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Livermore
Livermore
ZHEN

Barings LLC

SEC CIK
0000009015
Latest filing
Aug 7, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
377
−6 vs. Q2 2021
Portfolio value
$4.39B
+$66.1M (+1.5%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Barings LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
FICOFair Isaac CorpCOM903$359.0K<0.1%+402+80.2%AddedHistory
USBUS Bancorp DECOM NEW6,047$359.0K<0.1%−5,689−48.5%ReducedHistory
NXPINXP Semiconductors N.V.COM1,861$364.0K<0.1%+579+45.2%AddedHistory
CMGChipotle Mexican Grill IncCOM201$366.0K<0.1%−101−33.4%ReducedHistory
WRKWestRock CoCOM7,347$366.0K<0.1%−531−6.7%ReducedHistory
RHIRobert Half Inc.COM3,660$367.0K<0.1%−734−16.7%ReducedHistory
EPAMEPAM Systems, Inc.COM643$367.0K<0.1%+643NewHistory
OCOwens CorningStock4,315$369.0K<0.1%−536−11.0%ReducedHistory
KRKroger CoStock9,148$370.0K<0.1%−13,385−59.4%ReducedHistory
LRCXLam Research CorpCOM655$373.0K<0.1%−823−55.7%ReducedHistory
BMYBristol Myers Squibb CoStock6,336$375.0K<0.1%−3,842−37.7%ReducedHistory
MCKMcKesson CorpStock1,884$376.0K<0.1%−2,125−53.0%ReducedHistory
GEGeneral Electric CoStock3,692$380.0K<0.1%+3,692NewHistory
AAgilent Technologies, Inc.COM2,418$381.0K<0.1%+2,418NewHistory
STTState Street CorpCOM4,518$383.0K<0.1%−743−14.1%ReducedHistory
HUBSHubSpot IncCOM566$383.0K<0.1%+566NewHistory
AMDAdvanced Micro Devices IncStock3,791$390.0K<0.1%−2,655−41.2%ReducedHistory
BSXBoston Scientific CorpStock9,138$396.0K<0.1%+9,138NewHistory
SPYSPDR S&P 500 ETF TrustETF929$399.0K<0.1%00.0%UnchangedHistory
GDGeneral Dynamics CorpStock2,039$400.0K<0.1%−149−6.8%ReducedHistory
TGTTarget CorpStock1,756$402.0K<0.1%−727−29.3%ReducedHistory
CHDChurch & Dwight Co IncCOM5,005$413.0K<0.1%−939−15.8%ReducedHistory
TFCTruist Financial CorpCOM7,109$417.0K<0.1%−3,686−34.1%ReducedHistory
BNYBank of New York Mellon CorpStock8,222$427.0K<0.1%−3,014−26.8%ReducedHistory
XYZBlock, Inc.CL A1,791$430.0K<0.1%−1,319−42.4%ReducedHistory
TTDTrade Desk, Inc.Stock6,172$434.0K<0.1%+6,172NewHistory
MRVLMarvell Technology, Inc.COM7,256$437.0K<0.1%+718+11.0%AddedHistory
SLBSLB LimitedStock15,018$445.0K<0.1%+15,018NewHistory
MELIMercadolibre IncCOM269$452.0K<0.1%+269NewHistory
HDBHDFC Bank LtdSPONSORED ADS6,237$456.0K<0.1%00.0%UnchangedHistory
BMTXBM Technologies, Inc.CL A COM51,263$456.0K<0.1%00.0%UnchangedHistory
SPGIS&P Global Inc.Stock1,114$474.0K<0.1%+1,114NewHistory
RFRegions Financial CorpCOM22,244$474.0K<0.1%00.0%UnchangedHistory
AMATApplied Materials IncStock3,688$475.0K<0.1%−3,382−47.8%ReducedHistory
SPLKSplunk IncCOM3,343$483.0K<0.1%+3,343NewHistory
CVSCVS Health CorpStock5,916$502.0K<0.1%−832−12.3%ReducedHistory
SCHWSchwab Charles CorpStock6,908$503.0K<0.1%−1,388−16.7%ReducedHistory
DHRDanaher CorpStock1,684$512.0K<0.1%−2,726−61.8%ReducedHistory
AMCRAmcor plcORD44,649$517.0K<0.1%−7,711−14.7%ReducedHistory
LOWLowes Companies IncStock2,619$531.0K<0.1%−2,277−46.5%ReducedHistory
DDOGDatadog, Inc.CL A COM3,762$532.0K<0.1%+3,762NewHistory
AXPAmerican Express CoStock3,211$538.0K<0.1%−2,160−40.2%ReducedHistory
MOAltria Group, Inc.Stock11,994$546.0K<0.1%+11,994NewHistory
MSMorgan StanleyStock5,618$547.0K<0.1%−4,453−44.2%ReducedHistory
EAElectronic Arts Inc.COM3,895$554.0K<0.1%+3,895NewHistory
PANWPalo Alto Networks IncStock1,170$560.0K<0.1%+1,170NewHistory
WMWaste Management IncStock3,859$576.0K<0.1%+1,369+55.0%AddedHistory
RTXRTX CorpStock6,817$586.0K<0.1%−3,756−35.5%ReducedHistory
WMTWalmart Inc.Stock4,247$592.0K<0.1%−1,776−29.5%ReducedHistory
GSGoldman Sachs Group IncStock1,588$600.0K<0.1%−674−29.8%ReducedHistory
LNCLincoln National CorpCOM8,784$604.0K<0.1%−1,956−18.2%ReducedHistory
CSXCSX CorpStock20,391$606.0K<0.1%−99−0.5%ReducedHistory
BLKBlackRock, Inc.COM723$606.0K<0.1%−377−34.3%ReducedHistory
ADPAutomatic Data Processing IncStock3,052$611.0K<0.1%−1,111−26.7%ReducedHistory
ANSSAnsys IncCOM1,816$619.0K<0.1%+1,070+143.4%AddedHistory
INFOIHS Markit Ltd.SHS5,377$627.0K<0.1%−2,024−27.3%ReducedHistory
WDAYWorkday, Inc.CL A2,559$639.0K<0.1%+1,162+83.2%AddedHistory
LLYEli Lilly & CoStock2,779$642.0K<0.1%−1,748−38.6%ReducedHistory
PFGPrincipal Financial Group IncCOM10,086$650.0K<0.1%+3,752+59.2%AddedHistory
METMetlife IncStock11,018$680.0K<0.1%−3,141−22.2%ReducedHistory
SYFSynchrony FinancialCOM13,963$682.0K<0.1%−2,151−13.3%ReducedHistory
PRUPrudential Financial IncStock6,507$685.0K<0.1%−1,928−22.9%ReducedHistory
DOCUDocuSign, Inc.Stock2,717$699.0K<0.1%+2,717NewHistory
CCitigroup IncStock9,979$701.0K<0.1%−4,544−31.3%ReducedHistory
AMGNAmgen IncStock3,305$703.0K<0.1%−1,251−27.5%ReducedHistory
ADIAnalog Devices IncStock4,246$711.0K<0.1%+468+12.4%AddedHistory
WFCWells Fargo & CompanyStock15,531$721.0K<0.1%−6,021−27.9%ReducedHistory
HALHalliburton CoStock35,280$763.0K<0.1%+16,140+84.3%AddedHistory
BRK.BBerkshire Hathaway IncStock2,887$788.0K<0.1%−638−18.1%ReducedHistory
COFCapital One Financial CorpStock4,877$790.0K<0.1%−1,956−28.6%ReducedHistory
AIGAmerican International Group, Inc.Stock14,430$792.0K<0.1%+6,226+75.9%AddedHistory
LWLamb Weston Holdings, Inc.Stock13,165$808.0K<0.1%00.0%UnchangedHistory
KBKB Financial Group Inc.SPONSORED ADR17,756$824.0K<0.1%+17,756NewHistory
CRWDCrowdStrike Holdings, Inc.Stock3,405$837.0K<0.1%+3,405NewHistory
ATVIActivision Blizzard, Inc.COM11,154$863.0K<0.1%+11,154NewHistory
TMOThermo Fisher Scientific Inc.Stock1,529$873.0K<0.1%−1,105−42.0%ReducedHistory
iShares Tr464288588MBS ETF8,100$876.0K<0.1%+4,200+107.7%Added–
AFIBAcutus Medical, Inc.COM100,984$893.0K<0.1%−199,011−66.3%ReducedHistory
CATCaterpillar IncStock4,689$900.0K<0.1%+2,036+76.7%AddedHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC30,240$906.0K<0.1%00.0%Unchanged–
CDNSCadence Design Systems IncStock6,085$921.0K<0.1%+1,708+39.0%AddedHistory
MUMicron Technology IncStock13,644$969.0K<0.1%−6,344−31.7%ReducedHistory
AMXAmerica Movil SAB de CVSPON ADR L SHS55,008$972.0K<0.1%−58,074−51.4%ReducedHistory
UPSUnited Parcel Service IncStock5,350$974.0K<0.1%−686−11.4%ReducedHistory
SNAPSnap IncStock13,289$982.0K<0.1%+13,289NewHistory
SYKStryker CorpStock3,741$986.0K<0.1%−3,350−47.2%ReducedHistory
iShares Tr464288257MSCI ACWI ETF9,968$996.0K<0.1%00.0%Unchanged–
QCOMQualcomm IncStock7,755$1.00M<0.1%−1,999−20.5%ReducedHistory
FTNTFortinet, Inc.Stock3,472$1.01M<0.1%+3,472NewHistory
ASYSAmtech Systems IncCOM PAR $0.01N88,808$1.01M<0.1%00.0%UnchangedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR9,114$1.02M<0.1%−474,719−98.1%ReducedHistory
VZVerizon Communications IncStock19,082$1.03M<0.1%−12,263−39.1%ReducedHistory
PMPhilip Morris International Inc.Stock10,932$1.04M<0.1%+4,923+81.9%AddedHistory
Copel-ADR20441B605ADR160,077$1.04M<0.1%+79,199+97.9%Added–
IBMInternational Business Machines CorpStock7,568$1.05M<0.1%−41−0.5%ReducedHistory
INTCIntel CorpStock19,968$1.06M<0.1%+903+4.7%AddedHistory
TAT&T Inc.Stock40,538$1.09M<0.1%−7,072−14.9%ReducedHistory
SBUXStarbucks CorpStock10,041$1.11M<0.1%−1,041−9.4%ReducedHistory
ZTSZoetis Inc.Stock5,991$1.16M<0.1%−732−10.9%ReducedHistory
SNPSSynopsys IncCOM3,955$1.18M<0.1%+690+21.1%AddedHistory

Sold out since Q2 2021 (73)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Barings LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
DQDaqo New Energy Corp.SPNSRD ADS NEW488,371$31.8M0.7%History
iShares Tr46432F388MSCI USA VALUE287,627$30.2M0.7%–
TUYATuya Inc.SPONSERED ADS999,403$24.5M0.6%History
iShares Tr464287796U.S. ENERGY ETF653,518$19.0M0.4%–
iShares Tr464288695GLOBAL MATER ETF168,651$15.3M0.4%–
Vanguard Consumer Discretionary ETF92204A108ETF44,426$13.9M0.3%–
iShares Inc46434G772MSCI TAIWAN ETF213,728$13.7M0.3%–
iShares Tr464287341GLOBAL ENERG ETF498,978$13.3M0.3%–
iShares Tr46429B291A RATE CP BD ETF157,880$8.97M0.2%–
EDUNew Oriental Education & Technology Group Inc.SPON ADR1,094,142$8.96M0.2%History
Iclick Interactive Asia Grou45113Y104SPONSORED ADR770,839$8.51M0.2%–
YSGYatsen Holding LtdADS908,021$8.51M0.2%History
TALTAL Education GroupSPONSORED ADS335,660$8.47M0.2%History
SICSelect Interior Concepts, Inc.CL A657,433$6.18M0.1%History
LYBLyondellBasell Industries N.V.SHS - A -56,876$5.85M0.1%History
iShares Inc464286350MSCI AGR PRO ETF133,124$5.26M0.1%–
iShares Tr464288729GLOB INDSTRL ETF38,445$4.59M0.1%–
VNETVNET Group, Inc.SPONSORED ADS A197,323$4.53M0.1%History
First Trust Dow Jones Internet Index Fund33733E302ETF13,194$3.23M0.1%–
iShares Tr464287838U.S. BAS MTL ETF24,077$3.14M0.1%–
PAGSPagSeguro Digital Ltd.COM CL A54,256$3.03M0.1%History
WTTRSelect Water Solutions, Inc.CL A COM415,500$2.51M0.1%History
DIDIYDiDi Global Inc.SPONSORED ADS120,000$1.70M<0.1%History
HBMDHoward Bancorp IncCOM103,900$1.68M<0.1%History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF9,336$1.67M<0.1%–
BYNDBeyond Meat, Inc.COM10,460$1.65M<0.1%History
CLPRClipper Realty Inc.COM212,025$1.56M<0.1%History
VRTXVertex Pharmaceuticals IncStock5,671$1.14M<0.1%History
LEGHLegacy Housing CorpCOM58,804$994.0K<0.1%History
iShares Tr464288513IBOXX HI YD ETF10,032$883.0K<0.1%–
EMREmerson Electric CoStock6,956$670.0K<0.1%History
ARWArrow Electronics, Inc.COM5,221$594.0K<0.1%History
CARRCarrier Global CorpStock11,489$558.0K<0.1%History
EBAYeBay IncCOM7,653$537.0K<0.1%History
KMBKimberly Clark CorpStock3,980$532.0K<0.1%History
KEYSKeysight Technologies, Inc.Stock3,413$527.0K<0.1%History
CBChubb LtdStock3,302$525.0K<0.1%History
EMNEastman Chemical CoStock4,283$500.0K<0.1%History
HCAHCA Healthcare, Inc.COM2,310$477.0K<0.1%History
RGAReinsurance Group of America IncCOM NEW4,096$467.0K<0.1%History
BBYBest Buy Co IncStock4,023$462.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A6,490$449.0K<0.1%History
LBTYKLiberty Global Ltd.SHS CL C16,381$443.0K<0.1%History
LHXL3HARRIS Technologies, Inc.Stock2,033$439.0K<0.1%History
ELEstee Lauder Companies IncCL A1,370$436.0K<0.1%History
HUMHumana IncStock977$433.0K<0.1%History
WCNWaste Connections, Inc.COM3,535$423.0K<0.1%History
NOCNorthrop Grumman CorpStock1,139$414.0K<0.1%History
NTAPNetApp, Inc.Stock5,037$412.0K<0.1%History
CECelanese CorpStock2,714$411.0K<0.1%History
CNCCentene CorpStock5,369$391.0K<0.1%History
APTVAptiv PLCSHS2,475$389.0K<0.1%History
VRSKVerisk Analytics, Inc.COM2,207$385.0K<0.1%History
AXTAAxalta Coating Systems Ltd.COM12,448$380.0K<0.1%History
PKGPackaging Corp of AmericaStock2,762$374.0K<0.1%History
TDGTransDigm Group INCCOM570$369.0K<0.1%History
GILDGilead Sciences, Inc.Stock5,313$365.0K<0.1%History
MNSTMonster Beverage CorpCOM3,949$361.0K<0.1%History
CLXClorox CoStock1,978$356.0K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM629$351.0K<0.1%History
AKAMAkamai Technologies IncCOM2,935$342.0K<0.1%History
MARMarriott International IncStock2,487$340.0K<0.1%History
OMCOmnicom Group Inc.COM4,016$321.0K<0.1%History
MLMMartin Marietta Materials IncCOM911$321.0K<0.1%History
TWLOTwilio IncCL A787$310.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW3,258$306.0K<0.1%History
MPCMarathon Petroleum CorpStock5,057$305.0K<0.1%History
TMUST-Mobile US, Inc.Stock1,875$271.0K<0.1%History
GLGlobe Life Inc.COM2,697$257.0K<0.1%History
SYYSysco CorpStock2,797$217.0K<0.1%History
HBANHuntington Bancshares IncCOM14,383$206.0K<0.1%History
FLLFull House Resorts IncCOM19,069$190.0K<0.1%History
VVNTVivint Smart Home, Inc.COM CL A10,809$143.0K<0.1%History