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Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
3,643
+70 vs. Q3 2021
Portfolio value
$44.4B
+$4.51B (+11.3%) vs. Q3 2021
Filed
Jan 31, 2022
SEC
Holdings of Commonwealth Equity Services, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock12,154,812$2.29B5.2%+45,892+0.4%AddedHistory
MSFTMicrosoft CorpStock3,043,220$1.02B2.3%+70,745+2.4%AddedHistory
iShares Core S&P 500 ETF464287200ETF1,659,827$791.7M1.8%+22,911+1.4%Added–
Invesco QQQ Trust Series I46090E103ETF1,868,302$743.3M1.7%−14,324−0.8%Reduced–
SPYSPDR S&P 500 ETF TrustETF1,529,889$726.6M1.6%+52,031+3.5%AddedHistory
AMZNAmazon Com IncStock207,942$693.3M1.6%+5,128+2.5%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF13,246,368$676.4M1.5%+565,300+4.5%Added–
iShares Russell 1000 Growth ETF464287614ETF1,904,995$582.1M1.3%+6,641+0.3%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF2,114,071$510.4M1.2%−9,582−0.5%Reduced–
BRK.BBerkshire Hathaway IncStock1,415,725$423.3M1.0%+19,041+1.4%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF1,229,579$394.6M0.9%+12,491+1.0%Added–
Vanguard Dividend Appreciation ETF921908844ETF2,149,662$369.2M0.8%+36,645+1.7%Added–
Vanguard S&P 500 ETF922908363ETF841,348$367.3M0.8%+22,258+2.7%Added–
NVDANVIDIA CorpStock1,217,131$358.0M0.8%+32,531+2.7%AddedHistory
iShares Russell 1000 Value ETF464287598ETF2,084,952$350.1M0.8%+24,708+1.2%Added–
iShares Core Dividend Growth ETF46434V621ETF6,153,655$342.0M0.8%+155,240+2.6%Added–
Vanguard Morningstar Value ETF922908744ETF2,280,178$335.4M0.8%+293,477+14.8%Added–
iShares Core S&P Small Cap ETF464287804ETF2,826,086$323.6M0.7%+29,552+1.1%Added–
JNJJohnson & JohnsonStock1,736,541$297.1M0.7%+23,765+1.4%AddedHistory
GOOGLAlphabet Inc.Stock99,919$289.5M0.7%+1,790+1.8%AddedHistory
TSLATesla, Inc.Stock269,858$285.2M0.6%+17,153+6.8%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF2,471,802$284.8M0.6%+26,301+1.1%Added–
iShares Russell Mid-Cap Value ETF464287473ETF2,232,600$273.2M0.6%+10,945+0.5%Added–
HDHome Depot, Inc.Stock652,030$270.6M0.6%+8,842+1.4%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF3,327,415$269.2M0.6%−40,515−1.2%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF5,287,490$261.5M0.6%+165,905+3.2%Added–
GOOGAlphabet Inc.Stock89,012$257.6M0.6%+1,945+2.2%AddedHistory
PFEPfizer IncStock4,327,807$255.6M0.6%+129,783+3.1%AddedHistory
PGProcter & Gamble CoStock1,550,137$253.6M0.6%−13,747−0.9%ReducedHistory
JPMJPMorgan Chase & CoStock1,483,078$234.8M0.5%+46,226+3.2%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF2,902,321$234.6M0.5%+53,702+1.9%Added–
iShares Core S&P Mid-Cap ETF464287507ETF811,600$229.7M0.5%+38,632+5.0%Added–
NEENextera Energy IncStock2,342,939$218.7M0.5%+52,022+2.3%AddedHistory
iShares Tr46435G425ESG AWR MSCI USA2,017,439$217.7M0.5%+514,984+34.3%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF841,926$214.5M0.5%+36,737+4.6%Added–
VZVerizon Communications IncStock4,045,784$210.2M0.5%+55,227+1.4%AddedHistory
iShares S&P 500 Growth ETF464287309ETF2,416,519$202.2M0.5%+47,337+2.0%Added–
First Tr Exchange-Traded FD33734H106SHS4,570,008$196.7M0.4%+48,957+1.1%Added–
iShares Tr464288414NATIONAL MUN ETF1,664,328$193.5M0.4%+91,988+5.9%Added–
iShares Tr464287150CORE S&P TTL STK1,795,368$192.1M0.4%+31,648+1.8%Added–
METAMeta Platforms, Inc.Stock560,632$188.6M0.4%−6,055−1.1%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF820,017$185.3M0.4%+28,044+3.5%Added–
iShares Tr464288646ISHS 1-5YR INVS3,437,529$185.2M0.4%+1,1050.0%Added–
iShares Tr464287630RUS 2000 VAL ETF1,085,375$180.2M0.4%+9,864+0.9%Added–
COSTCostco Wholesale CorpStock310,150$176.1M0.4%+14,900+5.0%AddedHistory
ABBVAbbVie Inc.Stock1,288,201$174.4M0.4%+67,815+5.6%AddedHistory
Schwab US Dividend Equity ETF808524797ETF2,125,949$171.8M0.4%+184,177+9.5%Added–
CVXChevron CorpStock1,087,805$169.9M0.4%+23,096+2.2%AddedHistory
VVisa Inc.Stock782,122$169.5M0.4%−32,895−4.0%ReducedHistory
DISWalt Disney CoStock1,088,911$168.7M0.4%+41,381+4.0%AddedHistory
GLDSPDR Gold TrustETF974,999$166.7M0.4%+13,068+1.4%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF2,223,215$165.9M0.4%+125,148+6.0%Added–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,222,360$163.7M0.4%+52,153+4.5%Added–
iShares Tr46435G516ESG AW MSCI EAFE2,060,276$163.7M0.4%+491,582+31.3%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT980,764$159.6M0.4%−26,289−2.6%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF1,421,789$159.4M0.4%+21,531+1.5%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF1,389,240$158.5M0.4%+11,175+0.8%Added–
SPDR Series Trust78464A763ST STR SP DIV1,194,411$154.2M0.3%+54,186+4.8%Added–
iShares Russell 2000 Growth ETF464287648ETF498,378$146.0M0.3%+11,622+2.4%Added–
XOMExxonMobil Holdings CorpCOM2,385,256$146.0M0.3%+4,425+0.2%AddedHistory
MCDMcDonalds CorpStock532,573$142.8M0.3%+7,943+1.5%AddedHistory
Vanguard Total Bond Market ETF921937835ETF1,613,245$136.7M0.3%−36,826−2.2%Reduced–
iShares Tips Bond ETF464287176ETF1,047,422$135.3M0.3%+339,741+48.0%Added–
CSCOCisco Systems, Inc.Stock2,114,578$134.0M0.3%+44,057+2.1%AddedHistory
PEPPepsiCo IncStock749,968$130.3M0.3%+2,381+0.3%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF747,672$130.0M0.3%+33,311+4.7%Added–
ARK Innovation ETF00214Q104ETF1,374,070$130.0M0.3%−87,016−6.0%Reduced–
BACBank of America CorpStock2,884,371$128.3M0.3%+52,181+1.8%AddedHistory
iShares Russell 2000 ETF464287655ETF569,945$126.8M0.3%+15,404+2.8%Added–
WMTWalmart Inc.Stock863,236$124.9M0.3%+13,363+1.6%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF2,399,948$124.3M0.3%+887,394+58.7%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF825,338$120.1M0.3%−80,970−8.9%Reduced–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF1,416,881$119.8M0.3%+48,280+3.5%Added–
iShares Tr46434V4070-5YR HI YL CP2,628,567$119.1M0.3%+83,295+3.3%Added–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL1,732,079$118.9M0.3%−38,325−2.2%Reduced–
WPCW. P. Carey Inc.COM1,393,893$114.4M0.3%+19,739+1.4%AddedHistory
ABTAbbott LaboratoriesStock811,359$114.2M0.3%+17,423+2.2%AddedHistory
TAT&T Inc.Stock4,639,358$114.1M0.3%−499,676−9.7%ReducedHistory
MRKMerck & Co., Inc.Stock1,444,474$110.7M0.2%+74,728+5.5%AddedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF603,373$109.7M0.2%−47,333−7.3%Reduced–
Fidelity MSCI Information Technology Index ETF316092808ETF801,726$108.6M0.2%+156,987+24.3%Added–
UNHUnitedHealth Group IncStock213,155$107.0M0.2%+12,208+6.1%AddedHistory
FSKFS KKR Capital CorpCOM4,991,075$104.5M0.2%−361,567−6.8%ReducedHistory
INTCIntel CorpStock2,006,359$103.3M0.2%+99,012+5.2%AddedHistory
KOCoca Cola CoStock1,741,445$103.1M0.2%+31,474+1.8%AddedHistory
QCOMQualcomm IncStock558,094$102.1M0.2%+9,315+1.7%AddedHistory
LOWLowes Companies IncStock392,360$101.4M0.2%−9,995−2.5%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,380,345$100.0M0.2%+77,889+6.0%Added–
Dimensional U.S. Core Equity 2 ETF25434V708ETF3,379,802$97.9M0.2%+800,604+31.0%Added–
IBMInternational Business Machines CorpStock574,016$95.8M0.2%+16,698+3.0%AddedHistory
iShares Core S&P U.S. Growth ETF464287671ETF825,340$95.4M0.2%+18,811+2.3%Added–
UPSUnited Parcel Service IncStock440,927$94.5M0.2%+7,616+1.8%AddedHistory
Advisorshares Tr00768Y487DORSY FSM US2,315,370$94.1M0.2%+1,0160.0%Added–
CVSCVS Health CorpStock910,247$93.9M0.2%−689−0.1%ReducedHistory
LLYEli Lilly & CoStock331,577$91.6M0.2%+7,575+2.3%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF2,341,197$91.4M0.2%+457,528+24.3%Added–
iShares S&P 500 Value ETF464287408ETF582,137$91.2M0.2%−684−0.1%Reduced–
BABoeing CoStock438,733$88.3M0.2%−16,314−3.6%ReducedHistory
CATCaterpillar IncStock423,783$87.6M0.2%+15,160+3.7%AddedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1240,184$87.3M0.2%+10,285+4.5%AddedHistory

Sold out since Q3 2021 (179)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 179 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS450,993$9.53M<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB370,410$7.81M<0.1%History
iShares Tr46434VBK5IBONDS DEC21 ETF223,922$5.54M<0.1%–
PKOPIMCO Income Opportunity FundCOM211,881$5.19M<0.1%History
iShares Tr46435G789IBONDS DEC2021134,411$3.44M<0.1%–
EBSBMeridian Bancorp, Inc.COM150,215$3.12M<0.1%History
iShares Tr46435U226IBONDS 21 TRM HG114,204$2.76M<0.1%–
LGIHLGI Homes, Inc.COM16,794$2.38M<0.1%History
VERVEREIT, Inc.COM45,532$2.06M<0.1%History
CXPColumbia Property Trust, Inc.COM NEW95,923$1.82M<0.1%History
KSUKansas City SouthernCOM NEW6,431$1.74M<0.1%History
RPAIRetail Properties of America, Inc.CL A120,697$1.55M<0.1%History
Nuveen Select Tax Free Incom67063X100SH BEN INT88,739$1.53M<0.1%–
Bancorpsouth BK Tupelo Miss05971J102COM47,832$1.42M<0.1%–
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD45,034$1.37M<0.1%–
HRCHill-Rom Holdings, Inc.COM9,134$1.37M<0.1%History
Innovator ETFs Tr II45783G102LADRD FD S&P 50034,469$1.20M<0.1%–
Innovator ETFs Tr II45783G201S&P INVSTMNT GRD44,558$1.07M<0.1%–
UPBDUpbound Group, Inc.COM18,081$1.02M<0.1%History
Rada Electr Inds LtdM81863124COM PAR NEW89,038$947.0K<0.1%–
KRAKraton CorpCOM18,150$828.0K<0.1%History
Simplify Exchange Traded Fun82889N103US EQT PLS CNVEX26,435$810.0K<0.1%–
AMGAffiliated Managers Group, Inc.Stock5,321$804.0K<0.1%History
ANFAbercrombie & Fitch CoCL A21,132$795.0K<0.1%History
CARAvis Budget Group, Inc.COM6,610$770.0K<0.1%History
INZYInozyme Pharma, Inc.COM65,781$762.0K<0.1%History
AXNXAxonics, Inc.COM11,645$757.0K<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund32,346$743.0K<0.1%–
SFIXStitch Fix, Inc.Stock18,204$727.0K<0.1%History
Monmouth Real Estate Investment Corp609720107CL A37,672$702.0K<0.1%–
XRAYDentsply Sirona Inc.Stock12,031$698.0K<0.1%History
ALTAAltabancorpCOM15,653$691.0K<0.1%History
MAXRMaxar Technologies Inc.COM24,008$679.0K<0.1%History
BMBLBumble Inc.COM CL A13,464$672.0K<0.1%History
Exchange Listed FDS Tr30151E780QRAFT AI US MMTM18,641$650.0K<0.1%–
CBANColony Bankcorp IncCOM32,398$603.0K<0.1%History
CNBKACentury Bancorp IncCL A NON VTG4,984$574.0K<0.1%History
Nuveen Corporate Incm Noveme67077N106COM60,238$565.0K<0.1%–
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD31,407$513.0K<0.1%History
VMEOVimeo, Inc.COMMON STOCK16,348$480.0K<0.1%History
Nuveen Select Tax Free Incom67063C106SH BEN INT30,540$476.0K<0.1%–
BFHBread Financial Holdings, Inc.COM4,714$475.0K<0.1%History
SVBISevern Bancorp IncCOM37,313$467.0K<0.1%History
AMWLAmerican Well CorpCL A50,320$458.0K<0.1%History
MDPHawkeye Acquisition, Inc.COM8,174$455.0K<0.1%History
ACCDAccolade, Inc.COM10,629$448.0K<0.1%History
WHDCactus, Inc.CL A11,637$438.0K<0.1%History
FLXNFlexion Therapeutics IncCOM70,956$432.0K<0.1%History
EBSEmergent BioSolutions Inc.COM8,332$417.0K<0.1%History
CoreSite Realty Corp21870Q105COM2,856$395.0K<0.1%–
FRPTFreshpet, Inc.Stock2,603$371.0K<0.1%History
AXGNAxogen, Inc.COM23,301$368.0K<0.1%History
VXXBarclays Bank PLCETF12,916$359.0K<0.1%History
CVACovanta Holding CorpCOM17,343$348.0K<0.1%History
DAYDayforce, Inc.COM3,049$343.0K<0.1%History
CSTLCastle Biosciences IncCOM5,071$337.0K<0.1%History
LSPDLightspeed Commerce Inc.SUB VTG SHS3,468$334.0K<0.1%History
CDLXCardlytics, Inc.COM3,970$333.0K<0.1%History
JRVRJames River Group Holdings, Inc.COM8,703$328.0K<0.1%History
NPOEnpro Inc.COM3,716$323.0K<0.1%History
Invesco Exchange Traded FD T46137V324S&P500 EQL IND1,759$321.0K<0.1%–
STMPStamps.com IncCOM NEW965$318.0K<0.1%History
VLTInvesco High Income Trust IICOM21,669$316.0K<0.1%History
iShares Tr46435G250HIGH YLD SYSTM B5,898$305.0K<0.1%–
Amplify ETF Tr032108870INTL ONLINE6,702$305.0K<0.1%–
SWCHSwitch, Inc.CL A11,987$304.0K<0.1%History
Nuveen Diversified Divid & I6706EP105COM29,172$302.0K<0.1%–
Guggenheim CR Allocation FD40168G108COM14,512$300.0K<0.1%–
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD14,580$300.0K<0.1%History
Simplify Exchange Traded Fun82889N780TAIL RISK STRAT12,106$299.0K<0.1%–
ARCHArch Resources, Inc.CL A3,151$292.0K<0.1%History
STRAStrategic Education, Inc.COM4,121$290.0K<0.1%History
DMTKDermTech, Inc.COM9,037$290.0K<0.1%History
Hoegh LNG Partners LPY3262R100COM UNIT LTD58,723$288.0K<0.1%–
LSFLaird Superfood, Inc.COM STK15,034$286.0K<0.1%History
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN6,963$283.0K<0.1%–
IECIec Electronics CorpCOM18,350$281.0K<0.1%History
CELHCelsius Holdings, Inc.COM NEW3,092$278.0K<0.1%History
Invesco Exchange Traded FD T46137Y500ZACKS MULT AST11,538$274.0K<0.1%–
REGIRenewable Energy Group, Inc.COM NEW5,446$273.0K<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM12,671$267.0K<0.1%History
XMQualtrics International Inc.COM CL A6,138$262.0K<0.1%History
ZIPZiprecruiter, Inc.CL A9,485$261.0K<0.1%History
CMPSCOMPASS Pathways plcSPONSORED ADS8,615$257.0K<0.1%History
VMMDelaware Investments Minnesota Municipal Income Fund II, IncCOM18,002$255.0K<0.1%History
SBOWSilverbow Resources, Inc.COM10,303$252.0K<0.1%History
PCTPureCycle Technologies, Inc.COM18,864$250.0K<0.1%History
OXMOxford Industries IncCOM2,774$250.0K<0.1%History
SIGSignet Jewelers LtdSHS3,154$249.0K<0.1%History
FOXAFox CorpCL A COM6,189$248.0K<0.1%History
LILi Auto Inc.SPONSORED ADS9,163$240.0K<0.1%History
CGNTCognyte Software Ltd.ORD SHS11,611$238.0K<0.1%History
CRSRCorsair Gaming, Inc.COM9,159$237.0K<0.1%History
SNBRQSleep Number CorpCOM2,538$237.0K<0.1%History
KDMNKadmon Holdings, Inc.COM27,038$235.0K<0.1%History
IOVAIovance Biotherapeutics, Inc.COM9,491$234.0K<0.1%History
PMTSCPI Card Group Inc.COM NEW6,702$232.0K<0.1%History
XLRNAcceleron Pharma IncCOM1,349$232.0K<0.1%History
RAVNRaven Industries IncCOM3,980$229.0K<0.1%History
EVEREverQuote, Inc.COM CL A12,250$228.0K<0.1%History