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Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
3,643
+70 vs. Q3 2021
Portfolio value
$44.4B
+$4.51B (+11.3%) vs. Q3 2021
Filed
Jan 31, 2022
SEC
Holdings of Commonwealth Equity Services, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
GANGAN LtdORD SHS18,727$172.0K<0.1%+2,899+18.3%AddedHistory
Affimed N VN01045108COM31,159$172.0K<0.1%+31,159New–
KGCKinross Gold CorpCOM29,858$173.0K<0.1%−505−1.7%ReducedHistory
BBBY20230930-DK-Butterfly-1, Inc.COM12,010$175.0K<0.1%+375+3.2%AddedHistory
FFNWFirst Financial Northwest, Inc.COM10,854$175.0K<0.1%+67+0.6%AddedHistory
Delaware Ivy Hig246107106Closed-End Fund12,585$175.0K<0.1%+12,585New–
DLTHDuluth Holdings Inc.COM CL B11,631$176.0K<0.1%−1,200−9.4%ReducedHistory
ALTGAlta Equipment Group Inc.COMMON STOCK12,150$177.0K<0.1%+150+1.3%AddedHistory
NRDSNerdwallet, Inc.COM CL A11,400$177.0K<0.1%+11,400NewHistory
FIRYFiry Inc.COM23,924$177.0K<0.1%−1,099−4.4%ReducedHistory
RWTRedwood Trust IncCOM13,632$179.0K<0.1%−1,907−12.3%ReducedHistory
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY25,654$179.0K<0.1%+4,094+19.0%Added–
AGIAlamos Gold IncStock23,574$181.0K<0.1%+776+3.4%AddedHistory
NKXNuveen California Amt-Free Quality Municipal Income FundCOM11,442$181.0K<0.1%+11,442NewHistory
ProShares Tr74347B425SHORT S&P 500 NE13,334$181.0K<0.1%−148−1.1%Reduced–
CZWICitizens Community Bancorp Inc.COM13,252$182.0K<0.1%00.0%UnchangedHistory
NMINuveen Municipal Income Fund IncCOM15,989$183.0K<0.1%+39+0.2%AddedHistory
NVRIEnviri CorpCOM11,085$185.0K<0.1%−11,238−50.3%ReducedHistory
HUYAHUYA Inc.ADS REP SHS A26,939$186.0K<0.1%−864−3.1%ReducedHistory
INOInovio Pharmaceuticals, Inc.COM NEW37,336$186.0K<0.1%+970+2.7%AddedHistory
HONEHarborOne Bancorp, Inc.COM NEW12,609$187.0K<0.1%−164−1.3%ReducedHistory
CMCLCaledonia Mining Corp PlcSHS NEW16,171$188.0K<0.1%+713+4.6%AddedHistory
JRINuveen Real Asset Income & Growth FundCOM11,733$189.0K<0.1%−2,607−18.2%ReducedHistory
TGTXTG Therapeutics, Inc.COM10,078$191.0K<0.1%−1,574−13.5%ReducedHistory
BKNBlackRock Investment Quality Municipal Trust, Inc.COM11,044$191.0K<0.1%00.0%UnchangedHistory
FNCBFNCB Bancorp, Inc.COM20,759$191.0K<0.1%+92+0.4%AddedHistory
Cambria ETF Tr132061862TAIL RISK10,783$192.0K<0.1%+10,783New–
KTOSKratos Defense & Security Solutions, Inc.COM NEW10,034$194.0K<0.1%−2,155−17.7%ReducedHistory
CFBCrossfirst Bankshares, Inc.COM12,500$195.0K<0.1%00.0%UnchangedHistory
PCKPIMCO California Municipal Income Fund IICOM20,988$196.0K<0.1%+30.0%AddedHistory
SLIStandard Lithium Ltd.COM20,084$197.0K<0.1%+20,084NewHistory
MLVFMalvern Bancorp, Inc.COM12,618$197.0K<0.1%+12,618NewHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR29,268$198.0K<0.1%−8,314−22.1%ReducedHistory
WTERAlkaline Water Co IncCOM NEW168,472$198.0K<0.1%+29,000+20.8%AddedHistory
EQTEQT CorpStock9,210$200.0K<0.1%+9,210NewHistory
Franklin Templeton ETF Tr35473P512INTEL MACHI ETF3,697$200.0K<0.1%+3,697New–
GROYGold Royalty Corp.COMMON SHARES40,766$200.0K<0.1%+40,766NewHistory
SFLSFL Corp Ltd.SHS24,685$201.0K<0.1%−1,833−6.9%ReducedHistory
iShares Tr464289479CORE LT USDB ETF2,789$201.0K<0.1%−472−14.5%Reduced–
Fidelity Covington Trust316092329FIDELITY MAGELAN7,981$201.0K<0.1%+7,981New–
AEGAegon Ltd.NY REGISTRY SHS40,865$201.0K<0.1%−22,648−35.7%ReducedHistory
BOCBoston Omaha CorpStock7,061$202.0K<0.1%+7,061NewHistory
BSYBentley Systems IncCOM CL B4,189$202.0K<0.1%+4,189NewHistory
Invesco Exch Traded FD Tr II46138E396S&P 500 CONC ETF4,562$202.0K<0.1%+4,562New–
BKEBuckle IncCOM4,787$202.0K<0.1%+4,787NewHistory
First Tr Exchange-Traded FD33738R712DORSEYWRGT ETF7,615$202.0K<0.1%+7,615New–
Teekay LNG Partners L PY8564M105PRTNRSP UNITS11,947$202.0K<0.1%−11,866−49.8%Reduced–
MCMoelis & CoCL A3,252$203.0K<0.1%+3,252NewHistory
CGBDCarlyle Secured Lending, Inc.COM14,808$203.0K<0.1%+154+1.1%AddedHistory
BLBlackline, Inc.COM1,961$203.0K<0.1%−894−31.3%ReducedHistory
EXKEndeavour Silver CorpCOM48,279$203.0K<0.1%+1,440+3.1%AddedHistory
Principal Exchange-Traded FD74255Y508PRCPL MIL INDX3,526$203.0K<0.1%+4+0.1%Added–
iShares Inc46434G780MSCI SINGPOR ETF9,564$204.0K<0.1%+9,564New–
AGCOAGCO CorpCOM1,763$204.0K<0.1%+1+0.1%AddedHistory
GPREGreen Plains Inc.COM5,869$204.0K<0.1%+5,869NewHistory
VERIVeritone, Inc.COM9,116$204.0K<0.1%+9,116NewHistory
LBAILakeland Bancorp IncCOM10,769$204.0K<0.1%+10,769NewHistory
CRSCarpenter Technology CorpCOM7,033$205.0K<0.1%+139+2.0%AddedHistory
VanEck ETF Trust92189F601URANI NUCLE ETF3,744$205.0K<0.1%+3,744New–
DNLIDenali Therapeutics Inc.COM4,636$206.0K<0.1%+472+11.3%AddedHistory
QLYSQualys, Inc.COM1,507$206.0K<0.1%+1,507NewHistory
MBWMMercantile Bank CorpCOM5,908$206.0K<0.1%+5,908NewHistory
FOXFFox Factory Holding CorpCOM1,214$206.0K<0.1%+1,214NewHistory
SRLPSprague Resources LPCOM UNIT REP LTD15,245$206.0K<0.1%−8,041−34.5%ReducedHistory
EFREaton Vance Senior Floating-Rate TrustCOM14,025$207.0K<0.1%−2,916−17.2%ReducedHistory
AROCArchrock, Inc.COM27,723$207.0K<0.1%−8,418−23.3%ReducedHistory
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M10,441$207.0K<0.1%+10,441New–
PGENPrecigen, Inc.COM55,892$207.0K<0.1%−792−1.4%ReducedHistory
RYANRyan Specialty Holdings, Inc.CL A5,135$207.0K<0.1%+5,135NewHistory
MMATMeta Materials Inc.COM84,414$207.0K<0.1%+17,373+25.9%AddedHistory
Exchange Traded Concepts Tr301505590FMQQ NEXT FRONT9,806$207.0K<0.1%+9,806New–
SPDR Index Shs FDS78463X103PORTFLO EURP ETF4,883$208.0K<0.1%+4,883New–
Global X FDS37950E333GLBX SUPRINC ETF17,845$209.0K<0.1%+28+0.2%Added–
ABEVAmbev S.A.SPONSORED ADR74,792$209.0K<0.1%−1,764−2.3%ReducedHistory
ECVTEcovyst Inc.COM20,500$209.0K<0.1%00.0%UnchangedHistory
MPABlackRock Muniyield Pennsylvania Quality FundCOM12,542$209.0K<0.1%+2,013+19.1%AddedHistory
AHTAshford Hospitality Trust IncCOM21,787$209.0K<0.1%−74,972−77.5%ReducedHistory
iShares Inc464286400MSCI BRAZIL ETF7,510$210.0K<0.1%−3,675−32.9%Reduced–
CLOVClover Health Investments, Corp.COM CL A56,533$210.0K<0.1%+290+0.5%AddedHistory
EOTEaton Vance National Municipal Opportunities TrustCOM SHS9,515$210.0K<0.1%+1,047+12.4%AddedHistory
WKHSWorkhorse Group Inc.COM NEW48,235$210.0K<0.1%−23,552−32.8%ReducedHistory
TENBTenable Holdings, Inc.COM3,848$211.0K<0.1%+3,848NewHistory
CNOBConnectOne Bancorp, Inc.COM6,455$211.0K<0.1%−486−7.0%ReducedHistory
Alps ETF Tr00162Q783STRATEGIC INCOME8,591$211.0K<0.1%−305−3.4%Reduced–
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM27,198$211.0K<0.1%−4,934−15.4%ReducedHistory
HLFHerbalife Ltd.COM SHS5,167$211.0K<0.1%+100+2.0%AddedHistory
Global X FDS37954Y269NASDQ 100 CVRDGW6,644$211.0K<0.1%+6,644New–
MUXMcEwen Inc.COM238,097$211.0K<0.1%−6,500−2.7%ReducedHistory
MYOVMyovant Sciences Ltd.COM13,578$211.0K<0.1%−538−3.8%ReducedHistory
ARQTArcutis Biotherapeutics, Inc.COM10,259$212.0K<0.1%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430479ACCESS INVT GR3,926$212.0K<0.1%−4,433−53.0%Reduced–
iShares Tr46435U861CORE DIVID ETF4,978$212.0K<0.1%+4,978New–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN3,855$212.0K<0.1%−2,273−37.1%Reduced–
WTIW&T Offshore IncCOM65,900$212.0K<0.1%00.0%UnchangedHistory
HELEHelen of Troy LtdStock874$213.0K<0.1%+874NewHistory
Vanguard Wellington FD921935706US QUALITY1,688$213.0K<0.1%+1,688New–
BKCCBlackRock Capital Investment CorpCOM53,726$214.0K<0.1%−80,603−60.0%ReducedHistory
LNDBrasilAgro - Brazilian Agricultural Real Estate CoSPONSORED ADR39,678$214.0K<0.1%+13,208+49.9%AddedHistory
WIMIWiMi Hologram Cloud Inc.SPON ADS CL B70,600$214.0K<0.1%+70,600NewHistory
OTEXOpen Text CorpCOM4,532$215.0K<0.1%−135−2.9%ReducedHistory

Sold out since Q3 2021 (179)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 179 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS450,993$9.53M<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB370,410$7.81M<0.1%History
iShares Tr46434VBK5IBONDS DEC21 ETF223,922$5.54M<0.1%–
PKOPIMCO Income Opportunity FundCOM211,881$5.19M<0.1%History
iShares Tr46435G789IBONDS DEC2021134,411$3.44M<0.1%–
EBSBMeridian Bancorp, Inc.COM150,215$3.12M<0.1%History
iShares Tr46435U226IBONDS 21 TRM HG114,204$2.76M<0.1%–
LGIHLGI Homes, Inc.COM16,794$2.38M<0.1%History
VERVEREIT, Inc.COM45,532$2.06M<0.1%History
CXPColumbia Property Trust, Inc.COM NEW95,923$1.82M<0.1%History
KSUKansas City SouthernCOM NEW6,431$1.74M<0.1%History
RPAIRetail Properties of America, Inc.CL A120,697$1.55M<0.1%History
Nuveen Select Tax Free Incom67063X100SH BEN INT88,739$1.53M<0.1%–
Bancorpsouth BK Tupelo Miss05971J102COM47,832$1.42M<0.1%–
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD45,034$1.37M<0.1%–
HRCHill-Rom Holdings, Inc.COM9,134$1.37M<0.1%History
Innovator ETFs Tr II45783G102LADRD FD S&P 50034,469$1.20M<0.1%–
Innovator ETFs Tr II45783G201S&P INVSTMNT GRD44,558$1.07M<0.1%–
UPBDUpbound Group, Inc.COM18,081$1.02M<0.1%History
Rada Electr Inds LtdM81863124COM PAR NEW89,038$947.0K<0.1%–
KRAKraton CorpCOM18,150$828.0K<0.1%History
Simplify Exchange Traded Fun82889N103US EQT PLS CNVEX26,435$810.0K<0.1%–
AMGAffiliated Managers Group, Inc.Stock5,321$804.0K<0.1%History
ANFAbercrombie & Fitch CoCL A21,132$795.0K<0.1%History
CARAvis Budget Group, Inc.COM6,610$770.0K<0.1%History
INZYInozyme Pharma, Inc.COM65,781$762.0K<0.1%History
AXNXAxonics, Inc.COM11,645$757.0K<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund32,346$743.0K<0.1%–
SFIXStitch Fix, Inc.Stock18,204$727.0K<0.1%History
Monmouth Real Estate Investment Corp609720107CL A37,672$702.0K<0.1%–
XRAYDentsply Sirona Inc.Stock12,031$698.0K<0.1%History
ALTAAltabancorpCOM15,653$691.0K<0.1%History
MAXRMaxar Technologies Inc.COM24,008$679.0K<0.1%History
BMBLBumble Inc.COM CL A13,464$672.0K<0.1%History
Exchange Listed FDS Tr30151E780QRAFT AI US MMTM18,641$650.0K<0.1%–
CBANColony Bankcorp IncCOM32,398$603.0K<0.1%History
CNBKACentury Bancorp IncCL A NON VTG4,984$574.0K<0.1%History
Nuveen Corporate Incm Noveme67077N106COM60,238$565.0K<0.1%–
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD31,407$513.0K<0.1%History
VMEOVimeo, Inc.COMMON STOCK16,348$480.0K<0.1%History
Nuveen Select Tax Free Incom67063C106SH BEN INT30,540$476.0K<0.1%–
BFHBread Financial Holdings, Inc.COM4,714$475.0K<0.1%History
SVBISevern Bancorp IncCOM37,313$467.0K<0.1%History
AMWLAmerican Well CorpCL A50,320$458.0K<0.1%History
MDPHawkeye Acquisition, Inc.COM8,174$455.0K<0.1%History
ACCDAccolade, Inc.COM10,629$448.0K<0.1%History
WHDCactus, Inc.CL A11,637$438.0K<0.1%History
FLXNFlexion Therapeutics IncCOM70,956$432.0K<0.1%History
EBSEmergent BioSolutions Inc.COM8,332$417.0K<0.1%History
CoreSite Realty Corp21870Q105COM2,856$395.0K<0.1%–
FRPTFreshpet, Inc.Stock2,603$371.0K<0.1%History
AXGNAxogen, Inc.COM23,301$368.0K<0.1%History
VXXBarclays Bank PLCETF12,916$359.0K<0.1%History
CVACovanta Holding CorpCOM17,343$348.0K<0.1%History
DAYDayforce, Inc.COM3,049$343.0K<0.1%History
CSTLCastle Biosciences IncCOM5,071$337.0K<0.1%History
LSPDLightspeed Commerce Inc.SUB VTG SHS3,468$334.0K<0.1%History
CDLXCardlytics, Inc.COM3,970$333.0K<0.1%History
JRVRJames River Group Holdings, Inc.COM8,703$328.0K<0.1%History
NPOEnpro Inc.COM3,716$323.0K<0.1%History
Invesco Exchange Traded FD T46137V324S&P500 EQL IND1,759$321.0K<0.1%–
STMPStamps.com IncCOM NEW965$318.0K<0.1%History
VLTInvesco High Income Trust IICOM21,669$316.0K<0.1%History
iShares Tr46435G250HIGH YLD SYSTM B5,898$305.0K<0.1%–
Amplify ETF Tr032108870INTL ONLINE6,702$305.0K<0.1%–
SWCHSwitch, Inc.CL A11,987$304.0K<0.1%History
Nuveen Diversified Divid & I6706EP105COM29,172$302.0K<0.1%–
Guggenheim CR Allocation FD40168G108COM14,512$300.0K<0.1%–
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD14,580$300.0K<0.1%History
Simplify Exchange Traded Fun82889N780TAIL RISK STRAT12,106$299.0K<0.1%–
ARCHArch Resources, Inc.CL A3,151$292.0K<0.1%History
STRAStrategic Education, Inc.COM4,121$290.0K<0.1%History
DMTKDermTech, Inc.COM9,037$290.0K<0.1%History
Hoegh LNG Partners LPY3262R100COM UNIT LTD58,723$288.0K<0.1%–
LSFLaird Superfood, Inc.COM STK15,034$286.0K<0.1%History
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN6,963$283.0K<0.1%–
IECIec Electronics CorpCOM18,350$281.0K<0.1%History
CELHCelsius Holdings, Inc.COM NEW3,092$278.0K<0.1%History
Invesco Exchange Traded FD T46137Y500ZACKS MULT AST11,538$274.0K<0.1%–
REGIRenewable Energy Group, Inc.COM NEW5,446$273.0K<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM12,671$267.0K<0.1%History
XMQualtrics International Inc.COM CL A6,138$262.0K<0.1%History
ZIPZiprecruiter, Inc.CL A9,485$261.0K<0.1%History
CMPSCOMPASS Pathways plcSPONSORED ADS8,615$257.0K<0.1%History
VMMDelaware Investments Minnesota Municipal Income Fund II, IncCOM18,002$255.0K<0.1%History
SBOWSilverbow Resources, Inc.COM10,303$252.0K<0.1%History
PCTPureCycle Technologies, Inc.COM18,864$250.0K<0.1%History
OXMOxford Industries IncCOM2,774$250.0K<0.1%History
SIGSignet Jewelers LtdSHS3,154$249.0K<0.1%History
FOXAFox CorpCL A COM6,189$248.0K<0.1%History
LILi Auto Inc.SPONSORED ADS9,163$240.0K<0.1%History
CGNTCognyte Software Ltd.ORD SHS11,611$238.0K<0.1%History
CRSRCorsair Gaming, Inc.COM9,159$237.0K<0.1%History
SNBRQSleep Number CorpCOM2,538$237.0K<0.1%History
KDMNKadmon Holdings, Inc.COM27,038$235.0K<0.1%History
IOVAIovance Biotherapeutics, Inc.COM9,491$234.0K<0.1%History
PMTSCPI Card Group Inc.COM NEW6,702$232.0K<0.1%History
XLRNAcceleron Pharma IncCOM1,349$232.0K<0.1%History
RAVNRaven Industries IncCOM3,980$229.0K<0.1%History
EVEREverQuote, Inc.COM CL A12,250$228.0K<0.1%History