors | COM | 87,664 | $1.24M | 0.9% | +12,146+16.1% | Added | History |
| INBKFirst Internet Bancorp | COM | 66,883 | $1.11M | 0.8% | +1,700+2.6% | Added | History |
| IBMInternational Business Machines Corp | Stock | 8,443 | $1.11M | 0.8% | +2,656+45.9% | Added | History |
| DITAmcon Distributing Co | COM NEW | 6,343 | $1.06M | 0.8% | +54+0.9% | Added | History |
| ENBEnbridge Inc | Stock | 27,348 | $1.04M | 0.8% | +1,929+7.6% | Added | History |
| ELSEElectro Sensors Inc | COM | 229,581 | $1.03M | 0.7% | +18,405+8.7% | Added | History |
| CWBCCommunity West Bancshares | COM | 78,857 | $997.5K | 0.7% | +365+0.5% | Added | History |
| OMCCOld Market Capital Corp | COM NEW | 159,485 | $980.4K | 0.7% | +5,311+3.4% | Added | History |
| PNBKPatriot National Bancorp Inc | COM NEW | 110,200 | $972.0K | 0.7% | +20,100+22.3% | Added | History |
| KEYSKeysight Technologies, Inc. | Stock | 5,615 | $906.7K | 0.7% | −500−8.2% | Reduced | History |
| MNTXManitex International, Inc. | COM | 173,725 | $905.1K | 0.7% | +3,000+1.8% | Added | History |
| ONBOld National Bancorp | Stock | 61,729 | $890.1K | 0.6% | 00.0% | Unchanged | History |
| CSCOCisco Systems, Inc. | Stock | 17,022 | $889.8K | 0.6% | +7,987+88.4% | Added | History |
| SBUXStarbucks Corp | Stock | 8,495 | $884.5K | 0.6% | +498+6.2% | Added | History |
| HDHome Depot, Inc. | Stock | 2,924 | $863.0K | 0.6% | +791+37.1% | Added | History |
| AIVApartment Investment & Management Co | CL A | 106,700 | $820.5K | 0.6% | −4,000−3.6% | Reduced | History |
| DHRDanaher Corp | Stock | 3,247 | $818.4K | 0.6% | 00.0% | Unchanged | History |
| JPMJPMorgan Chase & Co | Stock | 6,263 | $816.1K | 0.6% | +2,342+59.7% | Added | History |
| CSWCCapital Southwest Corp | COM | 43,228 | $768.6K | 0.6% | +700+1.6% | Added | History |
| AXRAmrep Corp. | COM | 54,872 | $767.7K | 0.6% | +190+0.3% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 6,835 | $749.5K | 0.5% | +5,565+438.2% | Added | History |
| MCDMcDonalds Corp | Stock | 2,660 | $743.8K | 0.5% | +620+30.4% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 8,885 | $735.9K | 0.5% | 00.0% | Unchanged | – |
| METAMeta Platforms, Inc. | Stock | 3,333 | $706.4K | 0.5% | −42−1.2% | Reduced | History |
| ORealty Income Corp | REIT | 11,070 | $701.0K | 0.5% | −5,307−32.4% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 4,328 | $666.6K | 0.5% | +4,078+1,631.2% | Added | – |
| SMBKSmartfinancial Inc. | COM NEW | 28,431 | $657.9K | 0.5% | 00.0% | Unchanged | History |
| VZVerizon Communications Inc | Stock | 16,776 | $652.4K | 0.5% | +8,373+99.6% | Added | History |
| MRKMerck & Co., Inc. | Stock | 5,860 | $623.4K | 0.5% | +2,845+94.4% | Added | History |
| Vanguard Energy ETF92204A306 | ETF | 5,385 | $615.1K | 0.4% | 00.0% | Unchanged | – |
| BMRCBank of Marin Bancorp | COM | 28,048 | $614.0K | 0.4% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 3,768 | $600.5K | 0.4% | +1,988+111.7% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 1,260 | $595.5K | 0.4% | +110+9.6% | Added | History |
| NRIMNorthrim Bancorp Inc | COM | 12,367 | $583.5K | 0.4% | 00.0% | Unchanged | History |
| NWLINational Western Life Group, Inc. | CL A | 2,400 | $582.3K | 0.4% | 00.0% | Unchanged | History |
| MPVBarings Participation Investors | SH BEN INT | 45,377 | $581.9K | 0.4% | +100+0.2% | Added | History |
| CLXClorox Co | Stock | 3,662 | $579.5K | 0.4% | +962+35.6% | Added | History |
| MODModine Manufacturing Co | COM | 24,172 | $557.2K | 0.4% | +1,334+5.8% | Added | History |
| SSBKSouthern States Bancshares, Inc. | COM | 24,494 | $552.3K | 0.4% | +1,500+6.5% | Added | History |
| STGWStagwell Inc | COM CL A | 70,900 | $526.1K | 0.4% | −2,500−3.4% | Reduced | History |
| DVNDevon Energy Corp | Stock | 10,137 | $513.0K | 0.4% | +4,596+82.9% | Added | History |
| INTCIntel Corp | Stock | 15,472 | $505.5K | 0.4% | +11,629+302.6% | Added | History |
| FSBWFS Bancorp, Inc. | COM | 16,468 | $494.2K | 0.4% | 00.0% | Unchanged | History |
| BRK.BBerkshire Hathaway Inc | Stock | 1,562 | $482.3K | 0.4% | +144+10.2% | Added | History |
| PGProcter & Gamble Co | Stock | 3,170 | $471.3K | 0.3% | +1,859+141.8% | Added | History |
| BRK.ABerkshire Hathaway Inc | CL A | 1 | $465.6K | 0.3% | 00.0% | Unchanged | History |
| RGRSturm Ruger & Co Inc | Stock | 8,056 | $462.7K | 0.3% | +2,500+45.0% | Added | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 4,986 | $462.5K | 0.3% | +4,986 | New | – |
| JNJJohnson & Johnson | Stock | 2,970 | $460.4K | 0.3% | +990+50.0% | Added | History |
| STTState Street Corp | COM | 6,000 | $454.1K | 0.3% | +300+5.3% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 13,334 | $428.7K | 0.3% | 00.0% | Unchanged | – |
| DOWDow Inc. | Stock | 7,812 | $428.2K | 0.3% | +3,379+76.2% | Added | History |
| Community West Bancshares155685100 | COM | 20,043 | $412.5K | 0.3% | 00.0% | Unchanged | – |
| NXDTNexpoint Diversified Real Estate Trust | COM NEW | 39,400 | $409.0K | 0.3% | +2,161+5.8% | Added | History |
| TAT&T Inc. | Stock | 21,008 | $404.4K | 0.3% | +15,361+272.0% | Added | History |
| NUENucor Corp | COM | 2,560 | $395.4K | 0.3% | +50+2.0% | Added | History |
| SPLPSteel Partners Holdings L.P. | LTD PRTRSHIP U | 8,911 | $391.1K | 0.3% | +100+1.1% | Added | History |
| GILDGilead Sciences, Inc. | Stock | 4,625 | $383.7K | 0.3% | +4,155+884.0% | Added | History |
| FBMSFirst Bancshares Inc | COM | 13,600 | $351.3K | 0.3% | +13,600 | New | History |
| SMIDSmith Midland Corp | COM | 18,410 | $345.4K | 0.3% | 00.0% | Unchanged | History |
| QCOMQualcomm Inc | Stock | 2,686 | $342.7K | 0.2% | +669+33.2% | Added | History |
| INDTIndus Realty Trust, Inc. | COM | 5,054 | $335.0K | 0.2% | −81−1.6% | Reduced | History |
| UUnity Software Inc. | COM | 10,000 | $324.4K | 0.2% | +540+5.7% | Added | History |
| NKENIKE, Inc. | Stock | 2,643 | $324.1K | 0.2% | +133+5.3% | Added | History |
| NVDANVIDIA Corp | Stock | 1,140 | $316.7K | 0.2% | +237+26.2% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 1,615 | $313.3K | 0.2% | +1,335+476.8% | Added | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 5,720 | $310.4K | 0.2% | +5,720 | New | History |
| FTVFortive Corp | Stock | 4,484 | $305.7K | 0.2% | 00.0% | Unchanged | History |
| MAMastercard Inc | Stock | 805 | $292.5K | 0.2% | +100+14.2% | Added | History |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 3,016 | $286.2K | 0.2% | +3,016 | New | – |
| KOCoca Cola Co | Stock | 4,581 | $284.2K | 0.2% | +3,605+369.4% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 1,127 | $281.2K | 0.2% | +823+270.7% | Added | – |
| BARKBark, Inc. | COM | 190,830 | $276.7K | 0.2% | −29,723−13.5% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 568 | $268.5K | 0.2% | +568 | New | History |
Sold out since Q4 2022 (5)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| MPLXMPLX LP | COM UNIT REP LTD | 4,000 | $131.4K | 0.1% | History |
| UMPQUmpqua Holdings Corp | COM | 1,714 | $30.6K | <0.1% | History |
| NVAXNovavax Inc | COM NEW | 1,400 | $14.4K | <0.1% | History |
| Motive Capital CorpG6293A103 | SHS CL A | 7,817 | $13.5K | <0.1% | – |
| SMITSchmitt Industries Inc | COM NEW | 270 | $82 | <0.1% | History |